UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$495M |
| 2 |
Microsoft
MSFT
|
+$480M |
| 3 |
Global Payments
GPN
|
+$400M |
| 4 |
Mastercard
MA
|
+$274M |
| 5 |
Comcast
CMCSA
|
+$254M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TSS
Total System Services, Inc.
TSS
|
+$225M |
| 2 |
WP
Worldpay, Inc.
WP
|
+$190M |
| 3 |
Apple
AAPL
|
+$167M |
| 4 |
RHT
Red Hat Inc
RHT
|
+$166M |
| 5 |
APC
Anadarko Petroleum
APC
|
+$108M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 18.77% |
| 2 | Financials | 14.07% |
| 3 | Healthcare | 13.13% |
| 4 | Consumer Discretionary | 12.1% |
| 5 | Communication Services | 8.54% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
AVLR
1801
DELISTED
Avalara, Inc.
AVLR
| $1.26M | ﹤0.01% |
18,687
+3,684
| +25% | +$298K |
|
1802
Papa John's
PZZA
$806M
| $1.26M | ﹤0.01% |
24,018
+7,784
| +48% | +$367K |
|
|
MIK
1803
DELISTED
Michaels Stores, Inc
MIK
| $1.25M | ﹤0.01% |
128,130
-6,686
| -5% | -$49.9K |
|
|
ARCH
1804
DELISTED
Arch Resources, Inc.
ARCH
| $1.25M | ﹤0.01% |
16,897
+2,782
| +20% | +$226K |
|
|
CATM
1805
DELISTED
Cardtronics plc Class A Ordinary Shares (UK)
CATM
| $1.25M | ﹤0.01% |
41,396
+10,337
| +33% | +$305K |
|
1806
Chord Energy
CHRD
$7.39B
| $1.24M | ﹤0.01% |
359,564
+10,982
| +3% | +$43.3K |
|
1807
Enpro
NPO
$7.05B
| $1.24M | ﹤0.01% |
18,118
+4,120
| +29% | +$267K |
|
|
AVYA
1808
DELISTED
Avaya Holdings Corp. Common Stock
AVYA
| $1.24M | ﹤0.01% |
121,578
+7,485
| +7% | +$87.9K |
|
1809
iShares International Developed Real Estate ETF
IFGL
$83.2M
| $1.24M | ﹤0.01% |
41,712
+599
| +1% | +$17.8K |
|
1810
VanEck Long Muni ETF
MLN
$683M
| $1.23M | ﹤0.01% |
58,313
-516
| -0.9% | -$10.9K |
|
|
RDFN
1811
DELISTED
Redfin
RDFN
| $1.23M | ﹤0.01% |
73,038
+22,437
| +44% | +$395K |
|
1812
News Corp Class B
NWS
$17.5B
| $1.23M | ﹤0.01% |
86,011
-22,503
| -21% | -$315K |
|
1813
Acushnet Holdings
GOLF
$5.45B
| $1.23M | ﹤0.01% |
46,494
+5,670
| +14% | +$148K |
|
|
NTUS
1814
DELISTED
Natus Medical Inc
NTUS
| $1.23M | ﹤0.01% |
38,532
+6,772
| +21% | +$197K |
|
1815
Installed Building Products
IBP
$6.49B
| $1.22M | ﹤0.01% |
21,344
+2,903
| +16% | +$163K |
|
1816
Kulicke & Soffa
KLIC
$4.78B
| $1.22M | ﹤0.01% |
51,977
+13,668
| +36% | +$300K |
|
1817
Toyota
TM
$225B
| $1.22M | ﹤0.01% |
9,038
+5
| +0.1% | +$655 |
|
1818
City Holding Co
CHCO
$2.04B
| $1.21M | ﹤0.01% |
15,923
+3,159
| +25% | +$238K |
|
1819
Gibraltar Industries
ROCK
$1.49B
| $1.21M | ﹤0.01% |
26,400
+4,177
| +19% | +$175K |
|
|
ADAM
1820
Adamas Trust
ADAM
$883M
| $1.21M | ﹤0.01% |
49,669
+18,769
| +61% | +$462K |
|
1821
Universal Corp
UVV
$1.27B
| $1.21M | ﹤0.01% |
22,002
+2,904
| +15% | +$163K |
|
|
KNL
1822
DELISTED
Knoll, Inc.
KNL
| $1.2M | ﹤0.01% |
47,532
+11,289
| +31% | +$268K |
|
1823
Amkor Technology
AMKR
$13.7B
| $1.2M | ﹤0.01% |
132,309
+15,098
| +13% | +$130K |
|
1824
Safety Insurance
SAFT
$1.52B
| $1.2M | ﹤0.01% |
11,849
+1,353
| +13% | +$132K |
|
|
NCI
1825
DELISTED
Navigant Consulting, Inc.
NCI
| $1.2M | ﹤0.01% |
42,891
+5,573
| +15% | +$147K |
|
Similar funds
UBS AM's Q3 2019 Portfolio in Review
As of Q3 2019, UBS AM held 2,935 positions worth $148B, up 5.8% from $140B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
UBS AM deployed $6.46B of net new capital in Q3 2019, opening 79 new positions and adding to 1,853 existing holdings. Its largest new stake was 10x Genomics: 184,683 shares worth $9.31M.
By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 18% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Apple, an estimated $167M trimmed.
- UBS AM's largest Q3 2019 buy was 10x Genomics: 184,683 shares worth $9.31M.
- UBS AM added most to Alibaba in Q3 2019, an estimated $495M increase.
- UBS AM's biggest Q3 2019 reduction was Apple, cutting an estimated $167M.
- UBS AM fully exited Total System Services, Inc. in Q3 2019, selling an estimated $225M.
- UBS AM's ten largest holdings make up 19% of its $148B portfolio in Q3 2019.
- UBS AM opened 79 new positions and closed 50 in Q3 2019.
- UBS AM's portfolio value rose 5.8% quarter-over-quarter to $148B.
Based on UBS AM's 13F filing for Q3 2019, filed 14 Nov 2019.