UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Shopify
SHOP
|
+$873M |
| 2 |
Apple
AAPL
|
+$739M |
| 3 |
Accenture
ACN
|
+$450M |
| 4 |
iShares Russell Mid-Cap Value ETF
IWS
|
+$393M |
| 5 |
Salesforce
CRM
|
+$359M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$1.39B |
| 2 |
Infosys
INFY
|
+$641M |
| 3 |
Meta Platforms (Facebook)
META
|
+$621M |
| 4 |
JPMorgan Chase
JPM
|
+$483M |
| 5 |
Visa
V
|
+$477M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 28.05% |
| 2 | Healthcare | 12.84% |
| 3 | Consumer Discretionary | 11.61% |
| 4 | Financials | 11.34% |
| 5 | Communication Services | 8.88% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1876
Editas Medicine
EDIT
$438M
| $1.67M | ﹤0.01% |
63,086
-4,547
| -7% | -$157K |
|
|
PMT
1877
PennyMac Mortgage Investment
PMT
$814M
| $1.67M | ﹤0.01% |
96,304
-23,683
| -20% | -$449K |
|
|
DVAX
1878
DELISTED
Dynavax Technologies
DVAX
| $1.67M | ﹤0.01% |
118,559
+1,298
| +1% | +$21.4K |
|
|
STFC
1879
DELISTED
State Auto Financial Corp
STFC
| $1.66M | ﹤0.01% |
32,197
+21,156
| +192% | +$1.09M |
|
1880
TFS Financial
TFSL
$4.82B
| $1.66M | ﹤0.01% |
93,099
-6,587
| -7% | -$126K |
|
1881
Lantheus
LNTH
$6.59B
| $1.66M | ﹤0.01% |
57,341
| – | – |
|
|
INFN
1882
DELISTED
Infinera Corporation Common Stock
INFN
| $1.66M | ﹤0.01% |
172,596
+7,179
| +4% | +$60.8K |
|
1883
Health Catalyst
HCAT
$131M
| $1.65M | ﹤0.01% |
41,740
+3,025
| +8% | +$138K |
|
1884
Northwest Bancshares
NWBI
$2.26B
| $1.65M | ﹤0.01% |
116,700
-3,514
| -3% | -$48.9K |
|
|
CDMO
1885
DELISTED
Avid Bioservices, Inc. Common Stock
CDMO
| $1.65M | ﹤0.01% |
56,619
| – | – |
|
1886
Enterprise Financial Services Corp
EFSC
$2.36B
| $1.63M | ﹤0.01% |
34,610
| – | – |
|
1887
Palomar
PLMR
$3.42B
| $1.62M | ﹤0.01% |
25,065
| – | – |
|
1888
Gates Industrial Corporation Ltd.
GTES
$7.14B
| $1.62M | ﹤0.01% |
101,875
+4,628
| +5% | +$75.9K |
|
|
CIVI
1889
DELISTED
Civitas Resources
CIVI
| $1.62M | ﹤0.01% |
33,090
+19,398
| +142% | +$1.03M |
|
|
CMRC
1890
Commerce.com Inc Series 1
CMRC
$175M
| $1.62M | ﹤0.01% |
45,706
+5,369
| +13% | +$253K |
|
1891
CNA Financial
CNA
$13.9B
| $1.62M | ﹤0.01% |
36,662
| – | – |
|
1892
Brinker International
EAT
$9.69B
| $1.62M | ﹤0.01% |
44,142
-17,694
| -29% | -$731K |
|
|
ADAM
1893
Adamas Trust
ADAM
$863M
| $1.61M | ﹤0.01% |
108,525
-5,048
| -4% | -$82.7K |
|
|
HSKA
1894
DELISTED
Heska Corp
HSKA
| $1.61M | ﹤0.01% |
8,847
+1,999
| +29% | +$398K |
|
1895
MarineMax
HZO
$1.15B
| $1.61M | ﹤0.01% |
27,344
+3,880
| +17% | +$208K |
|
1896
Vericel Corp
VCEL
$2.29B
| $1.61M | ﹤0.01% |
40,943
| – | – |
|
|
TRQ
1897
DELISTED
Turquoise Hill Resources Ltd
TRQ
| $1.61M | ﹤0.01% |
+97,636
| New | +$1.38M |
|
1898
8x8 Inc
EGHT
$325M
| $1.61M | ﹤0.01% |
95,816
+5,997
| +7% | +$126K |
|
1899
Provident Financial Services
PFS
$3.16B
| $1.6M | ﹤0.01% |
66,123
| – | – |
|
1900
Healthcare Services Group
HCSG
$1.51B
| $1.6M | ﹤0.01% |
89,966
-5,973
| -6% | -$116K |
|
Similar funds
UBS AM's Q4 2021 Portfolio in Review
As of Q4 2021, UBS AM held 2,965 positions worth $261B, up 8.3% from $241B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
UBS AM's Q4 2021 filing shows 219 new, 1,218 increased, 1,020 reduced and 126 closed positions. Its largest new stake was iShares Russell Mid-Cap Value ETF: 3,293,120 shares worth $403M. The largest sale was Microsoft, an estimated $1.39B.
By sector, the portfolio is most concentrated in Technology at 28% of assets, up from 26% a quarter earlier, followed by Healthcare and Consumer Discretionary.
- UBS AM's largest Q4 2021 buy was iShares Russell Mid-Cap Value ETF: 3,293,120 shares worth $403M.
- UBS AM added most to Shopify in Q4 2021, an estimated $873M increase.
- UBS AM's biggest Q4 2021 reduction was Microsoft, cutting an estimated $1.39B.
- UBS AM fully exited Baidu in Q4 2021, selling an estimated $360M.
- UBS AM's ten largest holdings make up 22% of its $261B portfolio in Q4 2021.
- UBS AM opened 219 new positions and closed 126 in Q4 2021.
- UBS AM's portfolio value rose 8.3% quarter-over-quarter to $261B.
Based on UBS AM's 13F filing for Q4 2021, filed 14 Feb 2022.