UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Infosys
INFY
|
+$767M |
| 2 |
Amazon
AMZN
|
+$288M |
| 3 |
Alphabet (Google) Class A
GOOGL
|
+$287M |
| 4 |
NVIDIA
NVDA
|
+$259M |
| 5 |
Alphabet (Google) Class C
GOOG
|
+$249M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$347M |
| 2 |
TWTR
Twitter, Inc.
TWTR
|
+$316M |
| 3 |
Citigroup
C
|
+$269M |
| 4 |
Charter Communications
CHTR
|
+$229M |
| 5 |
NetEase
NTES
|
+$211M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 25.35% |
| 2 | Consumer Discretionary | 13.14% |
| 3 | Financials | 12.19% |
| 4 | Healthcare | 12.04% |
| 5 | Communication Services | 9.9% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1801
Aurinia Pharmaceuticals
AUPH
$2.11B
| $1.56M | ﹤0.01% |
120,159
+8,200
| +7% | +$119K |
|
1802
Evolent Health
EVH
$447M
| $1.56M | ﹤0.01% |
77,317
+1,277
| +2% | +$24.3K |
|
1803
AZZ Inc
AZZ
$4.54B
| $1.56M | ﹤0.01% |
30,992
| – | – |
|
1804
iShares MSCI Philippines ETF
EPHE
$148M
| $1.56M | ﹤0.01% |
+53,328
| New | +$1.65M |
|
1805
ICF International
ICFI
$1.72B
| $1.55M | ﹤0.01% |
17,774
| – | – |
|
|
POLY
1806
DELISTED
Plantronics, Inc.
POLY
| $1.55M | ﹤0.01% |
39,885
+3,822
| +11% | +$144K |
|
1807
Middlesex Water
MSEX
$1.1B
| $1.55M | ﹤0.01% |
19,607
| – | – |
|
|
HTLF
1808
DELISTED
Heartland Financial USA, Inc.
HTLF
| $1.55M | ﹤0.01% |
30,799
| – | – |
|
|
CSW
1809
CSW Industrials
CSW
$5.71B
| $1.54M | ﹤0.01% |
11,433
+252
| +2% | +$32K |
|
|
ARR
1810
Armour Residential REIT
ARR
$2.36B
| $1.54M | ﹤0.01% |
25,291
-1,623
| -6% | -$95.2K |
|
1811
Talos Energy
TALO
$2.4B
| $1.54M | ﹤0.01% |
127,746
+13,162
| +11% | +$142K |
|
|
LADR
1812
Ladder Capital
LADR
$1.24B
| $1.54M | ﹤0.01% |
130,245
+13,306
| +11% | +$145K |
|
1813
Sinclair Inc
SBGI
$1.03B
| $1.52M | ﹤0.01% |
52,079
-261
| -0.5% | -$8.68K |
|
|
NKLA
1814
DELISTED
Nikola Corporation Common Stock
NKLA
| $1.52M | ﹤0.01% |
3,655
+156
| +4% | +$88.8K |
|
1815
nCino
NCNO
$2.1B
| $1.52M | ﹤0.01% |
22,764
+17,561
| +338% | +$1.25M |
|
|
AEGN
1816
DELISTED
Aegion Corp
AEGN
| $1.52M | ﹤0.01% |
52,812
+718
| +1% | +$17.1K |
|
1817
Stride
LRN
$3.43B
| $1.51M | ﹤0.01% |
50,258
-7,900
| -14% | -$205K |
|
1818
Quanterix
QTRX
$190M
| $1.51M | ﹤0.01% |
25,829
+5,953
| +30% | +$402K |
|
|
LMNX
1819
DELISTED
Luminex Corp
LMNX
| $1.51M | ﹤0.01% |
47,277
+2,680
| +6% | +$79.5K |
|
1820
Dine Brands
DIN
$452M
| $1.51M | ﹤0.01% |
16,742
+1,037
| +7% | +$80.6K |
|
1821
Banner Corp
BANR
$2.4B
| $1.5M | ﹤0.01% |
28,215
| – | – |
|
|
SASR
1822
DELISTED
Sandy Spring Bancorp Inc
SASR
| $1.5M | ﹤0.01% |
34,626
| – | – |
|
|
NTST
1823
NETSTREIT Corp
NTST
$2.1B
| $1.5M | ﹤0.01% |
81,011
+11,554
| +17% | +$206K |
|
1824
Douglas Dynamics
PLOW
$1.02B
| $1.5M | ﹤0.01% |
32,406
| – | – |
|
|
DNB
1825
DELISTED
Dun & Bradstreet
DNB
| $1.49M | ﹤0.01% |
62,774
+42,254
| +206% | +$1.01M |
|
Similar funds
UBS AM's Q1 2021 Portfolio in Review
As of Q1 2021, UBS AM held 2,645 positions worth $226B, up 6% from $213B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Trading was light in Q1 2021: portfolio turnover was 4.9%. UBS AM opened 86 new positions and exited 44, leaving the 2,645-position portfolio largely intact.
By sector, the portfolio is most concentrated in Technology at 25% of assets, up from 25% a quarter earlier, followed by Consumer Discretionary and Financials.
- UBS AM's largest Q1 2021 buy was Seagen Inc. Common Stock: 966,114 shares worth $134M.
- UBS AM added most to Infosys in Q1 2021, an estimated $767M increase.
- UBS AM's biggest Q1 2021 reduction was Alibaba, cutting an estimated $347M.
- UBS AM fully exited Lumen in Q1 2021, selling an estimated $45.5M.
- UBS AM's ten largest holdings make up 22% of its $226B portfolio in Q1 2021.
- UBS AM opened 86 new positions and closed 44 in Q1 2021.
- UBS AM's portfolio value rose 6% quarter-over-quarter to $226B.
Based on UBS AM's 13F filing for Q1 2021, filed 14 May 2021.