UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Regeneron Pharmaceuticals
REGN
|
+$188M |
| 2 |
Yelp
YELP
|
+$182M |
| 3 |
General Motors
GM
|
+$141M |
| 4 |
American Express
AXP
|
+$138M |
| 5 |
Comcast
CMCSA
|
+$116M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
eBay
EBAY
|
+$331M |
| 2 |
Crown Castle
CCI
|
+$303M |
| 3 |
Cardinal Health
CAH
|
+$204M |
| 4 |
Gilead Sciences
GILD
|
+$157M |
| 5 |
Apple
AAPL
|
+$150M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 14.6% |
| 2 | Healthcare | 13.9% |
| 3 | Technology | 13.4% |
| 4 | Industrials | 10.1% |
| 5 | Consumer Discretionary | 9.2% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
DYAX
1901
DELISTED
DYAX CORPORATION
DYAX
| $386K | ﹤0.01% |
51,296
+4,800
| +10% | +$36.5K |
|
|
SNBR
1902
DELISTED
Sleep Number
SNBR
| $382K | ﹤0.01% |
18,098
+1,500
| +9% | +$31.5K |
|
|
SWIR
1903
DELISTED
Sierra Wireless
SWIR
| $382K | ﹤0.01% |
15,798
| – | – |
|
|
RESI
1904
DELISTED
Front Yard Residential Corporation Common Stock
RESI
| $382K | ﹤0.01% |
+12,700
| New | +$344K |
|
1905
Northwest Natural Holdings
NWN
$2.14B
| $381K | ﹤0.01% |
8,899
| – | – |
|
|
BGG
1906
DELISTED
Briggs & Stratton Corp.
BGG
| $381K | ﹤0.01% |
17,498
-11,400
| -39% | -$226K |
|
1907
DXP Enterprises
DXPE
$3.07B
| $380K | ﹤0.01% |
3,300
+200
| +6% | +$18.8K |
|
1908
Otter Tail
OTTR
$3.91B
| $380K | ﹤0.01% |
12,999
-1,200
| -8% | -$34.9K |
|
|
QLGC
1909
DELISTED
QLOGIC CORP
QLGC
| $379K | ﹤0.01% |
31,996
-274,800
| -90% | -$3.2M |
|
1910
Dycom Industries
DY
$12B
| $378K | ﹤0.01% |
13,600
-300
| -2% | -$8.6K |
|
|
ATMI
1911
DELISTED
A T M I INC
ATMI
| $378K | ﹤0.01% |
12,499
-500
| -4% | -$14.3K |
|
|
RAS
1912
DELISTED
RAIT Financial Trust
RAS
| $378K | ﹤0.01% |
42,097
-1,500
| -3% | -$11.7K |
|
1913
Federal Signal
FSS
$7.8B
| $377K | ﹤0.01% |
25,700
-5,300
| -17% | -$75.6K |
|
|
ABMD
1914
DELISTED
Abiomed Inc
ABMD
| $377K | ﹤0.01% |
14,099
-1,400
| -9% | -$34.6K |
|
1915
Rogers Corp
ROG
$2.39B
| $375K | ﹤0.01% |
6,100
+600
| +11% | +$36.1K |
|
|
UBA
1916
DELISTED
Urstadt Biddle Properties Inc. Class A
UBA
| $374K | ﹤0.01% |
20,258
| – | – |
|
1917
Strategy Inc
MSTR
$37.2B
| $373K | ﹤0.01% |
+30,000
| New | +$353K |
|
|
ISBC
1918
DELISTED
Investors Bancorp, Inc.
ISBC
| $373K | ﹤0.01% |
37,208
-22,686
| -38% | -$210K |
|
1919
Columbia Sportswear
COLM
$2.93B
| $372K | ﹤0.01% |
9,450
-400
| -4% | -$13.5K |
|
1920
J&J Snack Foods
JJSF
$1.72B
| $372K | ﹤0.01% |
4,200
+300
| +8% | +$25.3K |
|
1921
Ubiquiti
UI
$34.3B
| $372K | ﹤0.01% |
+8,100
| New | +$322K |
|
|
JBTM
1922
JBT Marel
JBTM
$6.36B
| $372K | ﹤0.01% |
12,699
-800
| -6% | -$22.2K |
|
|
HERO
1923
DELISTED
HERCULES OFFSHORE INC COM STK
HERO
| $372K | ﹤0.01% |
56,895
+4,400
| +8% | +$29.7K |
|
1924
Coherent
COHR
$65.4B
| $371K | ﹤0.01% |
21,098
-1,900
| -8% | -$32.4K |
|
|
VIVO
1925
DELISTED
Meridian Bioscience Inc
VIVO
| $371K | ﹤0.01% |
13,999
-1,100
| -7% | -$27K |
|
Similar funds
UBS AM's Q4 2013 Portfolio in Review
As of Q4 2013, UBS AM held 2,637 positions worth $87.5B, up 8.1% from $80.9B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS AM's Q4 2013 filing shows 130 new, 1,010 increased, 1,128 reduced and 103 closed positions. Its largest new stake was Trip.com Group: 2,309,000 shares worth $57.3M. The largest sale was eBay, an estimated $331M.
By sector, the portfolio is most concentrated in Financials at 15% of assets, up from 14% a quarter earlier, followed by Healthcare and Technology.
- UBS AM's largest Q4 2013 buy was Trip.com Group: 2,309,000 shares worth $57.3M.
- UBS AM added most to Regeneron Pharmaceuticals in Q4 2013, an estimated $188M increase.
- UBS AM's biggest Q4 2013 reduction was eBay, cutting an estimated $331M.
- UBS AM fully exited DELL INC in Q4 2013, selling an estimated $62.9M.
- UBS AM's ten largest holdings make up 14% of its $87.5B portfolio in Q4 2013.
- UBS AM opened 130 new positions and closed 103 in Q4 2013.
- UBS AM's portfolio value rose 8.1% quarter-over-quarter to $87.5B.
Based on UBS AM's 13F filing for Q4 2013, filed 31 Jan 2014.