UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$495M |
| 2 |
Microsoft
MSFT
|
+$480M |
| 3 |
Global Payments
GPN
|
+$400M |
| 4 |
Mastercard
MA
|
+$274M |
| 5 |
Comcast
CMCSA
|
+$254M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TSS
Total System Services, Inc.
TSS
|
+$225M |
| 2 |
WP
Worldpay, Inc.
WP
|
+$190M |
| 3 |
Apple
AAPL
|
+$167M |
| 4 |
RHT
Red Hat Inc
RHT
|
+$166M |
| 5 |
APC
Anadarko Petroleum
APC
|
+$108M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 18.77% |
| 2 | Financials | 14.07% |
| 3 | Healthcare | 13.13% |
| 4 | Consumer Discretionary | 12.1% |
| 5 | Communication Services | 8.54% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
ALLK
1726
DELISTED
Allakos
ALLK
| $1.45M | ﹤0.01% |
18,488
+11,588
| +168% | +$765K |
|
|
DNR
1727
DELISTED
Denbury Resources, Inc.
DNR
| $1.44M | ﹤0.01% |
1,214,213
+144,384
| +13% | +$166K |
|
1728
Cal-Maine
CALM
$3.99B
| $1.44M | ﹤0.01% |
36,038
+5,051
| +16% | +$210K |
|
|
CSGS
1729
DELISTED
CSG Systems International
CSGS
| $1.44M | ﹤0.01% |
27,823
+9,586
| +53% | +$491K |
|
1730
Kratos Defense & Security Solutions
KTOS
$11.4B
| $1.44M | ﹤0.01% |
77,286
-1,144
| -1% | -$24K |
|
1731
Employers Holdings
EIG
$889M
| $1.44M | ﹤0.01% |
32,937
+8,621
| +35% | +$374K |
|
|
FBC
1732
DELISTED
Flagstar Bancorp, Inc. New
FBC
| $1.43M | ﹤0.01% |
38,411
+4,733
| +14% | +$166K |
|
1733
Telecom Argentina
TEO
$5.96B
| $1.43M | ﹤0.01% |
143,229
+8,656
| +6% | +$114K |
|
|
ISCA
1734
DELISTED
International Speedway Corp
ISCA
| $1.43M | ﹤0.01% |
31,818
+3,051
| +11% | +$138K |
|
|
RWT
1735
Redwood Trust
RWT
$594M
| $1.43M | ﹤0.01% |
86,997
+15,969
| +22% | +$267K |
|
|
LGF.B
1736
DELISTED
Lions Gate Entertainment Corp. Class B Non-Voting Shares
LGF.B
| $1.42M | ﹤0.01% |
162,798
+14,095
| +9% | +$151K |
|
|
BRKL
1737
DELISTED
Brookline Bancorp
BRKL
| $1.41M | ﹤0.01% |
96,059
+15,966
| +20% | +$232K |
|
1738
GeoPark
GPRK
$612M
| $1.41M | ﹤0.01% |
77,107
+14,959
| +24% | +$267K |
|
1739
JELD-WEN Holding
JELD
$164M
| $1.41M | ﹤0.01% |
73,117
+11,072
| +18% | +$214K |
|
|
BBT
1740
Beacon Financial Corp
BBT
$2.66B
| $1.41M | ﹤0.01% |
48,095
+5,229
| +12% | +$159K |
|
1741
B&G Foods
BGS
$286M
| $1.41M | ﹤0.01% |
74,406
+3,016
| +4% | +$57.9K |
|
|
TWNK
1742
DELISTED
Hostess Brands, Inc. Class A Common Stock
TWNK
| $1.41M | ﹤0.01% |
100,510
+36,572
| +57% | +$518K |
|
|
VGR
1743
DELISTED
Vector Group Ltd.
VGR
| $1.4M | ﹤0.01% |
165,991
+30,361
| +22% | +$233K |
|
1744
Axos Financial
AX
$5.68B
| $1.4M | ﹤0.01% |
50,693
+3,130
| +7% | +$84.3K |
|
1745
US Physical Therapy
USPH
$1.22B
| $1.4M | ﹤0.01% |
10,736
+1,889
| +21% | +$246K |
|
|
FG
1746
DELISTED
FGL Holdings Ordinary Shares
FG
| $1.4M | ﹤0.01% |
175,353
+20,913
| +14% | +$166K |
|
1747
Asbury Automotive
ABG
$3.85B
| $1.4M | ﹤0.01% |
13,665
-2,593
| -16% | -$239K |
|
|
POLY
1748
DELISTED
Plantronics, Inc.
POLY
| $1.4M | ﹤0.01% |
37,467
+9,410
| +34% | +$320K |
|
1749
Dine Brands
DIN
$452M
| $1.4M | ﹤0.01% |
18,391
+3,004
| +20% | +$246K |
|
|
MDP
1750
DELISTED
Meredith Corporation
MDP
| $1.39M | ﹤0.01% |
37,976
-1,646
| -4% | -$76.6K |
|
Similar funds
UBS AM's Q3 2019 Portfolio in Review
As of Q3 2019, UBS AM held 2,935 positions worth $148B, up 5.8% from $140B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
UBS AM deployed $6.46B of net new capital in Q3 2019, opening 79 new positions and adding to 1,853 existing holdings. Its largest new stake was 10x Genomics: 184,683 shares worth $9.31M.
By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 18% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Apple, an estimated $167M trimmed.
- UBS AM's largest Q3 2019 buy was 10x Genomics: 184,683 shares worth $9.31M.
- UBS AM added most to Alibaba in Q3 2019, an estimated $495M increase.
- UBS AM's biggest Q3 2019 reduction was Apple, cutting an estimated $167M.
- UBS AM fully exited Total System Services, Inc. in Q3 2019, selling an estimated $225M.
- UBS AM's ten largest holdings make up 19% of its $148B portfolio in Q3 2019.
- UBS AM opened 79 new positions and closed 50 in Q3 2019.
- UBS AM's portfolio value rose 5.8% quarter-over-quarter to $148B.
Based on UBS AM's 13F filing for Q3 2019, filed 14 Nov 2019.