UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
PayPal
PYPL
|
+$161M |
| 2 |
WRK
WestRock Company
WRK
|
+$141M |
| 3 |
Kraft Heinz
KHC
|
+$132M |
| 4 |
TripAdvisor
TRIP
|
+$117M |
| 5 |
BXLT
BAXALTA INC COM STK (DE)
BXLT
|
+$116M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alphabet (Google) Class C
GOOG
|
+$1.82B |
| 2 |
Apple
AAPL
|
+$423M |
| 3 |
eBay
EBAY
|
+$213M |
| 4 |
Regeneron Pharmaceuticals
REGN
|
+$178M |
| 5 |
Booking.com
BKNG
|
+$173M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 16.43% |
| 2 | Financials | 14.86% |
| 3 | Technology | 14.39% |
| 4 | Consumer Discretionary | 9.86% |
| 5 | Industrials | 8.33% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1751
Rexford Industrial Realty
REXR
$8.19B
| $803K | ﹤0.01% |
58,260
+4,100
| +8% | +$57.1K |
|
|
COR
1752
DELISTED
Coresite Realty Corporation
COR
| $803K | ﹤0.01% |
15,599
+4,100
| +36% | +$202K |
|
|
PETX
1753
DELISTED
Aratana Therapeutics, Inc.
PETX
| $802K | ﹤0.01% |
94,808
+76,508
| +418% | +$1.29M |
|
1754
iShares 20+ Year Treasury Bond ETF
TLT
$41.7B
| – | – |
0
| – | – |
|
|
TIVO
1755
DELISTED
Tivo Inc
TIVO
| $791K | ﹤0.01% |
75,393
+26,296
| +54% | +$318K |
|
|
PHH
1756
DELISTED
PHH Corporation
PHH
| $788K | ﹤0.01% |
55,771
+4,300
| +8% | +$84.2K |
|
|
NAV
1757
DELISTED
Navistar International
NAV
| $785K | ﹤0.01% |
61,724
+15,683
| +34% | +$276K |
|
1758
Methode Electronics
MEI
$592M
| $782K | ﹤0.01% |
24,498
+6,800
| +38% | +$192K |
|
1759
RingCentral
RNG
$5.28B
| $779K | ﹤0.01% |
42,900
+3,600
| +9% | +$65.6K |
|
|
NFBK
1760
DELISTED
Northfield Bancorp
NFBK
| $775K | ﹤0.01% |
50,997
+19,000
| +59% | +$288K |
|
1761
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.3B
| $768K | ﹤0.01% |
3,084
+86
| +3% | +$22.8K |
|
1762
Smith & Wesson
SWBI
$637M
| $767K | ﹤0.01% |
59,188
+14,962
| +34% | +$195K |
|
1763
Gerdau
GGB
$9.7B
| $763K | ﹤0.01% |
701,064
-183,582
| -21% | -$251K |
|
|
UBA
1764
DELISTED
Urstadt Biddle Properties Inc. Class A
UBA
| $762K | ﹤0.01% |
40,658
+4,300
| +12% | +$80.5K |
|
1765
HEICO Corp
HEI
$51.4B
| $757K | ﹤0.01% |
37,820
+13,677
| +57% | +$298K |
|
1766
Columbia Sportswear
COLM
$2.94B
| $755K | ﹤0.01% |
12,850
| – | – |
|
1767
Itron
ITRI
$4.54B
| $755K | ﹤0.01% |
23,665
+6,766
| +40% | +$211K |
|
1768
Werner Enterprises
WERN
$2.25B
| $755K | ﹤0.01% |
30,084
+8,186
| +37% | +$224K |
|
1769
Interface
TILE
$2.22B
| $754K | ﹤0.01% |
33,598
| – | – |
|
|
BPFH
1770
DELISTED
Boston Private Financial Holdings, Inc.
BPFH
| $754K | ﹤0.01% |
64,396
+24,400
| +61% | +$301K |
|
1771
GoPro
GPRO
$126M
| $753K | ﹤0.01% |
24,127
+14,969
| +163% | +$736K |
|
|
AIXG
1772
DELISTED
Aixtron SE
AIXG
| $753K | ﹤0.01% |
124,280
-53,242
| -30% | -$330K |
|
|
SONC
1773
DELISTED
Sonic Corp
SONC
| $750K | ﹤0.01% |
32,698
| – | – |
|
|
EDE
1774
DELISTED
Empire District Electric
EDE
| $749K | ﹤0.01% |
33,998
+11,500
| +51% | +$256K |
|
|
DENN
1775
DELISTED
Denny's
DENN
| $747K | ﹤0.01% |
67,696
+15,700
| +30% | +$183K |
|
Similar funds
UBS AM's Q3 2015 Portfolio in Review
As of Q3 2015, UBS AM held 2,756 positions worth $90.7B, down 13% from $104B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS AM withdrew a net $7.76B in Q3 2015, closing 90 positions and reducing 746 holdings. Its most notable exit was Alphabet (Google) Class C, an estimated $1.82B position sold in full.
By sector, the portfolio is most concentrated in Healthcare at 16% of assets, down from 17% a quarter earlier, followed by Financials and Technology.
Against the trend, UBS AM opened a new position in PayPal worth $139M.
- UBS AM's largest Q3 2015 buy was PayPal: 4,485,916 shares worth $139M.
- UBS AM added most to TripAdvisor in Q3 2015, an estimated $117M increase.
- UBS AM's biggest Q3 2015 reduction was Apple, cutting an estimated $423M.
- UBS AM fully exited Alphabet (Google) Class C in Q3 2015, selling an estimated $1.82B.
- UBS AM's ten largest holdings make up 14% of its $90.7B portfolio in Q3 2015.
- UBS AM opened 55 new positions and closed 90 in Q3 2015.
- UBS AM's portfolio value fell 13% quarter-over-quarter to $90.7B.
Based on UBS AM's 13F filing for Q3 2015, filed 29 Oct 2015.