UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Shopify
SHOP
|
+$873M |
| 2 |
Apple
AAPL
|
+$739M |
| 3 |
Accenture
ACN
|
+$450M |
| 4 |
iShares Russell Mid-Cap Value ETF
IWS
|
+$393M |
| 5 |
Salesforce
CRM
|
+$359M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$1.39B |
| 2 |
Infosys
INFY
|
+$641M |
| 3 |
Meta Platforms (Facebook)
META
|
+$621M |
| 4 |
JPMorgan Chase
JPM
|
+$483M |
| 5 |
Visa
V
|
+$477M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 28.05% |
| 2 | Healthcare | 12.84% |
| 3 | Consumer Discretionary | 11.61% |
| 4 | Financials | 11.34% |
| 5 | Communication Services | 8.88% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1801
Pricesmart
PSMT
$5.21B
| $1.98M | ﹤0.01% |
27,016
+559
| +2% | +$42K |
|
1802
FuelCell Energy
FCEL
$1.59B
| $1.97M | ﹤0.01% |
12,631
+247
| +2% | +$58.2K |
|
1803
Aurinia Pharmaceuticals
AUPH
$2.06B
| $1.97M | ﹤0.01% |
141,459
+129,178
| +1,052% | +$3.06M |
|
|
FSR
1804
DELISTED
Fisker Inc.
FSR
| $1.97M | ﹤0.01% |
124,970
+777
| +0.6% | +$13.4K |
|
1805
Travere Therapeutics
TVTX
$5.74B
| $1.96M | ﹤0.01% |
63,188
+11,413
| +22% | +$321K |
|
1806
Matsons
MATX
$6.24B
| $1.96M | ﹤0.01% |
21,731
+179
| +0.8% | +$15.3K |
|
|
VRTV
1807
DELISTED
VERITIV CORPORATION
VRTV
| $1.95M | ﹤0.01% |
15,870
+1,649
| +12% | +$198K |
|
1808
HNI Corp
HNI
$3.54B
| $1.94M | ﹤0.01% |
46,146
-2,363
| -5% | -$94.7K |
|
1809
Pitney Bowes
PBI
$2.33B
| $1.94M | ﹤0.01% |
292,532
-352,901
| -55% | -$2.5M |
|
1810
Cavco Industries
CVCO
$4.48B
| $1.93M | ﹤0.01% |
6,065
-3,285
| -35% | -$915K |
|
|
AVYA
1811
DELISTED
Avaya Holdings Corp. Common Stock
AVYA
| $1.92M | ﹤0.01% |
97,184
-42,166
| -30% | -$831K |
|
1812
AdvanSix
ASIX
$438M
| $1.92M | ﹤0.01% |
40,717
+3,127
| +8% | +$144K |
|
|
AAMI
1813
Acadian Asset Management
AAMI
$3.22B
| $1.92M | ﹤0.01% |
75,027
-1,677
| -2% | -$47.2K |
|
|
BIG
1814
DELISTED
Big Lots, Inc.
BIG
| $1.91M | ﹤0.01% |
42,491
-12,280
| -22% | -$559K |
|
|
VSTO
1815
DELISTED
Vista Outdoor Inc.
VSTO
| $1.89M | ﹤0.01% |
41,129
+17,409
| +73% | +$744K |
|
1816
Veeco
VECO
$3.02B
| $1.89M | ﹤0.01% |
66,387
-148
| -0.2% | -$3.77K |
|
1817
Sylvamo
SLVM
$1.6B
| $1.89M | ﹤0.01% |
+67,673
| New | +$1.97M |
|
|
FIRY
1818
Firy Inc
FIRY
$164M
| $1.89M | ﹤0.01% |
12,679
+60
| +0.5% | +$11.5K |
|
|
OPLN
1819
Openlane
OPLN
$4.58B
| $1.89M | ﹤0.01% |
120,696
-15,617
| -11% | -$239K |
|
|
HTLF
1820
DELISTED
Heartland Financial USA, Inc.
HTLF
| $1.88M | ﹤0.01% |
37,203
| – | – |
|
1821
Petrobras Class A
PBR.A
$106B
| $1.88M | ﹤0.01% |
186,069
-19,873,567
| -99% | -$201M |
|
1822
Radware
RDWR
$1.2B
| $1.88M | ﹤0.01% |
45,168
+650
| +1% | +$22.1K |
|
|
RWT
1823
Redwood Trust
RWT
$574M
| $1.87M | ﹤0.01% |
141,808
-7,589
| -5% | -$103K |
|
1824
Array Technologies
ARRY
$819M
| $1.85M | ﹤0.01% |
118,227
-8,064
| -6% | -$158K |
|
1825
Alamo Group
ALG
$2.06B
| $1.85M | ﹤0.01% |
12,576
| – | – |
|
Similar funds
UBS AM's Q4 2021 Portfolio in Review
As of Q4 2021, UBS AM held 2,965 positions worth $261B, up 8.3% from $241B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
UBS AM's Q4 2021 filing shows 219 new, 1,218 increased, 1,020 reduced and 126 closed positions. Its largest new stake was iShares Russell Mid-Cap Value ETF: 3,293,120 shares worth $403M. The largest sale was Microsoft, an estimated $1.39B.
By sector, the portfolio is most concentrated in Technology at 28% of assets, up from 26% a quarter earlier, followed by Healthcare and Consumer Discretionary.
- UBS AM's largest Q4 2021 buy was iShares Russell Mid-Cap Value ETF: 3,293,120 shares worth $403M.
- UBS AM added most to Shopify in Q4 2021, an estimated $873M increase.
- UBS AM's biggest Q4 2021 reduction was Microsoft, cutting an estimated $1.39B.
- UBS AM fully exited Baidu in Q4 2021, selling an estimated $360M.
- UBS AM's ten largest holdings make up 22% of its $261B portfolio in Q4 2021.
- UBS AM opened 219 new positions and closed 126 in Q4 2021.
- UBS AM's portfolio value rose 8.3% quarter-over-quarter to $261B.
Based on UBS AM's 13F filing for Q4 2021, filed 14 Feb 2022.