UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
PayPal
PYPL
|
+$161M |
| 2 |
WRK
WestRock Company
WRK
|
+$141M |
| 3 |
Kraft Heinz
KHC
|
+$132M |
| 4 |
TripAdvisor
TRIP
|
+$117M |
| 5 |
BXLT
BAXALTA INC COM STK (DE)
BXLT
|
+$116M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alphabet (Google) Class C
GOOG
|
+$1.82B |
| 2 |
Apple
AAPL
|
+$423M |
| 3 |
eBay
EBAY
|
+$213M |
| 4 |
Regeneron Pharmaceuticals
REGN
|
+$178M |
| 5 |
Booking.com
BKNG
|
+$173M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 16.43% |
| 2 | Financials | 14.86% |
| 3 | Technology | 14.39% |
| 4 | Consumer Discretionary | 9.86% |
| 5 | Industrials | 8.33% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1826
Cogent Communications
CCOI
$508M
| $644K | ﹤0.01% |
23,699
| – | – |
|
|
KAMN
1827
DELISTED
Kaman Corp
KAMN
| $643K | ﹤0.01% |
17,933
+7,234
| +68% | +$283K |
|
|
SHLD
1828
DELISTED
Sears Holding Corporation
SHLD
| $642K | ﹤0.01% |
28,425
-30,671
| -52% | -$740K |
|
|
BGC
1829
DELISTED
General Cable Corporation
BGC
| $640K | ﹤0.01% |
53,741
-13,431
| -20% | -$209K |
|
|
ALEX
1830
DELISTED
Alexander & Baldwin
ALEX
| $639K | ﹤0.01% |
18,599
| – | – |
|
1831
Omeros
OMER
$959M
| $638K | ﹤0.01% |
58,177
+40,377
| +227% | +$629K |
|
|
PCH
1832
DELISTED
PotlatchDeltic
PCH
| $636K | ﹤0.01% |
22,099
+4,600
| +26% | +$154K |
|
1833
Coca-Cola Consolidated
COKE
$12.8B
| $635K | ﹤0.01% |
32,850
+6,200
| +23% | +$101K |
|
1834
La-Z-Boy
LZB
$1.69B
| $635K | ﹤0.01% |
23,898
| – | – |
|
1835
Paycom
PAYC
$9.69B
| $635K | ﹤0.01% |
17,682
+6,082
| +52% | +$221K |
|
|
AXON
1836
Axon Enterprise
AXON
$46.4B
| $634K | ﹤0.01% |
28,798
| – | – |
|
|
CATM
1837
DELISTED
Cardtronics plc Class A Ordinary Shares (UK)
CATM
| $634K | ﹤0.01% |
19,399
| – | – |
|
|
WAIR
1838
DELISTED
WESCO Aircraft Holdings Inc.
WAIR
| $634K | ﹤0.01% |
51,998
+17,500
| +51% | +$245K |
|
|
WIBC
1839
DELISTED
WILSHIRE BANCORP INC
WIBC
| $634K | ﹤0.01% |
60,364
+6,800
| +13% | +$76.9K |
|
1840
RBC Bearings
RBC
$18B
| $633K | ﹤0.01% |
10,595
| – | – |
|
|
CCC
1841
DELISTED
Calgon Carbon Corp
CCC
| $633K | ﹤0.01% |
40,647
-4,751
| -10% | -$79.3K |
|
|
VRTU
1842
DELISTED
Virtusa Corporation
VRTU
| $632K | ﹤0.01% |
12,318
+500
| +4% | +$25.4K |
|
|
WMC
1843
DELISTED
Western Asset Mortgage Capital Corporation
WMC
| $631K | ﹤0.01% |
4,999
+9
| +0.2% | +$1.23K |
|
1844
Clearwater Paper
CLW
$376M
| $628K | ﹤0.01% |
13,299
| – | – |
|
|
ACET
1845
DELISTED
Aceto Corp
ACET
| $627K | ﹤0.01% |
22,849
+8,449
| +59% | +$211K |
|
|
ARI
1846
Apollo Commercial Real Estate
ARI
$885M
| $626K | ﹤0.01% |
39,834
-900
| -2% | -$15K |
|
1847
SPS Commerce
SPSC
$2.64B
| $625K | ﹤0.01% |
18,400
+7,000
| +61% | +$244K |
|
1848
Gogo Inc
GOGO
$492M
| $624K | ﹤0.01% |
40,900
+12,000
| +42% | +$205K |
|
|
ONIT
1849
Onity Group
ONIT
$332M
| $620K | ﹤0.01% |
6,151
+553
| +10% | +$70K |
|
|
EXPR
1850
DELISTED
Express, Inc.
EXPR
| $620K | ﹤0.01% |
1,733
-95
| -5% | -$35.7K |
|
Similar funds
UBS AM's Q3 2015 Portfolio in Review
As of Q3 2015, UBS AM held 2,756 positions worth $90.7B, down 13% from $104B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS AM withdrew a net $7.76B in Q3 2015, closing 90 positions and reducing 746 holdings. Its most notable exit was Alphabet (Google) Class C, an estimated $1.82B position sold in full.
By sector, the portfolio is most concentrated in Healthcare at 16% of assets, down from 17% a quarter earlier, followed by Financials and Technology.
Against the trend, UBS AM opened a new position in PayPal worth $139M.
- UBS AM's largest Q3 2015 buy was PayPal: 4,485,916 shares worth $139M.
- UBS AM added most to TripAdvisor in Q3 2015, an estimated $117M increase.
- UBS AM's biggest Q3 2015 reduction was Apple, cutting an estimated $423M.
- UBS AM fully exited Alphabet (Google) Class C in Q3 2015, selling an estimated $1.82B.
- UBS AM's ten largest holdings make up 14% of its $90.7B portfolio in Q3 2015.
- UBS AM opened 55 new positions and closed 90 in Q3 2015.
- UBS AM's portfolio value fell 13% quarter-over-quarter to $90.7B.
Based on UBS AM's 13F filing for Q3 2015, filed 29 Oct 2015.