UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$365M |
| 2 |
Trane Technologies
TT
|
+$207M |
| 3 |
TC Energy
TRP
|
+$163M |
| 4 |
Merck
MRK
|
+$158M |
| 5 |
Walt Disney
DIS
|
+$158M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$210M |
| 2 |
Alphabet (Google) Class A
GOOGL
|
+$196M |
| 3 |
Johnson & Johnson
JNJ
|
+$190M |
| 4 |
Alphabet (Google) Class C
GOOG
|
+$180M |
| 5 |
Meta Platforms (Facebook)
META
|
+$169M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 18.31% |
| 2 | Financials | 14.07% |
| 3 | Healthcare | 13.31% |
| 4 | Consumer Discretionary | 12.06% |
| 5 | Communication Services | 8.62% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1776
Garrett Motion
GTX
$5.68B
| $1.2M | ﹤0.01% |
77,913
-31,771
| -29% | -$539K |
|
|
VRAY
1777
DELISTED
ViewRay, Inc.
VRAY
| $1.2M | ﹤0.01% |
135,659
+6,087
| +5% | +$49.4K |
|
|
SRCI
1778
DELISTED
SRC Energy Inc
SRCI
| $1.19M | ﹤0.01% |
240,789
+47,048
| +24% | +$256K |
|
|
NGHC
1779
DELISTED
National General Holdings Corp
NGHC
| $1.19M | ﹤0.01% |
52,050
+5,952
| +13% | +$142K |
|
|
GHDX
1780
DELISTED
Genomic Health, Inc.
GHDX
| $1.19M | ﹤0.01% |
20,492
+3,085
| +18% | +$183K |
|
1781
SPX Corp
SPXC
$10.7B
| $1.19M | ﹤0.01% |
35,961
+8,296
| +30% | +$277K |
|
1782
Simply Good Foods
SMPL
$988M
| $1.18M | ﹤0.01% |
49,152
+12,768
| +35% | +$289K |
|
1783
AAR Corp
AIR
$5.89B
| $1.17M | ﹤0.01% |
31,921
+6,261
| +24% | +$207K |
|
|
RWT
1784
Redwood Trust
RWT
$573M
| $1.17M | ﹤0.01% |
71,028
+1,315
| +2% | +$21.3K |
|
|
ODP
1785
DELISTED
ODP
ODP
| $1.17M | ﹤0.01% |
56,984
+4,665
| +9% | +$106K |
|
|
MIK
1786
DELISTED
Michaels Stores, Inc
MIK
| $1.17M | ﹤0.01% |
134,816
-1,885,879
| -93% | -$19.9M |
|
|
MNK
1787
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
| $1.17M | ﹤0.01% |
127,353
-4,846
| -4% | -$70K |
|
|
CVGW
1788
DELISTED
Calavo Growers
CVGW
| $1.16M | ﹤0.01% |
12,029
-239
| -2% | -$22.3K |
|
1789
Universal Corp
UVV
$1.27B
| $1.16M | ﹤0.01% |
19,098
-3,134
| -14% | -$176K |
|
1790
GeoPark
GPRK
$617M
| $1.15M | ﹤0.01% |
62,148
-72,589
| -54% | -$1.21M |
|
1791
CBIZ
CBZ
$2.96B
| $1.14M | ﹤0.01% |
58,026
+6,157
| +12% | +$123K |
|
1792
Warrior Met Coal
HCC
$4.73B
| $1.13M | ﹤0.01% |
43,141
+20,479
| +90% | +$583K |
|
1793
Seaboard Corp
SEB
$4.1B
| $1.13M | ﹤0.01% |
272
+132
| +94% | +$566K |
|
1794
Toyota
TM
$222B
| $1.12M | ﹤0.01% |
9,033
-673
| -7% | -$82.1K |
|
1795
Hannon Armstrong Sustainable Infrastructure Capital
HASI
$4.89B
| $1.12M | ﹤0.01% |
39,678
-375
| -0.9% | -$9.96K |
|
|
FBC
1796
DELISTED
Flagstar Bancorp, Inc. New
FBC
| $1.12M | ﹤0.01% |
33,678
+4,251
| +14% | +$142K |
|
1797
Park National Corp
PRK
$3.71B
| $1.11M | ﹤0.01% |
11,188
+4,786
| +75% | +$464K |
|
|
HTLF
1798
DELISTED
Heartland Financial USA, Inc.
HTLF
| $1.11M | ﹤0.01% |
24,837
+12,889
| +108% | +$569K |
|
1799
Central Garden & Pet Co Class A
CENTA
$2.54B
| $1.11M | ﹤0.01% |
56,335
-5,335
| -9% | -$107K |
|
|
SAFE
1800
Safehold
SAFE
$1.13B
| $1.11M | ﹤0.01% |
18,362
+3,263
| +22% | +$156K |
|
Similar funds
UBS AM's Q2 2019 Portfolio in Review
As of Q2 2019, UBS AM held 2,924 positions worth $140B, up 4% from $135B the previous quarter. Its ten largest holdings account for 18% of the portfolio.
UBS AM's Q2 2019 filing shows 135 new, 1,612 increased, 794 reduced and 70 closed positions. Its largest new stake was Dow Inc: 2,393,505 shares worth $118M. The largest sale was Microsoft, an estimated $210M.
By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 18% a quarter earlier, followed by Financials and Healthcare.
- UBS AM's largest Q2 2019 buy was Dow Inc: 2,393,505 shares worth $118M.
- UBS AM added most to Alibaba in Q2 2019, an estimated $365M increase.
- UBS AM's biggest Q2 2019 reduction was Microsoft, cutting an estimated $210M.
- UBS AM fully exited Ultimate Software Group Inc in Q2 2019, selling an estimated $18.2M.
- UBS AM's ten largest holdings make up 18% of its $140B portfolio in Q2 2019.
- UBS AM opened 135 new positions and closed 70 in Q2 2019.
- UBS AM's portfolio value rose 4% quarter-over-quarter to $140B.
Based on UBS AM's 13F filing for Q2 2019, filed 15 Aug 2019.