UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$495M |
| 2 |
Microsoft
MSFT
|
+$480M |
| 3 |
Global Payments
GPN
|
+$400M |
| 4 |
Mastercard
MA
|
+$274M |
| 5 |
Comcast
CMCSA
|
+$254M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TSS
Total System Services, Inc.
TSS
|
+$225M |
| 2 |
WP
Worldpay, Inc.
WP
|
+$190M |
| 3 |
Apple
AAPL
|
+$167M |
| 4 |
RHT
Red Hat Inc
RHT
|
+$166M |
| 5 |
APC
Anadarko Petroleum
APC
|
+$108M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 18.77% |
| 2 | Financials | 14.07% |
| 3 | Healthcare | 13.13% |
| 4 | Consumer Discretionary | 12.1% |
| 5 | Communication Services | 8.54% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
NP
1826
DELISTED
Neenah, Inc. Common Stock
NP
| $1.2M | ﹤0.01% |
18,397
+4,009
| +28% | +$261K |
|
1827
IMAX
IMAX
$2.66B
| $1.2M | ﹤0.01% |
54,553
+8,498
| +18% | +$180K |
|
1828
Rush Enterprises Class A
RUSHA
$6.22B
| $1.19M | ﹤0.01% |
69,451
+9,677
| +16% | +$161K |
|
1829
Rambus
RMBS
$11B
| $1.19M | ﹤0.01% |
90,384
+17,539
| +24% | +$220K |
|
1830
Pitney Bowes
PBI
$2.39B
| $1.19M | ﹤0.01% |
259,488
+39,313
| +18% | +$158K |
|
1831
Antero Resources
AR
$10.7B
| $1.19M | ﹤0.01% |
392,522
-29,843
| -7% | -$122K |
|
|
TERP
1832
DELISTED
TerraForm Power, Inc
TERP
| $1.18M | ﹤0.01% |
64,830
+5,572
| +9% | +$90.2K |
|
1833
S&T Bancorp
STBA
$1.79B
| $1.18M | ﹤0.01% |
32,331
+7,128
| +28% | +$259K |
|
1834
Range Resources
RRC
$8.95B
| $1.18M | ﹤0.01% |
309,154
+12,826
| +4% | +$61.6K |
|
1835
GrafTech
EAF
$212M
| $1.18M | ﹤0.01% |
9,220
+1,504
| +19% | +$179K |
|
1836
Synaptics
SYNA
$4.15B
| $1.18M | ﹤0.01% |
29,538
+14,439
| +96% | +$487K |
|
|
STMP
1837
DELISTED
Stamps.com, Inc.
STMP
| $1.18M | ﹤0.01% |
15,847
+2,540
| +19% | +$149K |
|
1838
MBIA
MBI
$260M
| $1.17M | ﹤0.01% |
126,741
+7,760
| +7% | +$72.6K |
|
1839
HUB Group
HUBG
$2.92B
| $1.17M | ﹤0.01% |
50,174
+326
| +0.7% | +$6.92K |
|
1840
Gentherm
THRM
$1.27B
| $1.16M | ﹤0.01% |
28,297
+4,711
| +20% | +$186K |
|
1841
GameStop
GME
$8.6B
| $1.16M | ﹤0.01% |
842,288
+112,140
| +15% | +$121K |
|
1842
Universal Insurance Holdings
UVE
$1.23B
| $1.16M | ﹤0.01% |
38,607
+5,116
| +15% | +$140K |
|
|
DOO
1843
Bombardier Recreational Products
DOO
$4.77B
| $1.16M | ﹤0.01% |
29,722
+422
| +1% | +$14.9K |
|
|
DMC
1844
Del Monte Corp
DMC
$1.45B
| $1.15M | ﹤0.01% |
33,850
+5,965
| +21% | +$169K |
|
|
DCH
1845
Dauch Corp
DCH
$1.51B
| $1.15M | ﹤0.01% |
139,689
-11,666
| -8% | -$106K |
|
1846
Alamo Group
ALG
$2.05B
| $1.14M | ﹤0.01% |
9,723
+221
| +2% | +$23.9K |
|
1847
Caleres
CAL
$487M
| $1.14M | ﹤0.01% |
48,878
+11,991
| +33% | +$226K |
|
1848
Sanofi
SNY
$104B
| $1.14M | ﹤0.01% |
24,644
-55,737
| -69% | -$2.4M |
|
1849
Archrock
AROC
$5.8B
| $1.14M | ﹤0.01% |
114,041
+15,324
| +16% | +$153K |
|
1850
First Commonwealth Financial
FCF
$2.17B
| $1.14M | ﹤0.01% |
85,603
+13,521
| +19% | +$175K |
|
Similar funds
UBS AM's Q3 2019 Portfolio in Review
As of Q3 2019, UBS AM held 2,935 positions worth $148B, up 5.8% from $140B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
UBS AM deployed $6.46B of net new capital in Q3 2019, opening 79 new positions and adding to 1,853 existing holdings. Its largest new stake was 10x Genomics: 184,683 shares worth $9.31M.
By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 18% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Apple, an estimated $167M trimmed.
- UBS AM's largest Q3 2019 buy was 10x Genomics: 184,683 shares worth $9.31M.
- UBS AM added most to Alibaba in Q3 2019, an estimated $495M increase.
- UBS AM's biggest Q3 2019 reduction was Apple, cutting an estimated $167M.
- UBS AM fully exited Total System Services, Inc. in Q3 2019, selling an estimated $225M.
- UBS AM's ten largest holdings make up 19% of its $148B portfolio in Q3 2019.
- UBS AM opened 79 new positions and closed 50 in Q3 2019.
- UBS AM's portfolio value rose 5.8% quarter-over-quarter to $148B.
Based on UBS AM's 13F filing for Q3 2019, filed 14 Nov 2019.