UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Baidu
BIDU
|
+$360M |
| 2 |
Alibaba
BABA
|
+$256M |
| 3 |
Verizon
VZ
|
+$158M |
| 4 |
ATVI
Activision Blizzard
ATVI
|
+$157M |
| 5 |
Fortive
FTV
|
+$142M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Cognizant
CTSH
|
+$196M |
| 2 |
Check Point Software Technologies
CHKP
|
+$191M |
| 3 |
TAL Education Group
TAL
|
+$161M |
| 4 |
EMC
EMC CORPORATION
EMC
|
+$151M |
| 5 |
Amgen
AMGN
|
+$117M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 15.26% |
| 2 | Technology | 15.12% |
| 3 | Financials | 13.08% |
| 4 | Consumer Discretionary | 10.57% |
| 5 | Communication Services | 9.73% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1801
Andersons Inc
ANDE
$2.22B
| $640K | ﹤0.01% |
17,706
| – | – |
|
1802
Caleres
CAL
$487M
| $635K | ﹤0.01% |
25,098
+5,200
| +26% | +$132K |
|
1803
Progress Software
PRGS
$1.76B
| $635K | ﹤0.01% |
23,335
| – | – |
|
|
ARI
1804
Apollo Commercial Real Estate
ARI
$885M
| $634K | ﹤0.01% |
38,701
+8,643
| +29% | +$142K |
|
|
BPFH
1805
DELISTED
Boston Private Financial Holdings, Inc.
BPFH
| $634K | ﹤0.01% |
49,396
| – | – |
|
|
KNL
1806
DELISTED
Knoll, Inc.
KNL
| $634K | ﹤0.01% |
27,737
| – | – |
|
1807
RH
RH
$3.71B
| $631K | ﹤0.01% |
18,236
| – | – |
|
1808
Boston Beer
SAM
$1.92B
| $631K | ﹤0.01% |
4,065
| – | – |
|
1809
Standex International
SXI
$4.12B
| $629K | ﹤0.01% |
6,771
| – | – |
|
|
TWOU
1810
DELISTED
2U Inc
TWOU
| $628K | ﹤0.01% |
547
+17
| +3% | +$17.7K |
|
|
PWE
1811
DELISTED
Penn West Energy Petroleum Ltd
PWE
| $628K | ﹤0.01% |
350,726
+54,500
| +18% | +$84.5K |
|
1812
Builders FirstSource
BLDR
$8.04B
| $626K | ﹤0.01% |
54,458
+10,100
| +23% | +$127K |
|
1813
Evertec
EVTC
$1.78B
| $625K | ﹤0.01% |
37,219
| – | – |
|
|
SAFE
1814
Safehold
SAFE
$1.15B
| $625K | ﹤0.01% |
11,974
| – | – |
|
1815
Protolabs
PRLB
$2.13B
| $623K | ﹤0.01% |
10,400
| – | – |
|
1816
LendingTree
TREE
$451M
| $620K | ﹤0.01% |
6,400
+1,900
| +42% | +$189K |
|
|
EXPR
1817
DELISTED
Express, Inc.
EXPR
| $619K | ﹤0.01% |
2,627
| – | – |
|
|
NFBK
1818
DELISTED
Northfield Bancorp
NFBK
| $618K | ﹤0.01% |
38,397
| – | – |
|
|
IRBT
1819
DELISTED
iRobot
IRBT
| $616K | ﹤0.01% |
13,999
+1,700
| +14% | +$66.6K |
|
1820
La-Z-Boy
LZB
$1.69B
| $616K | ﹤0.01% |
25,098
+2,100
| +9% | +$59.1K |
|
1821
McEwen Inc
MUX
$1.18B
| $616K | ﹤0.01% |
16,797
+1,850
| +12% | +$76.3K |
|
1822
Shutterstock
SSTK
$219M
| $616K | ﹤0.01% |
9,671
+1,200
| +14% | +$69K |
|
|
SCAI
1823
DELISTED
Surgical Care Affiliates, Inc.
SCAI
| $616K | ﹤0.01% |
12,639
| – | – |
|
1824
Eagle Bancorp
EGBN
$845M
| $615K | ﹤0.01% |
12,462
| – | – |
|
1825
Dave & Buster's
PLAY
$357M
| $613K | ﹤0.01% |
15,647
+2,600
| +20% | +$115K |
|
Similar funds
UBS AM's Q3 2016 Portfolio in Review
As of Q3 2016, UBS AM held 2,661 positions worth $92.9B, up 5% from $88.5B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
Trading was light in Q3 2016: portfolio turnover was 4.7%. UBS AM opened 57 new positions and exited 68, leaving the 2,661-position portfolio largely intact.
By sector, the portfolio is most concentrated in Healthcare at 15% of assets, down from 16% a quarter earlier, followed by Technology and Financials.
- UBS AM's largest Q3 2016 buy was Fortive: 4,426,476 shares worth $142M.
- UBS AM added most to Baidu in Q3 2016, an estimated $360M increase.
- UBS AM's biggest Q3 2016 reduction was Cognizant, cutting an estimated $196M.
- UBS AM fully exited EMC CORPORATION in Q3 2016, selling an estimated $151M.
- UBS AM's ten largest holdings make up 15% of its $92.9B portfolio in Q3 2016.
- UBS AM opened 57 new positions and closed 68 in Q3 2016.
- UBS AM's portfolio value rose 5% quarter-over-quarter to $92.9B.
Based on UBS AM's 13F filing for Q3 2016, filed 4 Nov 2016.