UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$948M |
| 2 |
Snowflake
SNOW
|
+$542M |
| 3 |
Sea Limited
SE
|
+$501M |
| 4 |
Procter & Gamble
PG
|
+$491M |
| 5 |
Snap
SNAP
|
+$403M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Infosys
INFY
|
+$434M |
| 2 |
Vanguard Short-Term Treasury ETF
VGSH
|
+$350M |
| 3 |
Lowe's Companies
LOW
|
+$215M |
| 4 |
Applied Materials
AMAT
|
+$186M |
| 5 |
MXIM
Maxim Integrated Products
MXIM
|
+$183M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 26.21% |
| 2 | Healthcare | 13.25% |
| 3 | Financials | 13.07% |
| 4 | Consumer Discretionary | 12.28% |
| 5 | Communication Services | 10.68% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1751
NMI Holdings
NMIH
$3.35B
| $2.21M | ﹤0.01% |
97,789
-5,126
| -5% | -$113K |
|
|
WLL
1752
DELISTED
Whiting Petroleum Corporation
WLL
| $2.19M | ﹤0.01% |
37,485
+6,046
| +19% | +$299K |
|
1753
Winnebago Industries
WGO
$894M
| $2.19M | ﹤0.01% |
30,186
-1,222
| -4% | -$85.4K |
|
1754
GrafTech
EAF
$213M
| $2.18M | ﹤0.01% |
21,138
+1,078
| +5% | +$118K |
|
1755
NETSCOUT
NTCT
$2.8B
| $2.18M | ﹤0.01% |
80,746
+8,491
| +12% | +$235K |
|
1756
Middlesex Water
MSEX
$1.08B
| $2.17M | ﹤0.01% |
21,113
| – | – |
|
|
HUYA
1757
Huya Inc
HUYA
$556M
| $2.17M | ﹤0.01% |
260,179
-25,719
| -9% | -$297K |
|
|
LGF.B
1758
DELISTED
Lions Gate Entertainment Corp. Class B Non-Voting Shares
LGF.B
| $2.16M | ﹤0.01% |
166,252
-5,842
| -3% | -$76.8K |
|
|
CVET
1759
DELISTED
Covetrus, Inc. Common Stock
CVET
| $2.16M | ﹤0.01% |
118,955
-9,883
| -8% | -$227K |
|
|
MANT
1760
DELISTED
Mantech International Corp
MANT
| $2.16M | ﹤0.01% |
28,397
| – | – |
|
1761
CorVel
CRVL
$3.18B
| $2.15M | ﹤0.01% |
34,695
+8,118
| +31% | +$423K |
|
1762
Schneider National
SNDR
$6.23B
| $2.14M | ﹤0.01% |
94,266
-3,801
| -4% | -$84K |
|
|
AMRS
1763
DELISTED
Amyris Inc.
AMRS
| $2.14M | ﹤0.01% |
155,655
+9,222
| +6% | +$132K |
|
|
ZUO
1764
DELISTED
Zuora, Inc.
ZUO
| $2.14M | ﹤0.01% |
128,824
-7,365
| -5% | -$124K |
|
1765
Petco
WOOF
$780M
| $2.12M | ﹤0.01% |
100,471
+29,670
| +42% | +$625K |
|
1766
SelectQuote
SLQT
$126M
| $2.12M | ﹤0.01% |
163,631
+101,637
| +164% | +$1.53M |
|
1767
Protolabs
PRLB
$2.13B
| $2.1M | ﹤0.01% |
31,598
+4,973
| +19% | +$388K |
|
|
ENLC
1768
DELISTED
ENLINK MIDSTREAM, LLC
ENLC
| $2.1M | ﹤0.01% |
308,454
-17,742
| -5% | -$104K |
|
|
BBT
1769
Beacon Financial Corp
BBT
$2.65B
| $2.1M | ﹤0.01% |
77,918
+5,693
| +8% | +$150K |
|
|
CD
1770
DELISTED
Chindata Group Holdings Limited American Depositary Shares
CD
| $2.1M | ﹤0.01% |
249,859
+30,645
| +14% | +$360K |
|
1771
8x8 Inc
EGHT
$328M
| $2.1M | ﹤0.01% |
89,819
+4,830
| +6% | +$121K |
|
|
SAFE
1772
Safehold
SAFE
$1.11B
| $2.09M | ﹤0.01% |
17,147
+88
| +0.5% | +$10.6K |
|
|
TWO
1773
Two Harbors Investment
TWO
$1.27B
| $2.08M | ﹤0.01% |
82,119
+17,347
| +27% | +$455K |
|
|
HMHC
1774
DELISTED
Houghton Mifflin Harcourt Company
HMHC
| $2.08M | ﹤0.01% |
155,047
+26,910
| +21% | +$339K |
|
|
GWB
1775
DELISTED
Great Western Bancorp, Inc.
GWB
| $2.07M | ﹤0.01% |
63,083
-3,101
| -5% | -$95.5K |
|
Similar funds
UBS AM's Q3 2021 Portfolio in Review
As of Q3 2021, UBS AM held 2,809 positions worth $241B, up 3.2% from $234B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
UBS AM deployed $8.13B of net new capital in Q3 2021, opening 56 new positions and adding to 1,358 existing holdings. Its largest new stake was State Street SPDR Portfolio Intermediate Term Treasury ETF: 6,053,315 shares worth $196M.
By sector, the portfolio is most concentrated in Technology at 26% of assets, up from 26% a quarter earlier, followed by Healthcare and Financials.
On the sell side, the largest reduction was Infosys, an estimated $434M trimmed.
- UBS AM's largest Q3 2021 buy was State Street SPDR Portfolio Intermediate Term Treasury ETF: 6,053,315 shares worth $196M.
- UBS AM added most to Microsoft in Q3 2021, an estimated $948M increase.
- UBS AM's biggest Q3 2021 reduction was Infosys, cutting an estimated $434M.
- UBS AM fully exited Vanguard Short-Term Treasury ETF in Q3 2021, selling an estimated $350M.
- UBS AM's ten largest holdings make up 22% of its $241B portfolio in Q3 2021.
- UBS AM opened 56 new positions and closed 62 in Q3 2021.
- UBS AM's portfolio value rose 3.2% quarter-over-quarter to $241B.
Based on UBS AM's 13F filing for Q3 2021, filed 15 Nov 2021.