UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Adobe
ADBE
|
+$190M |
| 2 |
Alibaba
BABA
|
+$147M |
| 3 |
Walt Disney
DIS
|
+$138M |
| 4 |
Analog Devices
ADI
|
+$130M |
| 5 |
Merck
MRK
|
+$127M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Infosys
INFY
|
+$180M |
| 2 |
PepsiCo
PEP
|
+$150M |
| 3 |
Lincoln National
LNC
|
+$139M |
| 4 |
Accenture
ACN
|
+$117M |
| 5 |
McDonald's
MCD
|
+$96.4M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 15.64% |
| 2 | Financials | 14.72% |
| 3 | Healthcare | 13.96% |
| 4 | Consumer Discretionary | 10.11% |
| 5 | Communication Services | 9.66% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
GBT
1751
DELISTED
Global Blood Therapeutics, Inc.
GBT
| $597K | ﹤0.01% |
+16,192
| New | +$408K |
|
|
GCI
1752
DELISTED
Gannett Co., Inc
GCI
| $591K | ﹤0.01% |
70,540
+18,156
| +35% | +$162K |
|
1753
iShares Agency Bond ETF
AGZ
$564M
| $590K | ﹤0.01% |
+5,221
| New | +$589K |
|
|
BKI
1754
DELISTED
Black Knight, Inc. Common Stock
BKI
| $585K | ﹤0.01% |
+15,277
| New | +$575K |
|
1755
Genesco
GCO
$432M
| $584K | ﹤0.01% |
10,536
+6,237
| +145% | +$372K |
|
|
NYRT
1756
DELISTED
New York REIT, Inc.
NYRT
| $581K | ﹤0.01% |
5,994
-20,087
| -77% | -$1.97M |
|
|
NGHC
1757
DELISTED
National General Holdings Corp
NGHC
| $581K | ﹤0.01% |
24,435
+3,300
| +16% | +$80.5K |
|
|
LKSD
1758
DELISTED
LSC Communications, Inc.
LKSD
| $580K | ﹤0.01% |
23,067
-2,859
| -11% | -$74.7K |
|
|
BOBE
1759
DELISTED
Bob Evans Farms, Inc.
BOBE
| $580K | ﹤0.01% |
+8,941
| New | +$505K |
|
1760
Atlantic Union Bankshares
AUB
$6.01B
| $579K | ﹤0.01% |
16,454
+8,783
| +114% | +$315K |
|
1761
Unisys
UIS
$210M
| $579K | ﹤0.01% |
41,471
| – | – |
|
|
TBI
1762
Trueblue
TBI
$227M
| $578K | ﹤0.01% |
+21,146
| New | +$540K |
|
1763
NVE Corp
NVEC
$553M
| $577K | ﹤0.01% |
6,967
-2,090
| -23% | -$162K |
|
1764
Algonquin Power & Utilities
AQN
$4.49B
| $576K | ﹤0.01% |
60,465
-14,100
| -19% | -$127K |
|
|
PHH
1765
DELISTED
PHH Corporation
PHH
| $575K | ﹤0.01% |
45,181
+7,162
| +19% | +$97.3K |
|
|
IMPV
1766
DELISTED
Imperva, Inc.
IMPV
| $570K | ﹤0.01% |
13,889
+7,189
| +107% | +$300K |
|
1767
Kaiser Aluminum
KALU
$2.55B
| $570K | ﹤0.01% |
7,131
| – | – |
|
1768
Moelis & Co
MC
$4.98B
| $567K | ﹤0.01% |
14,731
-19,098
| -56% | -$692K |
|
|
MSGN
1769
DELISTED
MSG Networks Inc.
MSGN
| $567K | ﹤0.01% |
24,274
+9,282
| +62% | +$208K |
|
1770
iShares Russell 1000 ETF
IWB
$48.5B
| $566K | ﹤0.01% |
4,311
+115
| +3% | +$14.9K |
|
|
AERI
1771
DELISTED
Aerie Pharmaceuticals
AERI
| $564K | ﹤0.01% |
12,430
+6,130
| +97% | +$273K |
|
1772
Westamerica Bancorp
WABC
$1.39B
| $564K | ﹤0.01% |
10,094
-3,200
| -24% | -$184K |
|
1773
FIVE9
FIVN
$2.18B
| $563K | ﹤0.01% |
34,217
-46,957
| -58% | -$771K |
|
|
KND
1774
DELISTED
Kindred Healthcare
KND
| $562K | ﹤0.01% |
67,353
| – | – |
|
1775
First Merchants
FRME
$2.72B
| $561K | ﹤0.01% |
14,264
+7,664
| +116% | +$299K |
|
Similar funds
UBS AM's Q1 2017 Portfolio in Review
As of Q1 2017, UBS AM held 2,656 positions worth $98.1B, up 10% from $89.2B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS AM's Q1 2017 filing shows 150 new, 1,473 increased, 485 reduced and 208 closed positions. Its largest new stake was iShares Russell Mid-Cap Value ETF: 766,320 shares worth $63.6M. The largest sale was Infosys, an estimated $180M.
By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 15% a quarter earlier, followed by Financials and Healthcare.
- UBS AM's largest Q1 2017 buy was iShares Russell Mid-Cap Value ETF: 766,320 shares worth $63.6M.
- UBS AM added most to Adobe in Q1 2017, an estimated $190M increase.
- UBS AM's biggest Q1 2017 reduction was Infosys, cutting an estimated $180M.
- UBS AM fully exited Spectra Energy Corp Wi in Q1 2017, selling an estimated $74.1M.
- UBS AM's ten largest holdings make up 15% of its $98.1B portfolio in Q1 2017.
- UBS AM opened 150 new positions and closed 208 in Q1 2017.
- UBS AM's portfolio value rose 10% quarter-over-quarter to $98.1B.
Based on UBS AM's 13F filing for Q1 2017, filed 4 May 2017.