UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$2.79B |
| 2 |
Meta Platforms (Facebook)
META
|
+$412M |
| 3 |
TAL Education Group
TAL
|
+$200M |
| 4 |
PPD
PPD, Inc. Common Stock
PPD
|
+$184M |
| 5 |
Intuit
INTU
|
+$182M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$1.43B |
| 2 |
NetEase
NTES
|
+$245M |
| 3 |
Goldman Sachs
GS
|
+$161M |
| 4 |
PPLI
People Inc
PPLI
|
+$114M |
| 5 |
Baidu
BIDU
|
+$110M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 24.43% |
| 2 | Consumer Discretionary | 14.2% |
| 3 | Healthcare | 13.11% |
| 4 | Financials | 11.12% |
| 5 | Communication Services | 9.64% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
ZGNX
1876
DELISTED
Zogenix, Inc.
ZGNX
| $826K | ﹤0.01% |
46,068
-14,666
| -24% | -$359K |
|
|
TPIC
1877
DELISTED
TPI Composites
TPIC
| $826K | ﹤0.01% |
28,510
-1,062
| -4% | -$29.8K |
|
|
CATM
1878
DELISTED
Cardtronics plc Class A Ordinary Shares (UK)
CATM
| $823K | ﹤0.01% |
41,574
-170
| -0.4% | -$3.71K |
|
|
PRA
1879
DELISTED
ProAssurance
PRA
| $821K | ﹤0.01% |
52,522
+6,598
| +14% | +$98.2K |
|
1880
Oxford Industries
OXM
$552M
| $815K | ﹤0.01% |
20,192
+7,095
| +54% | +$320K |
|
1881
Materion
MTRN
$6.04B
| $813K | ﹤0.01% |
15,630
-7,845
| -33% | -$444K |
|
1882
Rocket Pharmaceuticals
RCKT
$394M
| $811K | ﹤0.01% |
35,471
+4,080
| +13% | +$101K |
|
|
AMWD
1883
DELISTED
American Woodmark
AMWD
| $810K | ﹤0.01% |
10,310
-136
| -1% | -$11.1K |
|
1884
Dine Brands
DIN
$452M
| $810K | ﹤0.01% |
14,829
-937
| -6% | -$47.4K |
|
|
XRN
1885
Chiron Real Estate Inc
XRN
$477M
| $807K | ﹤0.01% |
11,960
+4,352
| +57% | +$273K |
|
1886
Super Micro Computer
SMCI
$20.1B
| $807K | ﹤0.01% |
305,660
-40,000
| -12% | -$109K |
|
1887
CorVel
CRVL
$3.19B
| $807K | ﹤0.01% |
28,332
+5,280
| +23% | +$142K |
|
1888
Wabash National
WNC
$527M
| $805K | ﹤0.01% |
67,328
| – | – |
|
1889
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.66B
| – | – |
0
| – | – |
|
|
CWEN.A
1890
DELISTED
Clearway Energy Class A
CWEN.A
| $803K | ﹤0.01% |
32,526
| – | – |
|
1891
Skywest
SKYW
$4.34B
| $803K | ﹤0.01% |
26,901
+6,896
| +34% | +$215K |
|
1892
Cars.com
CARS
$660M
| $802K | ﹤0.01% |
99,304
| – | – |
|
|
WBT
1893
DELISTED
Welbilt, Inc.
WBT
| $800K | ﹤0.01% |
129,863
-2,026
| -2% | -$13.7K |
|
|
SASR
1894
DELISTED
Sandy Spring Bancorp Inc
SASR
| $799K | ﹤0.01% |
34,626
| – | – |
|
1895
OraSure Technologies
OSUR
$279M
| $791K | ﹤0.01% |
65,020
+319
| +0.5% | +$4.36K |
|
1896
TTEC Holdings
TTEC
$124M
| $789K | ﹤0.01% |
14,467
-197
| -1% | -$10.4K |
|
1897
Matador Resources
MTDR
$6.09B
| $789K | ﹤0.01% |
95,533
-293,632
| -75% | -$2.63M |
|
|
GMS
1898
DELISTED
GMS Inc
GMS
| $788K | ﹤0.01% |
32,698
-917
| -3% | -$22.5K |
|
1899
Atara Biotherapeutics
ATRA
$76.1M
| $784K | ﹤0.01% |
2,419
-188
| -7% | -$64K |
|
1900
St. Joe Company
JOE
$3.83B
| $782K | ﹤0.01% |
37,885
+9,976
| +36% | +$209K |
|
Similar funds
UBS AM's Q3 2020 Portfolio in Review
As of Q3 2020, UBS AM held 2,541 positions worth $186B, up 14% from $164B the previous quarter. Its ten largest holdings account for 26% of the portfolio.
UBS AM's Q3 2020 filing shows 79 new, 1,449 increased, 718 reduced and 56 closed positions. Its largest new stake was State Street Technology Select Sector SPDR ETF: 1,973,762 shares worth $115M. The largest sale was Alibaba, an estimated $1.43B.
By sector, the portfolio is most concentrated in Technology at 24% of assets, up from 23% a quarter earlier, followed by Consumer Discretionary and Healthcare.
- UBS AM's largest Q3 2020 buy was State Street Technology Select Sector SPDR ETF: 1,973,762 shares worth $115M.
- UBS AM added most to Microsoft in Q3 2020, an estimated $2.79B increase.
- UBS AM's biggest Q3 2020 reduction was Alibaba, cutting an estimated $1.43B.
- UBS AM fully exited LogMein, Inc. in Q3 2020, selling an estimated $27.8M.
- UBS AM's ten largest holdings make up 26% of its $186B portfolio in Q3 2020.
- UBS AM opened 79 new positions and closed 56 in Q3 2020.
- UBS AM's portfolio value rose 14% quarter-over-quarter to $186B.
Based on UBS AM's 13F filing for Q3 2020, filed 13 Nov 2020.