UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$2.79B |
| 2 |
Meta Platforms (Facebook)
META
|
+$412M |
| 3 |
TAL Education Group
TAL
|
+$200M |
| 4 |
PPD
PPD, Inc. Common Stock
PPD
|
+$184M |
| 5 |
Intuit
INTU
|
+$182M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$1.43B |
| 2 |
NetEase
NTES
|
+$245M |
| 3 |
Goldman Sachs
GS
|
+$161M |
| 4 |
PPLI
People Inc
PPLI
|
+$114M |
| 5 |
Baidu
BIDU
|
+$110M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 24.43% |
| 2 | Consumer Discretionary | 14.2% |
| 3 | Healthcare | 13.11% |
| 4 | Financials | 11.12% |
| 5 | Communication Services | 9.64% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1726
United Parks & Resorts
PRKS
$2.12B
| $1.21M | ﹤0.01% |
61,319
+2,212
| +4% | +$40.4K |
|
|
FARO
1727
DELISTED
Faro Technologies
FARO
| $1.19M | ﹤0.01% |
19,557
| – | – |
|
1728
First Bancorp
FBP
$4.38B
| $1.19M | ﹤0.01% |
227,870
-2,139
| -0.9% | -$11.9K |
|
1729
Kura Oncology
KURA
$850M
| $1.19M | ﹤0.01% |
38,700
+460
| +1% | +$10.2K |
|
|
FIT
1730
DELISTED
Fitbit, Inc. Class A common stock
FIT
| $1.18M | ﹤0.01% |
169,798
-640,221
| -79% | -$4.16M |
|
1731
Cactus
WHD
$5.44B
| $1.18M | ﹤0.01% |
61,333
+17,036
| +38% | +$369K |
|
1732
Fortis
FTS
$28.7B
| $1.17M | ﹤0.01% |
28,756
-481
| -2% | -$19.2K |
|
|
MRSN
1733
DELISTED
Mersana Therapeutics
MRSN
| $1.17M | ﹤0.01% |
2,518
+433
| +21% | +$219K |
|
|
AGNT
1734
AGNT Inc
AGNT
$734M
| $1.17M | ﹤0.01% |
57,764
+22,564
| +64% | +$348K |
|
|
MODV
1735
DELISTED
ModivCare
MODV
| $1.16M | ﹤0.01% |
12,523
+2,721
| +28% | +$235K |
|
|
CLR
1736
DELISTED
CONTINENTAL RESOURCES INC.
CLR
| $1.16M | ﹤0.01% |
94,666
-25,553
| -21% | -$415K |
|
|
ONEM
1737
DELISTED
1Life Healthcare
ONEM
| $1.16M | ﹤0.01% |
40,845
+23,245
| +132% | +$734K |
|
1738
James River Group Holdings
JRVR
$217M
| $1.16M | ﹤0.01% |
25,968
+1,232
| +5% | +$57.4K |
|
1739
Signet Jewelers
SIG
$3.76B
| $1.15M | ﹤0.01% |
61,615
-9,954
| -14% | -$145K |
|
1740
ATI
ATI
$31B
| $1.15M | ﹤0.01% |
131,863
+2,625
| +2% | +$24.2K |
|
1741
Cytokinetics
CYTK
$10.4B
| $1.15M | ﹤0.01% |
52,928
+4,519
| +9% | +$106K |
|
1742
Coca-Cola Consolidated
COKE
$12.8B
| $1.14M | ﹤0.01% |
47,570
+10,630
| +29% | +$266K |
|
1743
PBF Energy
PBF
$7.31B
| $1.14M | ﹤0.01% |
201,030
+59,793
| +42% | +$496K |
|
1744
Forward Air
FWRD
$654M
| $1.14M | ﹤0.01% |
19,898
-1,310
| -6% | -$71.9K |
|
|
NGD
1745
DELISTED
New Gold Inc
NGD
| $1.13M | ﹤0.01% |
666,945
| – | – |
|
1746
MacroGenics
MGNX
$257M
| $1.13M | ﹤0.01% |
44,925
+3,270
| +8% | +$89.3K |
|
|
GNMK
1747
DELISTED
GenMark Diagnostics, Inc
GNMK
| $1.13M | ﹤0.01% |
79,570
+2,878
| +4% | +$44K |
|
1748
Strategy Inc
MSTR
$38.4B
| $1.12M | ﹤0.01% |
74,580
+15,630
| +27% | +$211K |
|
1749
PagerDuty
PD
$902M
| $1.12M | ﹤0.01% |
41,292
-1,961
| -5% | -$55.1K |
|
1750
Sally Beauty Holdings
SBH
$1.58B
| $1.12M | ﹤0.01% |
128,708
-7,396
| -5% | -$89K |
|
Similar funds
UBS AM's Q3 2020 Portfolio in Review
As of Q3 2020, UBS AM held 2,541 positions worth $186B, up 14% from $164B the previous quarter. Its ten largest holdings account for 26% of the portfolio.
UBS AM's Q3 2020 filing shows 79 new, 1,449 increased, 718 reduced and 56 closed positions. Its largest new stake was State Street Technology Select Sector SPDR ETF: 1,973,762 shares worth $115M. The largest sale was Alibaba, an estimated $1.43B.
By sector, the portfolio is most concentrated in Technology at 24% of assets, up from 23% a quarter earlier, followed by Consumer Discretionary and Healthcare.
- UBS AM's largest Q3 2020 buy was State Street Technology Select Sector SPDR ETF: 1,973,762 shares worth $115M.
- UBS AM added most to Microsoft in Q3 2020, an estimated $2.79B increase.
- UBS AM's biggest Q3 2020 reduction was Alibaba, cutting an estimated $1.43B.
- UBS AM fully exited LogMein, Inc. in Q3 2020, selling an estimated $27.8M.
- UBS AM's ten largest holdings make up 26% of its $186B portfolio in Q3 2020.
- UBS AM opened 79 new positions and closed 56 in Q3 2020.
- UBS AM's portfolio value rose 14% quarter-over-quarter to $186B.
Based on UBS AM's 13F filing for Q3 2020, filed 13 Nov 2020.