UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$495M |
| 2 |
Microsoft
MSFT
|
+$480M |
| 3 |
Global Payments
GPN
|
+$400M |
| 4 |
Mastercard
MA
|
+$274M |
| 5 |
Comcast
CMCSA
|
+$254M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TSS
Total System Services, Inc.
TSS
|
+$225M |
| 2 |
WP
Worldpay, Inc.
WP
|
+$190M |
| 3 |
Apple
AAPL
|
+$167M |
| 4 |
RHT
Red Hat Inc
RHT
|
+$166M |
| 5 |
APC
Anadarko Petroleum
APC
|
+$108M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 18.77% |
| 2 | Financials | 14.07% |
| 3 | Healthcare | 13.13% |
| 4 | Consumer Discretionary | 12.1% |
| 5 | Communication Services | 8.54% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1876
FormFactor
FORM
$9.17B
| $1.06M | ﹤0.01% |
57,087
+14,795
| +35% | +$253K |
|
1877
Upbound Group
UPBD
$1.16B
| $1.06M | ﹤0.01% |
41,062
+5,953
| +17% | +$156K |
|
|
GES
1878
DELISTED
Guess Inc
GES
| $1.06M | ﹤0.01% |
57,082
+4,215
| +8% | +$70K |
|
|
CPE
1879
DELISTED
Callon Petroleum Company
CPE
| $1.06M | ﹤0.01% |
24,342
-11,435
| -32% | -$558K |
|
1880
Univest Financial
UVSP
$1.18B
| $1.06M | ﹤0.01% |
41,378
+5,233
| +14% | +$135K |
|
1881
Lazard
LAZ
$4.31B
| $1.05M | ﹤0.01% |
30,027
-11,225
| -27% | -$397K |
|
1882
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
| $1.05M | ﹤0.01% |
21,413
+881
| +4% | +$43.5K |
|
|
SNBR
1883
DELISTED
Sleep Number
SNBR
| $1.05M | ﹤0.01% |
25,390
+4,856
| +24% | +$208K |
|
1884
WisdomTree International Hedged Quality Dividend Growth Fund
IHDG
$2.25B
| $1.05M | ﹤0.01% |
31,130
| – | – |
|
1885
Artivion
AORT
$1.32B
| $1.05M | ﹤0.01% |
38,539
+16,760
| +77% | +$475K |
|
1886
Acco Brands
ACCO
$407M
| $1.04M | ﹤0.01% |
105,855
+14,277
| +16% | +$129K |
|
|
TWOU
1887
DELISTED
2U Inc
TWOU
| $1.04M | ﹤0.01% |
2,139
+71
| +3% | +$51K |
|
1888
Stewart Information Services
STC
$2.08B
| $1.04M | ﹤0.01% |
26,904
+4,898
| +22% | +$182K |
|
1889
CTS Corp
CTS
$1.89B
| $1.04M | ﹤0.01% |
32,195
+3,289
| +11% | +$98K |
|
1890
AZZ Inc
AZZ
$4.54B
| $1.04M | ﹤0.01% |
23,907
+3,675
| +18% | +$161K |
|
|
INOV
1891
DELISTED
Inovalon Holdings, Inc. Class A Common Stock
INOV
| $1.04M | ﹤0.01% |
63,467
+17,798
| +39% | +$284K |
|
1892
iShares 1-3 Year Treasury Bond ETF
SHY
$25.1B
| $1.04M | ﹤0.01% |
12,243
-212
| -2% | -$18K |
|
|
CTWS
1893
DELISTED
Connecticut Water Service Inc
CTWS
| $1.04M | ﹤0.01% |
14,786
+4,714
| +47% | +$330K |
|
1894
Century Communities
CCS
$2.03B
| $1.03M | ﹤0.01% |
33,620
+4,298
| +15% | +$120K |
|
|
MCRN
1895
DELISTED
Milacron Holdings Corp.
MCRN
| $1.03M | ﹤0.01% |
61,693
+11,988
| +24% | +$193K |
|
1896
Greif
GEF
$5.04B
| $1.03M | ﹤0.01% |
27,127
+15,330
| +130% | +$535K |
|
|
NXRT
1897
NexPoint Residential Trust
NXRT
$652M
| $1.02M | ﹤0.01% |
21,919
+4,125
| +23% | +$185K |
|
1898
Herc Holdings
HRI
$5.61B
| $1.02M | ﹤0.01% |
22,005
+6,786
| +45% | +$295K |
|
1899
MACOM Technology Solutions
MTSI
$23.7B
| $1.02M | ﹤0.01% |
47,578
+30,196
| +174% | +$590K |
|
1900
NETGEAR
NTGR
$635M
| $1.02M | ﹤0.01% |
31,721
+10,961
| +53% | +$344K |
|
Similar funds
UBS AM's Q3 2019 Portfolio in Review
As of Q3 2019, UBS AM held 2,935 positions worth $148B, up 5.8% from $140B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
UBS AM deployed $6.46B of net new capital in Q3 2019, opening 79 new positions and adding to 1,853 existing holdings. Its largest new stake was 10x Genomics: 184,683 shares worth $9.31M.
By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 18% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Apple, an estimated $167M trimmed.
- UBS AM's largest Q3 2019 buy was 10x Genomics: 184,683 shares worth $9.31M.
- UBS AM added most to Alibaba in Q3 2019, an estimated $495M increase.
- UBS AM's biggest Q3 2019 reduction was Apple, cutting an estimated $167M.
- UBS AM fully exited Total System Services, Inc. in Q3 2019, selling an estimated $225M.
- UBS AM's ten largest holdings make up 19% of its $148B portfolio in Q3 2019.
- UBS AM opened 79 new positions and closed 50 in Q3 2019.
- UBS AM's portfolio value rose 5.8% quarter-over-quarter to $148B.
Based on UBS AM's 13F filing for Q3 2019, filed 14 Nov 2019.