UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$438M |
| 2 |
Lockheed Martin
LMT
|
+$402M |
| 3 |
TAL Education Group
TAL
|
+$294M |
| 4 |
Microsoft
MSFT
|
+$269M |
| 5 |
Wells Fargo
WFC
|
+$235M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Mastercard
MA
|
+$384M |
| 2 |
Adobe
ADBE
|
+$372M |
| 3 |
Veeva Systems
VEEV
|
+$342M |
| 4 |
Thermo Fisher Scientific
TMO
|
+$289M |
| 5 |
Global Payments
GPN
|
+$287M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 25.1% |
| 2 | Consumer Discretionary | 13.57% |
| 3 | Healthcare | 12.46% |
| 4 | Financials | 11.55% |
| 5 | Communication Services | 9.78% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
CUB
1776
DELISTED
Cubic Corporation
CUB
| $1.4M | ﹤0.01% |
22,517
-4,715
| -17% | -$287K |
|
1777
Mesa Laboratories
MLAB
$569M
| $1.4M | ﹤0.01% |
4,872
| – | – |
|
1778
Inseego
INSG
$87.7M
| $1.4M | ﹤0.01% |
9,026
+2,310
| +34% | +$255K |
|
1779
GrowGeneration
GRWG
$85.9M
| $1.4M | ﹤0.01% |
+34,712
| New | +$935K |
|
1780
PBF Energy
PBF
$7.86B
| $1.4M | ﹤0.01% |
196,595
-4,435
| -2% | -$28.9K |
|
1781
Towne Bank
TOWN
$3.4B
| $1.39M | ﹤0.01% |
59,217
+2,776
| +5% | +$57.4K |
|
|
BRMK
1782
DELISTED
Broadmark Realty Capital Inc. Common Stock
BRMK
| $1.39M | ﹤0.01% |
135,905
+38,600
| +40% | +$393K |
|
1783
Douglas Dynamics
PLOW
$984M
| $1.39M | ﹤0.01% |
32,406
| – | – |
|
|
MIK
1784
DELISTED
Michaels Stores, Inc
MIK
| $1.38M | ﹤0.01% |
106,337
+899
| +0.9% | +$9.14K |
|
1785
Core Laboratories
CLB
$561M
| $1.38M | ﹤0.01% |
52,170
+6,678
| +15% | +$136K |
|
|
FARO
1786
DELISTED
Faro Technologies
FARO
| $1.38M | ﹤0.01% |
19,557
| – | – |
|
1787
Champion Homes
SKY
$5.05B
| $1.37M | ﹤0.01% |
44,375
-45,887
| -51% | -$1.35M |
|
|
GCP
1788
DELISTED
GCP Applied Technologies Inc.
GCP
| $1.37M | ﹤0.01% |
58,051
| – | – |
|
1789
Central Garden & Pet Co Class A
CENTA
$2.39B
| $1.37M | ﹤0.01% |
47,178
-4,397
| -9% | -$129K |
|
|
CSGS
1790
DELISTED
CSG Systems International
CSGS
| $1.37M | ﹤0.01% |
30,330
-647
| -2% | -$27.6K |
|
|
VGR
1791
DELISTED
Vector Group Ltd.
VGR
| $1.36M | ﹤0.01% |
164,743
-26,078
| -14% | -$204K |
|
|
GOOS
1792
Canada Goose Holdings
GOOS
$849M
| $1.36M | ﹤0.01% |
45,797
| – | – |
|
1793
Dave & Buster's
PLAY
$343M
| $1.36M | ﹤0.01% |
45,283
+630
| +1% | +$14K |
|
1794
Park National Corp
PRK
$3.63B
| $1.36M | ﹤0.01% |
12,937
| – | – |
|
1795
Yext
YEXT
$577M
| $1.36M | ﹤0.01% |
86,336
+13,807
| +19% | +$236K |
|
1796
Sturm, Ruger & Co
RGR
$594M
| $1.36M | ﹤0.01% |
20,844
+3,290
| +19% | +$212K |
|
|
NTST
1797
NETSTREIT Corp
NTST
$2.03B
| $1.35M | ﹤0.01% |
+69,457
| New | +$1.28M |
|
|
RAVN
1798
DELISTED
Raven Industries Inc
RAVN
| $1.35M | ﹤0.01% |
40,802
-3,637
| -8% | -$95.7K |
|
1799
Pennant Group
PNTG
$1.38B
| $1.35M | ﹤0.01% |
23,248
+1,300
| +6% | +$62.5K |
|
|
VCRA
1800
DELISTED
VOCERA COMMUNICATIONS, INC.
VCRA
| $1.35M | ﹤0.01% |
32,391
+1,668
| +5% | +$57.2K |
|
Similar funds
UBS AM's Q4 2020 Portfolio in Review
As of Q4 2020, UBS AM held 2,632 positions worth $213B, up 15% from $186B the previous quarter. Its ten largest holdings account for 23% of the portfolio.
UBS AM's Q4 2020 filing shows 139 new, 1,393 increased, 625 reduced and 83 closed positions. Its largest new stake was Maravai LifeSciences: 3,763,012 shares worth $106M. The largest sale was Mastercard, an estimated $384M.
By sector, the portfolio is most concentrated in Technology at 25% of assets, up from 24% a quarter earlier, followed by Consumer Discretionary and Healthcare.
- UBS AM's largest Q4 2020 buy was Maravai LifeSciences: 3,763,012 shares worth $106M.
- UBS AM added most to Apple in Q4 2020, an estimated $438M increase.
- UBS AM's biggest Q4 2020 reduction was Mastercard, cutting an estimated $384M.
- UBS AM fully exited State Street Technology Select Sector SPDR ETF in Q4 2020, selling an estimated $115M.
- UBS AM's ten largest holdings make up 23% of its $213B portfolio in Q4 2020.
- UBS AM opened 139 new positions and closed 83 in Q4 2020.
- UBS AM's portfolio value rose 15% quarter-over-quarter to $213B.
Based on UBS AM's 13F filing for Q4 2020, filed 17 Feb 2021.