UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Adobe
ADBE
|
+$190M |
| 2 |
Alibaba
BABA
|
+$147M |
| 3 |
Walt Disney
DIS
|
+$138M |
| 4 |
Analog Devices
ADI
|
+$130M |
| 5 |
Merck
MRK
|
+$127M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Infosys
INFY
|
+$180M |
| 2 |
PepsiCo
PEP
|
+$150M |
| 3 |
Lincoln National
LNC
|
+$139M |
| 4 |
Accenture
ACN
|
+$117M |
| 5 |
McDonald's
MCD
|
+$96.4M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 15.64% |
| 2 | Financials | 14.72% |
| 3 | Healthcare | 13.96% |
| 4 | Consumer Discretionary | 10.11% |
| 5 | Communication Services | 9.66% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
OCLR
1776
DELISTED
Oclaro Inc.
OCLR
| $560K | ﹤0.01% |
57,069
+9,870
| +21% | +$92.7K |
|
1777
Liberty Broadband Class A
LBRDA
$4.84B
| $560K | ﹤0.01% |
6,586
| – | – |
|
|
BNCN
1778
DELISTED
BNC Bancorp
BNCN
| $557K | ﹤0.01% |
15,903
+6,003
| +61% | +$208K |
|
1779
CONMED
CNMD
$1.55B
| $557K | ﹤0.01% |
12,543
+4,859
| +63% | +$209K |
|
1780
Installed Building Products
IBP
$6.17B
| $556K | ﹤0.01% |
+10,547
| New | +$474K |
|
|
ASNA
1781
DELISTED
Ascena Retail Group, Inc.
ASNA
| $555K | ﹤0.01% |
6,519
+2,513
| +63% | +$241K |
|
1782
Supernus Pharmaceuticals
SUPN
$2.72B
| $555K | ﹤0.01% |
17,737
+7,737
| +77% | +$207K |
|
|
MDC
1783
DELISTED
M.D.C. Holdings, Inc.
MDC
| $553K | ﹤0.01% |
23,179
| – | – |
|
1784
Nice
NICE
$5.92B
| $550K | ﹤0.01% |
8,096
-8,323
| -51% | -$571K |
|
1785
WisdomTree
WT
$3.2B
| $550K | ﹤0.01% |
60,555
+14,695
| +32% | +$142K |
|
1786
ESCO Technologies
ESE
$8.17B
| $549K | ﹤0.01% |
9,441
+5,367
| +132% | +$301K |
|
1787
Builders FirstSource
BLDR
$7.68B
| $545K | ﹤0.01% |
36,594
+21,796
| +147% | +$282K |
|
1788
Strategy Inc
MSTR
$34.6B
| $545K | ﹤0.01% |
29,000
| – | – |
|
|
CMO
1789
DELISTED
Capstead Mortgage Corp.
CMO
| $544K | ﹤0.01% |
51,616
-1,711
| -3% | -$18.1K |
|
1790
Innoviva
INVA
$1.53B
| $541K | ﹤0.01% |
39,134
+12,650
| +48% | +$149K |
|
1791
TTM Technologies
TTMI
$12.4B
| $540K | ﹤0.01% |
33,449
+9,907
| +42% | +$154K |
|
1792
Enviri
NVRI
$641M
| $539K | ﹤0.01% |
42,286
+4,806
| +13% | +$64.2K |
|
1793
Rogers Corp
ROG
$2.21B
| $538K | ﹤0.01% |
6,267
+2,867
| +84% | +$234K |
|
1794
iShares 20+ Year Treasury Bond ETF
TLT
$41.4B
| $535K | ﹤0.01% |
4,436
-1,420
| -24% | -$170K |
|
1795
Werner Enterprises
WERN
$2.21B
| $535K | ﹤0.01% |
20,403
+3,200
| +19% | +$87.2K |
|
|
EEQ
1796
DELISTED
Enbridge Energy Management Llc
EEQ
| $531K | ﹤0.01% |
33,834
+1,417
| +4% | +$24K |
|
1797
Independent Bank
INDB
$4.04B
| $526K | ﹤0.01% |
8,093
| – | – |
|
1798
MiMedx Group
MDXG
$638M
| $526K | ﹤0.01% |
55,177
-18,836
| -25% | -$159K |
|
1799
Employers Holdings
EIG
$922M
| $525K | ﹤0.01% |
13,842
+6,443
| +87% | +$243K |
|
|
CUDA
1800
DELISTED
Barracuda Networks, Inc.
CUDA
| $519K | ﹤0.01% |
22,479
-24,693
| -52% | -$578K |
|
Similar funds
UBS AM's Q1 2017 Portfolio in Review
As of Q1 2017, UBS AM held 2,656 positions worth $98.1B, up 10% from $89.2B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS AM's Q1 2017 filing shows 150 new, 1,473 increased, 485 reduced and 208 closed positions. Its largest new stake was iShares Russell Mid-Cap Value ETF: 766,320 shares worth $63.6M. The largest sale was Infosys, an estimated $180M.
By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 15% a quarter earlier, followed by Financials and Healthcare.
- UBS AM's largest Q1 2017 buy was iShares Russell Mid-Cap Value ETF: 766,320 shares worth $63.6M.
- UBS AM added most to Adobe in Q1 2017, an estimated $190M increase.
- UBS AM's biggest Q1 2017 reduction was Infosys, cutting an estimated $180M.
- UBS AM fully exited Spectra Energy Corp Wi in Q1 2017, selling an estimated $74.1M.
- UBS AM's ten largest holdings make up 15% of its $98.1B portfolio in Q1 2017.
- UBS AM opened 150 new positions and closed 208 in Q1 2017.
- UBS AM's portfolio value rose 10% quarter-over-quarter to $98.1B.
Based on UBS AM's 13F filing for Q1 2017, filed 4 May 2017.