UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$365M |
| 2 |
Trane Technologies
TT
|
+$207M |
| 3 |
TC Energy
TRP
|
+$163M |
| 4 |
Merck
MRK
|
+$158M |
| 5 |
Walt Disney
DIS
|
+$158M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$210M |
| 2 |
Alphabet (Google) Class A
GOOGL
|
+$196M |
| 3 |
Johnson & Johnson
JNJ
|
+$190M |
| 4 |
Alphabet (Google) Class C
GOOG
|
+$180M |
| 5 |
Meta Platforms (Facebook)
META
|
+$169M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 18.31% |
| 2 | Financials | 14.07% |
| 3 | Healthcare | 13.31% |
| 4 | Consumer Discretionary | 12.06% |
| 5 | Communication Services | 8.62% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1901
AppFolio
APPF
$6.84B
| $899K | ﹤0.01% |
+8,794
| New | +$831K |
|
1902
United Natural Foods
UNFI
$2.9B
| $898K | ﹤0.01% |
100,123
+13,444
| +16% | +$155K |
|
1903
Gibraltar Industries
ROCK
$1.53B
| $897K | ﹤0.01% |
22,223
+7,284
| +49% | +$283K |
|
1904
Enpro
NPO
$7.08B
| $894K | ﹤0.01% |
13,998
+6,099
| +77% | +$398K |
|
|
VGR
1905
DELISTED
Vector Group Ltd.
VGR
| $893K | ﹤0.01% |
135,630
-19,692
| -13% | -$132K |
|
1906
Stewart Information Services
STC
$2.08B
| $891K | ﹤0.01% |
22,006
+3,607
| +20% | +$153K |
|
|
CSGS
1907
DELISTED
CSG Systems International
CSGS
| $891K | ﹤0.01% |
18,237
+1,069
| +6% | +$48.9K |
|
1908
GrafTech
EAF
$199M
| $887K | ﹤0.01% |
7,716
+2,092
| +37% | +$245K |
|
1909
Kearny Financial
KRNY
$607M
| $883K | ﹤0.01% |
66,419
+19,201
| +41% | +$258K |
|
1910
CareDx
CDNA
$2.37B
| $882K | ﹤0.01% |
24,494
+3,200
| +15% | +$102K |
|
|
AVX
1911
DELISTED
AVX Corporation
AVX
| $877K | ﹤0.01% |
52,850
+1,308
| +3% | +$21.5K |
|
1912
Rambus
RMBS
$10.7B
| $877K | ﹤0.01% |
72,845
+6,159
| +9% | +$70.6K |
|
1913
Amkor Technology
AMKR
$13.6B
| $874K | ﹤0.01% |
117,211
+9,772
| +9% | +$76.5K |
|
|
SFIX
1914
Stitch Fix
SFIX
$534M
| $866K | ﹤0.01% |
+27,060
| New | +$726K |
|
|
NCI
1915
DELISTED
Navigant Consulting, Inc.
NCI
| $865K | ﹤0.01% |
37,318
+18,252
| +96% | +$404K |
|
1916
ICF International
ICFI
$1.55B
| $864K | ﹤0.01% |
11,867
+766
| +7% | +$57.4K |
|
1917
Kulicke & Soffa
KLIC
$4.78B
| $864K | ﹤0.01% |
38,309
-6,719
| -15% | -$148K |
|
1918
Ardmore Shipping
ASC
$695M
| $863K | ﹤0.01% |
105,900
| – | – |
|
1919
Innoviva
INVA
$1.59B
| $860K | ﹤0.01% |
59,039
+3,786
| +7% | +$53.7K |
|
|
AQUA
1920
DELISTED
Evoqua Water Technologies Corp. Common Stock
AQUA
| $858K | ﹤0.01% |
60,244
+13,546
| +29% | +$176K |
|
1921
Innovative Industrial Properties
IIPR
$1.7B
| $857K | ﹤0.01% |
+6,936
| New | +$636K |
|
|
TEN
1922
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
| $857K | ﹤0.01% |
77,265
+7,439
| +11% | +$122K |
|
|
RCM
1923
DELISTED
R1 RCM Inc. Common Stock
RCM
| $856K | ﹤0.01% |
68,034
-2,394
| -3% | -$27K |
|
|
AIMT
1924
DELISTED
Aimmune Therapeutics
AIMT
| $855K | ﹤0.01% |
41,044
+16,672
| +68% | +$343K |
|
1925
Par Pacific Holdings
PARR
$3.42B
| $854K | ﹤0.01% |
41,626
+25,406
| +157% | +$495K |
|
Similar funds
UBS AM's Q2 2019 Portfolio in Review
As of Q2 2019, UBS AM held 2,924 positions worth $140B, up 4% from $135B the previous quarter. Its ten largest holdings account for 18% of the portfolio.
UBS AM's Q2 2019 filing shows 135 new, 1,612 increased, 794 reduced and 70 closed positions. Its largest new stake was Dow Inc: 2,393,505 shares worth $118M. The largest sale was Microsoft, an estimated $210M.
By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 18% a quarter earlier, followed by Financials and Healthcare.
- UBS AM's largest Q2 2019 buy was Dow Inc: 2,393,505 shares worth $118M.
- UBS AM added most to Alibaba in Q2 2019, an estimated $365M increase.
- UBS AM's biggest Q2 2019 reduction was Microsoft, cutting an estimated $210M.
- UBS AM fully exited Ultimate Software Group Inc in Q2 2019, selling an estimated $18.2M.
- UBS AM's ten largest holdings make up 18% of its $140B portfolio in Q2 2019.
- UBS AM opened 135 new positions and closed 70 in Q2 2019.
- UBS AM's portfolio value rose 4% quarter-over-quarter to $140B.
Based on UBS AM's 13F filing for Q2 2019, filed 15 Aug 2019.