UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$361M |
| 2 |
Microsoft
MSFT
|
+$311M |
| 3 |
TAL Education Group
TAL
|
+$292M |
| 4 |
Salesforce
CRM
|
+$248M |
| 5 |
Apple
AAPL
|
+$234M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Broadcom
AVGO
|
+$530M |
| 2 |
Meta Platforms (Facebook)
META
|
+$215M |
| 3 |
Eli Lilly
LLY
|
+$150M |
| 4 |
AET
Aetna Inc
AET
|
+$110M |
| 5 |
LyondellBasell Industries
LYB
|
+$105M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 16.95% |
| 2 | Financials | 15.78% |
| 3 | Healthcare | 12.11% |
| 4 | Consumer Discretionary | 11.64% |
| 5 | Communication Services | 8.96% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1776
Synaptics
SYNA
$4.15B
| $915K | ﹤0.01% |
20,009
+1,333
| +7% | +$60.5K |
|
|
RDUS
1777
DELISTED
Radius Health, Inc.
RDUS
| $913K | ﹤0.01% |
25,393
+4,113
| +19% | +$149K |
|
|
GTLS
1778
DELISTED
Chart Industries
GTLS
| $911K | ﹤0.01% |
15,434
+3,437
| +29% | +$185K |
|
1779
Insight Enterprises
NSIT
$4.38B
| $906K | ﹤0.01% |
25,948
+2,285
| +10% | +$82.6K |
|
|
MINI
1780
DELISTED
Mobile Mini Inc
MINI
| $905K | ﹤0.01% |
20,813
+2,786
| +15% | +$113K |
|
|
MCRN
1781
DELISTED
Milacron Holdings Corp.
MCRN
| $904K | ﹤0.01% |
44,907
+11,188
| +33% | +$221K |
|
1782
SolarEdge
SEDG
$1.95B
| $901K | ﹤0.01% |
17,124
+11,324
| +195% | +$496K |
|
1783
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.1B
| $900K | ﹤0.01% |
2,634
-41
| -2% | -$14.3K |
|
1784
Zscaler
ZS
$27.3B
| $896K | ﹤0.01% |
+31,916
| New | +$935K |
|
|
NGHC
1785
DELISTED
National General Holdings Corp
NGHC
| $892K | ﹤0.01% |
36,704
+21,945
| +149% | +$472K |
|
|
CAJ
1786
DELISTED
Canon, Inc.
CAJ
| $890K | ﹤0.01% |
24,427
-6,372
| -21% | -$241K |
|
1787
Virtu Financial
VIRT
$4.93B
| $888K | ﹤0.01% |
26,897
+16,531
| +159% | +$428K |
|
1788
Forward Air
FWRD
$654M
| $885K | ﹤0.01% |
16,751
+1,178
| +8% | +$67.1K |
|
1789
Employers Holdings
EIG
$889M
| $885K | ﹤0.01% |
21,887
+758
| +4% | +$31.4K |
|
1790
Paylocity
PCTY
$7.98B
| $885K | ﹤0.01% |
17,270
| – | – |
|
1791
FirstService
FSV
$6.32B
| $877K | ﹤0.01% |
11,970
+1,500
| +14% | +$104K |
|
1792
Univest Financial
UVSP
$1.18B
| $874K | ﹤0.01% |
31,549
+6,919
| +28% | +$194K |
|
|
IMGN
1793
DELISTED
Immunogen Inc
IMGN
| $869K | ﹤0.01% |
82,610
+37,606
| +84% | +$371K |
|
|
IPXL
1794
DELISTED
Impax Laboratories, Inc.
IPXL
| $867K | ﹤0.01% |
44,557
+10,891
| +32% | +$214K |
|
|
HTLF
1795
DELISTED
Heartland Financial USA, Inc.
HTLF
| $865K | ﹤0.01% |
16,310
+3,600
| +28% | +$194K |
|
|
TVTY
1796
DELISTED
Tivity Health, Inc. Common Stock
TVTY
| $864K | ﹤0.01% |
21,794
+13,495
| +163% | +$524K |
|
|
ENIA
1797
DELISTED
Enel Amricas S.A. American Depositary Shares (Each representing 50 shares of Common Stock)
ENIA
| $858K | ﹤0.01% |
73,840
| – | – |
|
1798
WisdomTree
WT
$3.22B
| $856K | ﹤0.01% |
93,375
+5,300
| +6% | +$57.2K |
|
1799
Enpro
NPO
$7.05B
| $856K | ﹤0.01% |
11,057
-2,411
| -18% | -$199K |
|
|
SPTN
1800
DELISTED
SpartanNash
SPTN
| $844K | ﹤0.01% |
49,017
+20,277
| +71% | +$435K |
|
Similar funds
UBS AM's Q1 2018 Portfolio in Review
As of Q1 2018, UBS AM held 2,716 positions worth $127B, up 7.4% from $118B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
UBS AM deployed $8.54B of net new capital in Q1 2018, opening 143 new positions and adding to 1,776 existing holdings. Its largest new stake was Nutrien: 1,905,754 shares worth $90M.
By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Broadcom, an estimated $530M trimmed.
- UBS AM's largest Q1 2018 buy was Nutrien: 1,905,754 shares worth $90M.
- UBS AM added most to Alibaba in Q1 2018, an estimated $361M increase.
- UBS AM's biggest Q1 2018 reduction was Broadcom, cutting an estimated $530M.
- UBS AM fully exited Agrium in Q1 2018, selling an estimated $37.4M.
- UBS AM's ten largest holdings make up 17% of its $127B portfolio in Q1 2018.
- UBS AM opened 143 new positions and closed 63 in Q1 2018.
- UBS AM's portfolio value rose 7.4% quarter-over-quarter to $127B.
Based on UBS AM's 13F filing for Q1 2018, filed 14 May 2018.