UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Infosys
INFY
|
+$767M |
| 2 |
Amazon
AMZN
|
+$288M |
| 3 |
Alphabet (Google) Class A
GOOGL
|
+$287M |
| 4 |
NVIDIA
NVDA
|
+$259M |
| 5 |
Alphabet (Google) Class C
GOOG
|
+$249M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$347M |
| 2 |
TWTR
Twitter, Inc.
TWTR
|
+$316M |
| 3 |
Citigroup
C
|
+$269M |
| 4 |
Charter Communications
CHTR
|
+$229M |
| 5 |
NetEase
NTES
|
+$211M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 25.35% |
| 2 | Consumer Discretionary | 13.14% |
| 3 | Financials | 12.19% |
| 4 | Healthcare | 12.04% |
| 5 | Communication Services | 9.9% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
INFN
1751
DELISTED
Infinera Corporation Common Stock
INFN
| $1.76M | ﹤0.01% |
182,924
-26,278
| -13% | -$257K |
|
1752
TechTarget
TTGT
$278M
| $1.76M | ﹤0.01% |
25,336
+874
| +4% | +$68K |
|
1753
InterDigital
IDCC
$8.89B
| $1.76M | ﹤0.01% |
27,692
-2,556
| -8% | -$167K |
|
1754
Central Garden & Pet Co Class A
CENTA
$2.44B
| $1.75M | ﹤0.01% |
42,181
-4,997
| -11% | -$171K |
|
1755
CryoPort
CYRX
$762M
| $1.75M | ﹤0.01% |
33,573
-100
| -0.3% | -$6.08K |
|
1756
Lindsay Corp
LNN
$1.18B
| $1.74M | ﹤0.01% |
10,456
+779
| +8% | +$121K |
|
1757
TFS Financial
TFSL
$4.93B
| $1.72M | ﹤0.01% |
84,627
-12,225
| -13% | -$238K |
|
1758
ArcBest
ARCB
$3.08B
| $1.72M | ﹤0.01% |
24,490
-3,583
| -13% | -$206K |
|
|
UCTT
1759
Ultra Clean Holdings
UCTT
$3.95B
| $1.72M | ﹤0.01% |
29,654
-2,652
| -8% | -$122K |
|
1760
Forward Air
FWRD
$654M
| $1.72M | ﹤0.01% |
19,326
| – | – |
|
1761
Sprout Social
SPT
$621M
| $1.72M | ﹤0.01% |
29,700
+300
| +1% | +$18.8K |
|
|
VBTX
1762
DELISTED
Veritex Holdings
VBTX
| $1.72M | ﹤0.01% |
52,415
| – | – |
|
1763
First Interstate BancSystem
FIBK
$3.58B
| $1.71M | ﹤0.01% |
37,105
-2,375
| -6% | -$106K |
|
1764
MYR Group
MYRG
$5.25B
| $1.7M | ﹤0.01% |
23,733
| – | – |
|
1765
Vericel Corp
VCEL
$2.31B
| $1.7M | ﹤0.01% |
30,617
+1,138
| +4% | +$51.5K |
|
1766
Horace Mann Educators
HMN
$2.11B
| $1.7M | ﹤0.01% |
39,311
-2,266
| -5% | -$93.8K |
|
|
FARO
1767
DELISTED
Faro Technologies
FARO
| $1.69M | ﹤0.01% |
19,557
| – | – |
|
1768
MacroGenics
MGNX
$257M
| $1.69M | ﹤0.01% |
53,142
+8,217
| +18% | +$200K |
|
1769
Healthcare Services Group
HCSG
$1.53B
| $1.69M | ﹤0.01% |
60,317
-17,540
| -23% | -$530K |
|
1770
Arbor Realty Trust
ABR
$998M
| $1.68M | ﹤0.01% |
105,802
+12,593
| +14% | +$195K |
|
|
PRO
1771
DELISTED
PROS Holdings
PRO
| $1.68M | ﹤0.01% |
39,424
| – | – |
|
1772
OSI Systems
OSIS
$3.89B
| $1.67M | ﹤0.01% |
17,421
| – | – |
|
1773
Park National Corp
PRK
$3.67B
| $1.67M | ﹤0.01% |
12,937
| – | – |
|
|
DCT
1774
DELISTED
Duck Creek Technologies, Inc. Common Stock
DCT
| $1.67M | ﹤0.01% |
36,953
+31,614
| +592% | +$1.52M |
|
1775
Tronox
TROX
$1.04B
| $1.66M | ﹤0.01% |
90,716
+10,483
| +13% | +$183K |
|
Similar funds
UBS AM's Q1 2021 Portfolio in Review
As of Q1 2021, UBS AM held 2,645 positions worth $226B, up 6% from $213B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Trading was light in Q1 2021: portfolio turnover was 4.9%. UBS AM opened 86 new positions and exited 44, leaving the 2,645-position portfolio largely intact.
By sector, the portfolio is most concentrated in Technology at 25% of assets, up from 25% a quarter earlier, followed by Consumer Discretionary and Financials.
- UBS AM's largest Q1 2021 buy was Seagen Inc. Common Stock: 966,114 shares worth $134M.
- UBS AM added most to Infosys in Q1 2021, an estimated $767M increase.
- UBS AM's biggest Q1 2021 reduction was Alibaba, cutting an estimated $347M.
- UBS AM fully exited Lumen in Q1 2021, selling an estimated $45.5M.
- UBS AM's ten largest holdings make up 22% of its $226B portfolio in Q1 2021.
- UBS AM opened 86 new positions and closed 44 in Q1 2021.
- UBS AM's portfolio value rose 6% quarter-over-quarter to $226B.
Based on UBS AM's 13F filing for Q1 2021, filed 14 May 2021.