UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
NetEase
NTES
|
+$383M |
| 2 |
DXC Technology
DXC
|
+$191M |
| 3 |
American Express
AXP
|
+$187M |
| 4 |
Johnson & Johnson
JNJ
|
+$185M |
| 5 |
TAL Education Group
TAL
|
+$183M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
CELG
Celgene Corp
CELG
|
+$228M |
| 2 |
Trane Technologies
TT
|
+$133M |
| 3 |
Booking.com
BKNG
|
+$131M |
| 4 |
MON
Monsanto Co
MON
|
+$113M |
| 5 |
EOG Resources
EOG
|
+$105M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 16.35% |
| 2 | Financials | 15.6% |
| 3 | Healthcare | 12.81% |
| 4 | Consumer Discretionary | 10.96% |
| 5 | Communication Services | 9.59% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
CUB
1801
DELISTED
Cubic Corporation
CUB
| $758K | ﹤0.01% |
12,858
+8,059
| +168% | +$454K |
|
1802
Interface
TILE
$2.03B
| $757K | ﹤0.01% |
30,112
+8,814
| +41% | +$207K |
|
1803
Synaptics
SYNA
$4.14B
| $746K | ﹤0.01% |
18,676
-3,820
| -17% | -$146K |
|
1804
Liberty Broadband Class A
LBRDA
$4.85B
| $745K | ﹤0.01% |
8,760
+38
| +0.4% | +$3.35K |
|
1805
Walker & Dunlop
WD
$1.78B
| $745K | ﹤0.01% |
15,683
| – | – |
|
1806
Oil States International
OIS
$487M
| $738K | ﹤0.01% |
26,080
-8,906
| -25% | -$216K |
|
1807
FirstService
FSV
$6.59B
| $735K | ﹤0.01% |
10,470
| – | – |
|
|
EPAY
1808
DELISTED
Bottomline Technologies Inc
EPAY
| $733K | ﹤0.01% |
21,129
+2,511
| +13% | +$84.1K |
|
|
JCP
1809
DELISTED
J.C. Penney Company, Inc.
JCP
| $732K | ﹤0.01% |
231,747
-27,474
| -11% | -$88.5K |
|
|
ANAT
1810
DELISTED
American National Group, Inc. Common Stock
ANAT
| $732K | ﹤0.01% |
5,710
+3,211
| +128% | +$394K |
|
1811
United Parks & Resorts
PRKS
$2.14B
| $731K | ﹤0.01% |
53,868
-1,840
| -3% | -$22.9K |
|
|
AXON
1812
Axon Enterprise
AXON
$46.1B
| $731K | ﹤0.01% |
27,577
+12,579
| +84% | +$302K |
|
1813
First Commonwealth Financial
FCF
$2.2B
| $726K | ﹤0.01% |
50,676
| – | – |
|
|
CNR
1814
Core Natural Resources Inc
CNR
$4.02B
| $719K | ﹤0.01% |
+18,203
| New | +$531K |
|
1815
Descartes Systems
DSGX
$6.55B
| $716K | ﹤0.01% |
25,100
-12,511
| -33% | -$360K |
|
|
YELL
1816
DELISTED
Yellow Corporation Common Stock
YELL
| $712K | ﹤0.01% |
49,522
+3,708
| +8% | +$48.9K |
|
1817
The Greenbrier Companies
GBX
$1.55B
| $709K | ﹤0.01% |
13,302
+1,596
| +14% | +$80.1K |
|
1818
OR Royalties Inc
OR
$5.66B
| $707K | ﹤0.01% |
60,986
+13,900
| +30% | +$169K |
|
|
CUDA
1819
DELISTED
Barracuda Networks, Inc.
CUDA
| $707K | ﹤0.01% |
25,693
+4,637
| +22% | +$115K |
|
1820
Vanguard FTSE All-World ex-US ETF
VEU
$66.9B
| $699K | ﹤0.01% |
12,774
-747
| -6% | -$40.2K |
|
1821
Federal Signal
FSS
$7.83B
| $691K | ﹤0.01% |
34,405
+1,900
| +6% | +$39.9K |
|
1822
Univest Financial
UVSP
$1.23B
| $691K | ﹤0.01% |
24,630
-427
| -2% | -$12.6K |
|
|
WWE
1823
DELISTED
World Wrestling Entertainment
WWE
| $690K | ﹤0.01% |
22,558
+971
| +4% | +$26.3K |
|
|
RWT
1824
Redwood Trust
RWT
$583M
| $687K | ﹤0.01% |
46,369
+6,300
| +16% | +$97.6K |
|
1825
Skywest
SKYW
$4.41B
| $687K | ﹤0.01% |
12,934
+3,207
| +33% | +$157K |
|
Similar funds
UBS AM's Q4 2017 Portfolio in Review
As of Q4 2017, UBS AM held 2,665 positions worth $118B, up 7.5% from $110B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS AM's Q4 2017 filing shows 135 new, 1,412 increased, 606 reduced and 93 closed positions. Its largest new stake was Sogou Inc. American Depositary Shares, each representing one Class A Ordinary Share: 2,522,917 shares worth $29.2M. The largest sale was Celgene Corp, an estimated $228M.
By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 16% a quarter earlier, followed by Financials and Healthcare.
- UBS AM's largest Q4 2017 buy was Sogou Inc. American Depositary Shares, each representing one Class A Ordinary Share: 2,522,917 shares worth $29.2M.
- UBS AM added most to NetEase in Q4 2017, an estimated $383M increase.
- UBS AM's biggest Q4 2017 reduction was Celgene Corp, cutting an estimated $228M.
- UBS AM fully exited CR Bard Inc. in Q4 2017, selling an estimated $67.9M.
- UBS AM's ten largest holdings make up 16% of its $118B portfolio in Q4 2017.
- UBS AM opened 135 new positions and closed 93 in Q4 2017.
- UBS AM's portfolio value rose 7.5% quarter-over-quarter to $118B.
Based on UBS AM's 13F filing for Q4 2017, filed 9 Feb 2018.