UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$438M |
| 2 |
Lockheed Martin
LMT
|
+$402M |
| 3 |
TAL Education Group
TAL
|
+$294M |
| 4 |
Microsoft
MSFT
|
+$269M |
| 5 |
Wells Fargo
WFC
|
+$235M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Mastercard
MA
|
+$384M |
| 2 |
Adobe
ADBE
|
+$372M |
| 3 |
Veeva Systems
VEEV
|
+$342M |
| 4 |
Thermo Fisher Scientific
TMO
|
+$289M |
| 5 |
Global Payments
GPN
|
+$287M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 25.1% |
| 2 | Consumer Discretionary | 13.57% |
| 3 | Healthcare | 12.46% |
| 4 | Financials | 11.55% |
| 5 | Communication Services | 9.78% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
ATCO
1826
DELISTED
Atlas Corp.
ATCO
| $1.26M | ﹤0.01% |
+116,186
| New | +$1.19M |
|
|
GWB
1827
DELISTED
Great Western Bancorp, Inc.
GWB
| $1.26M | ﹤0.01% |
60,173
| – | – |
|
|
CSW
1828
CSW Industrials
CSW
$5.67B
| $1.25M | ﹤0.01% |
11,181
| – | – |
|
|
WW
1829
DELISTED
WW International
WW
| $1.25M | ﹤0.01% |
51,275
+7,100
| +16% | +$185K |
|
1830
Safety Insurance
SAFT
$1.52B
| $1.25M | ﹤0.01% |
16,005
| – | – |
|
1831
3D Systems Corp
DDD
$611M
| $1.25M | ﹤0.01% |
118,895
+8,027
| +7% | +$65.3K |
|
1832
Novartis
NVS
$298B
| $1.24M | ﹤0.01% |
13,177
+7,227
| +121% | +$632K |
|
1833
Domo
DOMO
$189M
| $1.24M | ﹤0.01% |
19,498
| – | – |
|
|
HTLF
1834
DELISTED
Heartland Financial USA, Inc.
HTLF
| $1.24M | ﹤0.01% |
30,799
+1,595
| +5% | +$59.9K |
|
1835
Lindsay Corp
LNN
$1.17B
| $1.24M | ﹤0.01% |
9,677
| – | – |
|
|
HAPN
1836
Happen Inc
HAPN
$2.24B
| $1.24M | ﹤0.01% |
117,258
+40,200
| +52% | +$269K |
|
|
LGF.A
1837
DELISTED
Lions Gate Entertainment Corp. Class A Voting Shares
LGF.A
| $1.24M | ﹤0.01% |
108,763
+34,916
| +47% | +$314K |
|
1838
Malibu Boats
MBUU
$568M
| $1.24M | ﹤0.01% |
19,803
| – | – |
|
1839
Stride
LRN
$3.33B
| $1.23M | ﹤0.01% |
58,158
+17,780
| +44% | +$442K |
|
1840
Boot Barn
BOOT
$5.11B
| $1.23M | ﹤0.01% |
28,367
+1,888
| +7% | +$71.1K |
|
|
FIT
1841
DELISTED
Fitbit, Inc. Class A common stock
FIT
| $1.23M | ﹤0.01% |
180,233
+10,435
| +6% | +$73.6K |
|
1842
The GEO Group
GEO
$4.04B
| $1.22M | ﹤0.01% |
138,069
-27,850
| -17% | -$267K |
|
|
RAD
1843
DELISTED
Rite Aid Corporation
RAD
| $1.22M | ﹤0.01% |
77,208
-15,577
| -17% | -$200K |
|
1844
AAR Corp
AIR
$5.74B
| $1.22M | ﹤0.01% |
33,714
+2,764
| +9% | +$73.3K |
|
1845
Regenxbio
RGNX
$688M
| $1.22M | ﹤0.01% |
26,890
| – | – |
|
1846
Evolent Health
EVH
$444M
| $1.22M | ﹤0.01% |
76,040
| – | – |
|
1847
Codexis
CDXS
$161M
| $1.21M | ﹤0.01% |
55,236
-11,304
| -17% | -$186K |
|
1848
CNA Financial
CNA
$13.9B
| $1.2M | ﹤0.01% |
30,814
+22,999
| +294% | +$783K |
|
|
SWI
1849
DELISTED
SolarWinds Corporation Common Stock
SWI
| $1.2M | ﹤0.01% |
75,984
+24,549
| +48% | +$538K |
|
1850
ArcBest
ARCB
$3.07B
| $1.2M | ﹤0.01% |
28,073
-2,901
| -9% | -$110K |
|
Similar funds
UBS AM's Q4 2020 Portfolio in Review
As of Q4 2020, UBS AM held 2,632 positions worth $213B, up 15% from $186B the previous quarter. Its ten largest holdings account for 23% of the portfolio.
UBS AM's Q4 2020 filing shows 139 new, 1,393 increased, 625 reduced and 83 closed positions. Its largest new stake was Maravai LifeSciences: 3,763,012 shares worth $106M. The largest sale was Mastercard, an estimated $384M.
By sector, the portfolio is most concentrated in Technology at 25% of assets, up from 24% a quarter earlier, followed by Consumer Discretionary and Healthcare.
- UBS AM's largest Q4 2020 buy was Maravai LifeSciences: 3,763,012 shares worth $106M.
- UBS AM added most to Apple in Q4 2020, an estimated $438M increase.
- UBS AM's biggest Q4 2020 reduction was Mastercard, cutting an estimated $384M.
- UBS AM fully exited State Street Technology Select Sector SPDR ETF in Q4 2020, selling an estimated $115M.
- UBS AM's ten largest holdings make up 23% of its $213B portfolio in Q4 2020.
- UBS AM opened 139 new positions and closed 83 in Q4 2020.
- UBS AM's portfolio value rose 15% quarter-over-quarter to $213B.
Based on UBS AM's 13F filing for Q4 2020, filed 17 Feb 2021.