UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
DuPont de Nemours
DD
|
+$190M |
| 2 |
Honeywell
HON
|
+$189M |
| 3 |
Oracle
ORCL
|
+$149M |
| 4 |
JPMorgan Chase
JPM
|
+$125M |
| 5 |
Alibaba
BABA
|
+$116M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
DD
Du Pont De Nemours E I
DD
|
+$193M |
| 2 |
RAI
Reynolds American Inc
RAI
|
+$158M |
| 3 |
Allstate
ALL
|
+$122M |
| 4 |
Alphabet (Google) Class A
GOOGL
|
+$108M |
| 5 |
General Dynamics
GD
|
+$101M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 15.94% |
| 2 | Financials | 15.35% |
| 3 | Healthcare | 13.71% |
| 4 | Consumer Discretionary | 10.59% |
| 5 | Communication Services | 9.46% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1751
Albany International
AIN
$2.11B
| $817K | ﹤0.01% |
14,230
| – | – |
|
1752
Herc Holdings
HRI
$5.02B
| $816K | ﹤0.01% |
16,607
+8,446
| +103% | +$366K |
|
1753
Baytex Energy
BTE
$3.25B
| $811K | ﹤0.01% |
269,750
-182,242
| -40% | -$477K |
|
1754
National Beverage
FIZZ
$2.96B
| $811K | ﹤0.01% |
13,074
+7,522
| +135% | +$417K |
|
1755
ESCO Technologies
ESE
$8.17B
| $808K | ﹤0.01% |
13,478
+632
| +5% | +$36.5K |
|
1756
Fox Factory Holding Corp
FOXF
$755M
| $802K | ﹤0.01% |
18,619
+4,719
| +34% | +$183K |
|
1757
Univest Financial
UVSP
$1.22B
| $802K | ﹤0.01% |
25,057
-4,930
| -16% | -$147K |
|
1758
Insmed
INSM
$21.4B
| $799K | ﹤0.01% |
25,595
+14,695
| +135% | +$280K |
|
|
HSNI
1759
DELISTED
HSN, Inc.
HSNI
| $793K | ﹤0.01% |
+20,303
| New | +$769K |
|
|
MGP
1760
DELISTED
MGM Growth Properties LLC Class A common shares representing limited liability company interests
MGP
| $791K | ﹤0.01% |
26,180
+5,410
| +26% | +$162K |
|
|
OCLR
1761
DELISTED
Oclaro Inc.
OCLR
| $784K | ﹤0.01% |
90,874
+9,479
| +12% | +$85.4K |
|
|
CZR
1762
DELISTED
Caesars Entertainment Corporation
CZR
| $783K | ﹤0.01% |
58,662
+11,091
| +23% | +$134K |
|
|
NP
1763
DELISTED
Neenah, Inc. Common Stock
NP
| $783K | ﹤0.01% |
9,151
+2,556
| +39% | +$203K |
|
1764
TriNet
TNET
$3.02B
| $781K | ﹤0.01% |
23,229
+14,117
| +155% | +$495K |
|
1765
Paylocity
PCTY
$7.38B
| $778K | ﹤0.01% |
15,931
+8,931
| +128% | +$414K |
|
1766
Moelis & Co
MC
$4.97B
| $773K | ﹤0.01% |
17,959
+3,319
| +23% | +$133K |
|
|
MSGN
1767
DELISTED
MSG Networks Inc.
MSGN
| $770K | ﹤0.01% |
36,322
+2,673
| +8% | +$56.8K |
|
|
PHH
1768
DELISTED
PHH Corporation
PHH
| $770K | ﹤0.01% |
55,256
+3,231
| +6% | +$44.9K |
|
|
MDC
1769
DELISTED
M.D.C. Holdings, Inc.
MDC
| $767K | ﹤0.01% |
29,104
+451
| +2% | +$11.9K |
|
|
AFSI
1770
DELISTED
AmTrust Financial Services, Inc.
AFSI
| $766K | ﹤0.01% |
56,908
+14,579
| +34% | +$206K |
|
1771
Corcept Therapeutics
CORT
$12.4B
| $766K | ﹤0.01% |
39,683
+1,207
| +3% | +$18K |
|
1772
Boston Beer
SAM
$1.91B
| $766K | ﹤0.01% |
4,902
+1,248
| +34% | +$182K |
|
|
CSFL
1773
DELISTED
CenterState Bank Corporation Common Stock
CSFL
| $762K | ﹤0.01% |
28,437
+11,037
| +63% | +$275K |
|
1774
Extreme Networks
EXTR
$3.94B
| $757K | ﹤0.01% |
63,684
+2,115
| +3% | +$21.7K |
|
|
BMCH
1775
DELISTED
BMC Stock Holdings, Inc
BMCH
| $748K | ﹤0.01% |
35,016
+6,474
| +23% | +$135K |
|
Similar funds
UBS AM's Q3 2017 Portfolio in Review
As of Q3 2017, UBS AM held 2,601 positions worth $110B, up 6.2% from $103B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS AM's Q3 2017 filing shows 79 new, 1,541 increased, 476 reduced and 68 closed positions. Its largest new stake was Ingersoll Rand: 2,780,577 shares worth $76.5M. The largest sale was Du Pont De Nemours E I, an estimated $193M.
By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 16% a quarter earlier, followed by Financials and Healthcare.
- UBS AM's largest Q3 2017 buy was Ingersoll Rand: 2,780,577 shares worth $76.5M.
- UBS AM added most to DuPont de Nemours in Q3 2017, an estimated $190M increase.
- UBS AM's biggest Q3 2017 reduction was Allstate, cutting an estimated $122M.
- UBS AM fully exited Du Pont De Nemours E I in Q3 2017, selling an estimated $193M.
- UBS AM's ten largest holdings make up 16% of its $110B portfolio in Q3 2017.
- UBS AM opened 79 new positions and closed 68 in Q3 2017.
- UBS AM's portfolio value rose 6.2% quarter-over-quarter to $110B.
Based on UBS AM's 13F filing for Q3 2017, filed 13 Nov 2017.