UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Adobe
ADBE
|
+$190M |
| 2 |
Alibaba
BABA
|
+$147M |
| 3 |
Walt Disney
DIS
|
+$138M |
| 4 |
Analog Devices
ADI
|
+$130M |
| 5 |
Merck
MRK
|
+$127M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Infosys
INFY
|
+$180M |
| 2 |
PepsiCo
PEP
|
+$150M |
| 3 |
Lincoln National
LNC
|
+$139M |
| 4 |
Accenture
ACN
|
+$117M |
| 5 |
McDonald's
MCD
|
+$96.4M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 15.64% |
| 2 | Financials | 14.72% |
| 3 | Healthcare | 13.96% |
| 4 | Consumer Discretionary | 10.11% |
| 5 | Communication Services | 9.66% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
LTRPA
1851
DELISTED
Liberty TripAdvisor Holdings, Inc. Series A
LTRPA
| $439K | ﹤0.01% |
31,156
| – | – |
|
1852
Federal Signal
FSS
$7.63B
| $438K | ﹤0.01% |
31,743
+11,243
| +55% | +$169K |
|
|
PDS
1853
Precision Drilling
PDS
$999M
| $438K | ﹤0.01% |
4,645
-490
| -10% | -$51.4K |
|
|
INVN
1854
DELISTED
Invensense Inc
INVN
| $438K | ﹤0.01% |
34,665
+18,466
| +114% | +$230K |
|
|
GNC
1855
DELISTED
GNC Holdings, Inc.
GNC
| $438K | ﹤0.01% |
59,452
+43,355
| +269% | +$373K |
|
1856
Repligen
RGEN
$7.96B
| $436K | ﹤0.01% |
12,400
| – | – |
|
|
IMMU
1857
DELISTED
Immunomedics Inc
IMMU
| $435K | ﹤0.01% |
67,301
+52,709
| +361% | +$267K |
|
1858
Albany International
AIN
$2.11B
| $434K | ﹤0.01% |
9,428
| – | – |
|
|
BSFT
1859
DELISTED
BroadSoft, Inc.
BSFT
| $434K | ﹤0.01% |
10,799
+2,000
| +23% | +$85.1K |
|
1860
FirstService
FSV
$6.48B
| $434K | ﹤0.01% |
7,199
| – | – |
|
1861
OSI Systems
OSIS
$3.65B
| $432K | ﹤0.01% |
5,917
+3,218
| +119% | +$239K |
|
1862
Q2 Holdings
QTWO
$3.8B
| $431K | ﹤0.01% |
+12,356
| New | +$412K |
|
1863
Kearny Financial
KRNY
$604M
| $430K | ﹤0.01% |
28,554
+12,054
| +73% | +$182K |
|
1864
Hanmi Financial
HAFC
$945M
| $429K | ﹤0.01% |
+13,958
| New | +$460K |
|
|
LBAI
1865
DELISTED
Lakeland Bancorp Inc
LBAI
| $426K | ﹤0.01% |
21,710
| – | – |
|
|
SNBR
1866
DELISTED
Sleep Number
SNBR
| $425K | ﹤0.01% |
+17,160
| New | +$385K |
|
|
UNT
1867
DELISTED
UNIT Corporation
UNT
| $424K | ﹤0.01% |
17,561
-44,124
| -72% | -$1.13M |
|
1868
NovaGold Resources
NG
$2.56B
| $423K | ﹤0.01% |
87,390
+18,100
| +26% | +$95.7K |
|
1869
Walker & Dunlop
WD
$1.71B
| $421K | ﹤0.01% |
10,099
| – | – |
|
|
NFBK
1870
DELISTED
Northfield Bancorp
NFBK
| $420K | ﹤0.01% |
23,297
+5,200
| +29% | +$95.8K |
|
1871
Central Pacific Financial
CPF
$1.02B
| $415K | ﹤0.01% |
13,578
+6,880
| +103% | +$214K |
|
|
BNCL
1872
DELISTED
Beneficial Bancorp, Inc.
BNCL
| $413K | ﹤0.01% |
25,815
-229
| -0.9% | -$3.88K |
|
1873
Helix Energy Solutions
HLX
$1.4B
| $411K | ﹤0.01% |
52,933
+14,031
| +36% | +$113K |
|
1874
British American Tobacco
BTI
$131B
| $409K | ﹤0.01% |
6,173
+309
| +5% | +$19.1K |
|
1875
Clearwater Paper
CLW
$339M
| $409K | ﹤0.01% |
7,299
+1,400
| +24% | +$82.9K |
|
Similar funds
UBS AM's Q1 2017 Portfolio in Review
As of Q1 2017, UBS AM held 2,656 positions worth $98.1B, up 10% from $89.2B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS AM's Q1 2017 filing shows 150 new, 1,473 increased, 485 reduced and 208 closed positions. Its largest new stake was iShares Russell Mid-Cap Value ETF: 766,320 shares worth $63.6M. The largest sale was Infosys, an estimated $180M.
By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 15% a quarter earlier, followed by Financials and Healthcare.
- UBS AM's largest Q1 2017 buy was iShares Russell Mid-Cap Value ETF: 766,320 shares worth $63.6M.
- UBS AM added most to Adobe in Q1 2017, an estimated $190M increase.
- UBS AM's biggest Q1 2017 reduction was Infosys, cutting an estimated $180M.
- UBS AM fully exited Spectra Energy Corp Wi in Q1 2017, selling an estimated $74.1M.
- UBS AM's ten largest holdings make up 15% of its $98.1B portfolio in Q1 2017.
- UBS AM opened 150 new positions and closed 208 in Q1 2017.
- UBS AM's portfolio value rose 10% quarter-over-quarter to $98.1B.
Based on UBS AM's 13F filing for Q1 2017, filed 4 May 2017.