UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
NetEase
NTES
|
+$383M |
| 2 |
DXC Technology
DXC
|
+$191M |
| 3 |
American Express
AXP
|
+$187M |
| 4 |
Johnson & Johnson
JNJ
|
+$185M |
| 5 |
TAL Education Group
TAL
|
+$183M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
CELG
Celgene Corp
CELG
|
+$228M |
| 2 |
Trane Technologies
TT
|
+$133M |
| 3 |
Booking.com
BKNG
|
+$131M |
| 4 |
MON
Monsanto Co
MON
|
+$113M |
| 5 |
EOG Resources
EOG
|
+$105M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 16.35% |
| 2 | Financials | 15.6% |
| 3 | Healthcare | 12.81% |
| 4 | Consumer Discretionary | 10.96% |
| 5 | Communication Services | 9.59% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1751
Coeur Mining
CDE
$16B
| $893K | ﹤0.01% |
119,102
| – | – |
|
|
IPHI
1752
DELISTED
INPHI CORPORATION
IPHI
| $893K | ﹤0.01% |
24,406
+817
| +3% | +$32.1K |
|
1753
Twilio
TWLO
$29.8B
| $890K | ﹤0.01% |
37,719
+5,031
| +15% | +$141K |
|
|
KRA
1754
DELISTED
Kraton Corporation
KRA
| $889K | ﹤0.01% |
18,451
+6,509
| +55% | +$301K |
|
|
UPL
1755
DELISTED
Ultra Petroleum Corp. Common Stock
UPL
| $882K | ﹤0.01% |
+97,309
| New | +$850K |
|
|
EXPR
1756
DELISTED
Express, Inc.
EXPR
| $879K | ﹤0.01% |
4,328
+1,622
| +60% | +$266K |
|
1757
MongoDB
MDB
$28.8B
| $879K | ﹤0.01% |
+29,600
| New | +$866K |
|
|
PPBI
1758
DELISTED
Pacific Premier Bancorp
PPBI
| $877K | ﹤0.01% |
21,932
+9,743
| +80% | +$383K |
|
1759
Match Group
MTCH
$9.46B
| $875K | ﹤0.01% |
27,940
+103
| +0.4% | +$2.89K |
|
1760
Albany International
AIN
$2.13B
| $874K | ﹤0.01% |
14,230
| – | – |
|
|
HAPN
1761
Happen Inc
HAPN
$2.36B
| $872K | ﹤0.01% |
42,207
-68
| -0.2% | -$1.69K |
|
1762
Varex Imaging
VREX
$502M
| $868K | ﹤0.01% |
21,619
+30
| +0.1% | +$1.08K |
|
1763
Pacira BioSciences
PCRX
$1.06B
| $863K | ﹤0.01% |
18,900
-5,564
| -23% | -$221K |
|
|
MDC
1764
DELISTED
M.D.C. Holdings, Inc.
MDC
| $861K | ﹤0.01% |
31,517
+2,413
| +8% | +$66.5K |
|
1765
WSFS Financial
WSFS
$4.19B
| $860K | ﹤0.01% |
17,967
+612
| +4% | +$30.2K |
|
|
DBD
1766
DELISTED
Diebold Nixdorf Incorporated
DBD
| $857K | ﹤0.01% |
52,442
+898
| +2% | +$17.4K |
|
1767
Otter Tail
OTTR
$3.79B
| $856K | ﹤0.01% |
19,253
+4,580
| +31% | +$210K |
|
1768
Helios Technologies
HLIO
$2.65B
| $852K | ﹤0.01% |
13,165
+7,265
| +123% | +$424K |
|
1769
Extreme Networks
EXTR
$3.92B
| $851K | ﹤0.01% |
67,984
+4,300
| +7% | +$53.1K |
|
1770
Baytex Energy
BTE
$3.12B
| $850K | ﹤0.01% |
282,350
+12,600
| +5% | +$37.1K |
|
1771
MACOM Technology Solutions
MTSI
$19.5B
| $849K | ﹤0.01% |
26,104
+2,480
| +10% | +$89.7K |
|
1772
TransAlta
TAC
$3.9B
| $848K | ﹤0.01% |
142,649
| – | – |
|
|
NTRI
1773
DELISTED
NutriSystem, Inc.
NTRI
| $847K | ﹤0.01% |
16,094
| – | – |
|
|
ALEX
1774
DELISTED
Alexander & Baldwin
ALEX
| $845K | ﹤0.01% |
30,459
+4,314
| +17% | +$168K |
|
1775
TTM Technologies
TTMI
$12.6B
| $841K | ﹤0.01% |
53,659
+5,425
| +11% | +$87.2K |
|
Similar funds
UBS AM's Q4 2017 Portfolio in Review
As of Q4 2017, UBS AM held 2,665 positions worth $118B, up 7.5% from $110B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS AM's Q4 2017 filing shows 135 new, 1,412 increased, 606 reduced and 93 closed positions. Its largest new stake was Sogou Inc. American Depositary Shares, each representing one Class A Ordinary Share: 2,522,917 shares worth $29.2M. The largest sale was Celgene Corp, an estimated $228M.
By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 16% a quarter earlier, followed by Financials and Healthcare.
- UBS AM's largest Q4 2017 buy was Sogou Inc. American Depositary Shares, each representing one Class A Ordinary Share: 2,522,917 shares worth $29.2M.
- UBS AM added most to NetEase in Q4 2017, an estimated $383M increase.
- UBS AM's biggest Q4 2017 reduction was Celgene Corp, cutting an estimated $228M.
- UBS AM fully exited CR Bard Inc. in Q4 2017, selling an estimated $67.9M.
- UBS AM's ten largest holdings make up 16% of its $118B portfolio in Q4 2017.
- UBS AM opened 135 new positions and closed 93 in Q4 2017.
- UBS AM's portfolio value rose 7.5% quarter-over-quarter to $118B.
Based on UBS AM's 13F filing for Q4 2017, filed 9 Feb 2018.