UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
DuPont de Nemours
DD
|
+$190M |
| 2 |
Honeywell
HON
|
+$189M |
| 3 |
Oracle
ORCL
|
+$149M |
| 4 |
JPMorgan Chase
JPM
|
+$125M |
| 5 |
Alibaba
BABA
|
+$116M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
DD
Du Pont De Nemours E I
DD
|
+$193M |
| 2 |
RAI
Reynolds American Inc
RAI
|
+$158M |
| 3 |
Allstate
ALL
|
+$122M |
| 4 |
Alphabet (Google) Class A
GOOGL
|
+$108M |
| 5 |
General Dynamics
GD
|
+$101M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 15.94% |
| 2 | Financials | 15.35% |
| 3 | Healthcare | 13.71% |
| 4 | Consumer Discretionary | 10.59% |
| 5 | Communication Services | 9.46% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
GNC
1801
DELISTED
GNC Holdings, Inc.
GNC
| $678K | ﹤0.01% |
76,679
+17,227
| +29% | +$155K |
|
1802
Apogee Enterprises
APOG
$826M
| $677K | ﹤0.01% |
14,029
| – | – |
|
1803
Repligen
RGEN
$7.96B
| $676K | ﹤0.01% |
17,629
+5,229
| +42% | +$219K |
|
1804
Caleres
CAL
$431M
| $672K | ﹤0.01% |
22,002
+10,304
| +88% | +$279K |
|
1805
CONMED
CNMD
$1.39B
| $664K | ﹤0.01% |
12,660
+104
| +0.8% | +$5.22K |
|
|
AVX
1806
DELISTED
AVX Corporation
AVX
| $664K | ﹤0.01% |
36,414
-4,114
| -10% | -$71.4K |
|
|
CHS
1807
DELISTED
Chicos FAS, Inc.
CHS
| $663K | ﹤0.01% |
74,031
+8,132
| +12% | +$69.2K |
|
|
CBF
1808
DELISTED
Capital Bank Financial Corp. Class A Common Stock
CBF
| $662K | ﹤0.01% |
16,136
+4,949
| +44% | +$189K |
|
1809
Kearny Financial
KRNY
$604M
| $660K | ﹤0.01% |
42,965
+323
| +0.8% | +$4.71K |
|
1810
CNA Financial
CNA
$14.2B
| $658K | ﹤0.01% |
13,099
+4,684
| +56% | +$234K |
|
1811
Omeros
OMER
$857M
| $658K | ﹤0.01% |
30,422
-527
| -2% | -$11.2K |
|
|
RWT
1812
Redwood Trust
RWT
$574M
| $653K | ﹤0.01% |
40,069
+841
| +2% | +$14.1K |
|
|
ENIA
1813
DELISTED
Enel Amricas S.A. American Depositary Shares (Each representing 50 shares of Common Stock)
ENIA
| $652K | ﹤0.01% |
63,840
| – | – |
|
1814
Acco Brands
ACCO
$389M
| $651K | ﹤0.01% |
54,747
+3,012
| +6% | +$34.3K |
|
|
TMHC
1815
DELISTED
Taylor Morrison
TMHC
| $651K | ﹤0.01% |
29,535
+13,235
| +81% | +$292K |
|
|
STRP
1816
DELISTED
Straight Path Communications Inc.
STRP
| $646K | ﹤0.01% |
3,576
| – | – |
|
1817
Match Group
MTCH
$9.19B
| $646K | ﹤0.01% |
27,837
+14,850
| +114% | +$299K |
|
1818
Novanta
NOVT
$5.08B
| $645K | ﹤0.01% |
14,798
+1,500
| +11% | +$58.3K |
|
|
TRUE
1819
DELISTED
TrueCar
TRUE
| $643K | ﹤0.01% |
40,707
+14,507
| +55% | +$259K |
|
1820
CEMIG Preferred Shares
CIG
$6.26B
| $642K | ﹤0.01% |
508,175
-31,781
| -6% | -$43.3K |
|
1821
Gentherm
THRM
$1.25B
| $640K | ﹤0.01% |
17,237
+5,783
| +50% | +$198K |
|
1822
Cal-Maine
CALM
$4.12B
| $638K | ﹤0.01% |
15,527
+5,227
| +51% | +$195K |
|
1823
Otter Tail
OTTR
$3.71B
| $636K | ﹤0.01% |
14,673
+500
| +4% | +$20.7K |
|
|
HTO
1824
H2O America
HTO
$2.57B
| $634K | ﹤0.01% |
11,199
+400
| +4% | +$21.5K |
|
|
YELL
1825
DELISTED
Yellow Corporation Common Stock
YELL
| $632K | ﹤0.01% |
45,814
+12,578
| +38% | +$159K |
|
Similar funds
UBS AM's Q3 2017 Portfolio in Review
As of Q3 2017, UBS AM held 2,601 positions worth $110B, up 6.2% from $103B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS AM's Q3 2017 filing shows 79 new, 1,541 increased, 476 reduced and 68 closed positions. Its largest new stake was Ingersoll Rand: 2,780,577 shares worth $76.5M. The largest sale was Du Pont De Nemours E I, an estimated $193M.
By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 16% a quarter earlier, followed by Financials and Healthcare.
- UBS AM's largest Q3 2017 buy was Ingersoll Rand: 2,780,577 shares worth $76.5M.
- UBS AM added most to DuPont de Nemours in Q3 2017, an estimated $190M increase.
- UBS AM's biggest Q3 2017 reduction was Allstate, cutting an estimated $122M.
- UBS AM fully exited Du Pont De Nemours E I in Q3 2017, selling an estimated $193M.
- UBS AM's ten largest holdings make up 16% of its $110B portfolio in Q3 2017.
- UBS AM opened 79 new positions and closed 68 in Q3 2017.
- UBS AM's portfolio value rose 6.2% quarter-over-quarter to $110B.
Based on UBS AM's 13F filing for Q3 2017, filed 13 Nov 2017.