UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alphabet (Google) Class A
GOOGL
|
+$1.23B |
| 2 |
Alphabet (Google) Class C
GOOG
|
+$963M |
| 3 |
Synchrony
SYF
|
+$204M |
| 4 |
Perrigo
PRGO
|
+$151M |
| 5 |
Cooper Companies
COO
|
+$147M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$763M |
| 2 |
Visa
V
|
+$227M |
| 3 |
ExxonMobil
XOM
|
+$181M |
| 4 |
GE Aerospace
GE
|
+$176M |
| 5 |
LNKD
LinkedIn Corporation
LNKD
|
+$151M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 16.88% |
| 2 | Financials | 14.42% |
| 3 | Technology | 14.04% |
| 4 | Consumer Discretionary | 10.24% |
| 5 | Communication Services | 8.81% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
ATW
1876
DELISTED
Atwood Oceanics
ATW
| $616K | ﹤0.01% |
60,157
+96
| +0.2% | +$1.47K |
|
|
KKD
1877
DELISTED
KRISPY KREME DOUGHNUTS INC
KKD
| $615K | ﹤0.01% |
40,798
+5,500
| +16% | +$78.1K |
|
|
HA
1878
DELISTED
Hawaiian Holdings, Inc.
HA
| $614K | ﹤0.01% |
17,366
+7,766
| +81% | +$268K |
|
|
KCG
1879
DELISTED
KCG Holdings, Inc.
KCG
| $614K | ﹤0.01% |
49,817
+14,419
| +41% | +$180K |
|
1880
Andersons Inc
ANDE
$2.22B
| $613K | ﹤0.01% |
19,375
| – | – |
|
1881
Quaker Houghton
KWR
$2.92B
| $611K | ﹤0.01% |
7,906
+300
| +4% | +$24.2K |
|
1882
Repligen
RGEN
$9.25B
| $611K | ﹤0.01% |
21,600
| – | – |
|
1883
Walker & Dunlop
WD
$1.53B
| $611K | ﹤0.01% |
21,199
+900
| +4% | +$26K |
|
1884
HEICO Corp Class A
HEI.A
$37.2B
| $610K | ﹤0.01% |
+30,273
| New | +$554K |
|
1885
Super Micro Computer
SMCI
$20.1B
| $610K | ﹤0.01% |
248,980
| – | – |
|
|
IPCC
1886
DELISTED
Infinity Property & Casualty C
IPCC
| $609K | ﹤0.01% |
7,405
| – | – |
|
1887
Dave & Buster's
PLAY
$357M
| $607K | ﹤0.01% |
14,547
+6,073
| +72% | +$238K |
|
1888
S&T Bancorp
STBA
$1.79B
| $601K | ﹤0.01% |
19,499
+800
| +4% | +$25.9K |
|
|
APOL
1889
DELISTED
Apollo Education Group Inc Class A
APOL
| $600K | ﹤0.01% |
78,197
-17,199
| -18% | -$142K |
|
|
CCG
1890
DELISTED
CAMPUS CREST COMMUNITIES INC COM STK (MD)
CCG
| $599K | ﹤0.01% |
88,198
| – | – |
|
1891
Forward Air
FWRD
$654M
| $598K | ﹤0.01% |
13,899
+1,400
| +11% | +$62.7K |
|
1892
Columbia Sportswear
COLM
$2.93B
| $597K | ﹤0.01% |
12,250
-600
| -5% | -$30.7K |
|
1893
Standex International
SXI
$4.12B
| $596K | ﹤0.01% |
7,171
+400
| +6% | +$33.8K |
|
1894
Waterstone Financial
WSBF
$375M
| $595K | ﹤0.01% |
42,236
| – | – |
|
1895
HealthEquity
HQY
$8.75B
| $594K | ﹤0.01% |
23,700
+800
| +3% | +$24.6K |
|
|
FCB
1896
DELISTED
FCB Financial Holdings, Inc.
FCB
| $594K | ﹤0.01% |
16,600
| – | – |
|
|
AMWD
1897
DELISTED
American Woodmark
AMWD
| $592K | ﹤0.01% |
7,400
| – | – |
|
1898
Greif
GEF
$5.04B
| $592K | ﹤0.01% |
19,199
+500
| +3% | +$16.6K |
|
1899
Gray Television
GTN
$552M
| $592K | ﹤0.01% |
36,300
+1,800
| +5% | +$28.2K |
|
1900
UFP Industries
UFPI
$5.19B
| $591K | ﹤0.01% |
25,911
+6,111
| +31% | +$145K |
|
Similar funds
UBS AM's Q4 2015 Portfolio in Review
As of Q4 2015, UBS AM held 2,799 positions worth $87.7B, down 3.2% from $90.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS AM withdrew a net $9.78B in Q4 2015, closing 103 positions and reducing 997 holdings. Its most notable exit was COMCAST CORP SPL A (NEW), an estimated $67.4M position sold in full.
By sector, the portfolio is most concentrated in Healthcare at 17% of assets, up from 16% a quarter earlier, followed by Financials and Technology.
Against the trend, UBS AM opened a new position in Alphabet (Google) Class A worth $1.29B.
- UBS AM's largest Q4 2015 buy was Alphabet (Google) Class A: 33,192,720 shares worth $1.29B.
- UBS AM added most to Synchrony in Q4 2015, an estimated $204M increase.
- UBS AM's biggest Q4 2015 reduction was Apple, cutting an estimated $763M.
- UBS AM fully exited COMCAST CORP SPL A (NEW) in Q4 2015, selling an estimated $67.4M.
- UBS AM's ten largest holdings make up 14% of its $87.7B portfolio in Q4 2015.
- UBS AM opened 130 new positions and closed 103 in Q4 2015.
- UBS AM's portfolio value fell 3.2% quarter-over-quarter to $87.7B.
Based on UBS AM's 13F filing for Q4 2015, filed 12 Feb 2016.