UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
DuPont de Nemours
DD
|
+$190M |
| 2 |
Honeywell
HON
|
+$189M |
| 3 |
Oracle
ORCL
|
+$149M |
| 4 |
JPMorgan Chase
JPM
|
+$125M |
| 5 |
Alibaba
BABA
|
+$116M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
DD
Du Pont De Nemours E I
DD
|
+$193M |
| 2 |
RAI
Reynolds American Inc
RAI
|
+$158M |
| 3 |
Allstate
ALL
|
+$122M |
| 4 |
Alphabet (Google) Class A
GOOGL
|
+$108M |
| 5 |
General Dynamics
GD
|
+$101M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 15.94% |
| 2 | Financials | 15.35% |
| 3 | Healthcare | 13.71% |
| 4 | Consumer Discretionary | 10.59% |
| 5 | Communication Services | 9.46% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1826
ORIX
IX
$44B
| $627K | ﹤0.01% |
38,715
-8,190
| -17% | -$132K |
|
|
HF
1827
DELISTED
HFF Inc.
HF
| $624K | ﹤0.01% |
15,762
+6,563
| +71% | +$242K |
|
|
MINI
1828
DELISTED
Mobile Mini Inc
MINI
| $621K | ﹤0.01% |
18,027
+324
| +2% | +$9.95K |
|
1829
Forum Energy Technologies
FET
$708M
| $621K | ﹤0.01% |
1,953
+507
| +35% | +$136K |
|
|
BOBE
1830
DELISTED
Bob Evans Farms, Inc.
BOBE
| $620K | ﹤0.01% |
7,993
+3,094
| +63% | +$213K |
|
1831
WisdomTree
WT
$2.96B
| $619K | ﹤0.01% |
60,823
+10,754
| +21% | +$104K |
|
|
LXFT
1832
DELISTED
Luxoft Holding, Inc.
LXFT
| $615K | ﹤0.01% |
12,866
| – | – |
|
1833
Winnebago Industries
WGO
$856M
| $613K | ﹤0.01% |
13,691
+229
| +2% | +$8.42K |
|
1834
iShares Russell 1000 ETF
IWB
$48.2B
| $610K | ﹤0.01% |
4,364
| – | – |
|
1835
Wabash National
WNC
$512M
| $609K | ﹤0.01% |
26,702
+11,205
| +72% | +$236K |
|
1836
OR Royalties Inc
OR
$5.58B
| $606K | ﹤0.01% |
47,086
+14,100
| +43% | +$182K |
|
|
NTUS
1837
DELISTED
Natus Medical Inc
NTUS
| $605K | ﹤0.01% |
16,127
+5,728
| +55% | +$202K |
|
1838
Safety Insurance
SAFT
$1.52B
| $602K | ﹤0.01% |
7,896
+2,967
| +60% | +$211K |
|
1839
SSR Mining
SSRM
$5.32B
| $601K | ﹤0.01% |
+56,848
| New | +$579K |
|
1840
Chegg
CHGG
$110M
| $599K | ﹤0.01% |
40,383
+20,883
| +107% | +$297K |
|
|
ATW
1841
DELISTED
Atwood Oceanics
ATW
| $599K | ﹤0.01% |
63,753
+11,032
| +21% | +$83.2K |
|
1842
MiMedx Group
MDXG
$602M
| $597K | ﹤0.01% |
50,261
+2,083
| +4% | +$30.9K |
|
1843
Andersons Inc
ANDE
$2.41B
| $593K | ﹤0.01% |
17,322
+8,226
| +90% | +$272K |
|
1844
GoPro
GPRO
$130M
| $593K | ﹤0.01% |
53,866
+21,593
| +67% | +$202K |
|
|
EPAY
1845
DELISTED
Bottomline Technologies Inc
EPAY
| $593K | ﹤0.01% |
18,618
+6,819
| +58% | +$199K |
|
|
FOMX
1846
DELISTED
Foamix Pharmaceuticals Ltd. Ordinary Shares
FOMX
| $590K | ﹤0.01% |
106,312
| – | – |
|
|
SPTN
1847
DELISTED
SpartanNash
SPTN
| $589K | ﹤0.01% |
22,325
+9,844
| +79% | +$253K |
|
|
ISCA
1848
DELISTED
International Speedway Corp
ISCA
| $585K | ﹤0.01% |
16,263
+3,241
| +25% | +$113K |
|
|
EGOV
1849
DELISTED
NIC Inc
EGOV
| $584K | ﹤0.01% |
34,076
+11,885
| +54% | +$201K |
|
1850
Globalstar
GSAT
$10.7B
| $583K | ﹤0.01% |
23,865
+3,264
| +16% | +$94.5K |
|
Similar funds
UBS AM's Q3 2017 Portfolio in Review
As of Q3 2017, UBS AM held 2,601 positions worth $110B, up 6.2% from $103B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS AM's Q3 2017 filing shows 79 new, 1,541 increased, 476 reduced and 68 closed positions. Its largest new stake was Ingersoll Rand: 2,780,577 shares worth $76.5M. The largest sale was Du Pont De Nemours E I, an estimated $193M.
By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 16% a quarter earlier, followed by Financials and Healthcare.
- UBS AM's largest Q3 2017 buy was Ingersoll Rand: 2,780,577 shares worth $76.5M.
- UBS AM added most to DuPont de Nemours in Q3 2017, an estimated $190M increase.
- UBS AM's biggest Q3 2017 reduction was Allstate, cutting an estimated $122M.
- UBS AM fully exited Du Pont De Nemours E I in Q3 2017, selling an estimated $193M.
- UBS AM's ten largest holdings make up 16% of its $110B portfolio in Q3 2017.
- UBS AM opened 79 new positions and closed 68 in Q3 2017.
- UBS AM's portfolio value rose 6.2% quarter-over-quarter to $110B.
Based on UBS AM's 13F filing for Q3 2017, filed 13 Nov 2017.