UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
NetEase
NTES
|
+$383M |
| 2 |
DXC Technology
DXC
|
+$191M |
| 3 |
American Express
AXP
|
+$187M |
| 4 |
Johnson & Johnson
JNJ
|
+$185M |
| 5 |
TAL Education Group
TAL
|
+$183M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
CELG
Celgene Corp
CELG
|
+$228M |
| 2 |
Trane Technologies
TT
|
+$133M |
| 3 |
Booking.com
BKNG
|
+$131M |
| 4 |
MON
Monsanto Co
MON
|
+$113M |
| 5 |
EOG Resources
EOG
|
+$105M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 16.35% |
| 2 | Financials | 15.6% |
| 3 | Healthcare | 12.81% |
| 4 | Consumer Discretionary | 10.96% |
| 5 | Communication Services | 9.59% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1726
Atlantic Union Bankshares
AUB
$6.02B
| $968K | ﹤0.01% |
26,776
+1,445
| +6% | +$51.5K |
|
1727
Cal-Maine
CALM
$4.12B
| $968K | ﹤0.01% |
21,773
+6,246
| +40% | +$278K |
|
1728
Azenta
AZTA
$1.3B
| $966K | ﹤0.01% |
40,521
+2,468
| +6% | +$70.1K |
|
1729
Caesars Entertainment
CZR
$6.06B
| $966K | ﹤0.01% |
29,152
+18,528
| +174% | +$538K |
|
1730
Hecla Mining
HL
$9.47B
| $961K | ﹤0.01% |
241,958
+7,109
| +3% | +$30.9K |
|
1731
Universal Corp
UVV
$1.31B
| $957K | ﹤0.01% |
18,229
+1,061
| +6% | +$58.9K |
|
1732
Westamerica Bancorp
WABC
$1.38B
| $956K | ﹤0.01% |
16,062
+4,027
| +33% | +$237K |
|
|
BRSL
1733
Brightstar Lottery PLC
BRSL
$1.84B
| $955K | ﹤0.01% |
36,032
+6,588
| +22% | +$169K |
|
|
GBT
1734
DELISTED
Global Blood Therapeutics, Inc.
GBT
| $945K | ﹤0.01% |
24,011
+16,511
| +220% | +$617K |
|
|
WW
1735
DELISTED
WW International
WW
| $944K | ﹤0.01% |
21,327
+11,894
| +126% | +$541K |
|
1736
Towne Bank
TOWN
$3.46B
| $938K | ﹤0.01% |
30,512
| – | – |
|
1737
Employers Holdings
EIG
$908M
| $938K | ﹤0.01% |
21,129
+5,712
| +37% | +$269K |
|
1738
First Financial Bancorp
FFBC
$3.55B
| $935K | ﹤0.01% |
35,483
+1,254
| +4% | +$34K |
|
|
LXFT
1739
DELISTED
Luxoft Holding, Inc.
LXFT
| $928K | ﹤0.01% |
16,666
+3,800
| +30% | +$190K |
|
|
DF
1740
DELISTED
Dean Foods Company
DF
| $927K | ﹤0.01% |
80,187
+1,077
| +1% | +$11.4K |
|
1741
iShares 1-3 Year Treasury Bond ETF
SHY
$25B
| $924K | ﹤0.01% |
11,024
-9,236
| -46% | -$777K |
|
1742
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.7B
| $924K | ﹤0.01% |
2,675
-102
| -4% | -$34.4K |
|
1743
ESCO Technologies
ESE
$8.17B
| $924K | ﹤0.01% |
15,330
+1,852
| +14% | +$113K |
|
|
BMCH
1744
DELISTED
BMC Stock Holdings, Inc
BMCH
| $922K | ﹤0.01% |
36,455
+1,439
| +4% | +$32.2K |
|
|
BRKL
1745
DELISTED
Brookline Bancorp
BRKL
| $910K | ﹤0.01% |
57,984
-749
| -1% | -$11.7K |
|
|
PMT
1746
PennyMac Mortgage Investment
PMT
$822M
| $907K | ﹤0.01% |
56,439
+5,512
| +11% | +$89.4K |
|
1747
Insight Enterprises
NSIT
$3.89B
| $906K | ﹤0.01% |
23,663
+1,221
| +5% | +$49.9K |
|
|
CALY
1748
Callaway Golf Company
CALY
$3.32B
| $899K | ﹤0.01% |
64,530
+5,821
| +10% | +$83.4K |
|
1749
Stepan Co
SCL
$1.46B
| $896K | ﹤0.01% |
11,349
+590
| +5% | +$48.4K |
|
1750
Forward Air
FWRD
$444M
| $895K | ﹤0.01% |
15,573
| – | – |
|
Similar funds
UBS AM's Q4 2017 Portfolio in Review
As of Q4 2017, UBS AM held 2,665 positions worth $118B, up 7.5% from $110B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS AM's Q4 2017 filing shows 135 new, 1,412 increased, 606 reduced and 93 closed positions. Its largest new stake was Sogou Inc. American Depositary Shares, each representing one Class A Ordinary Share: 2,522,917 shares worth $29.2M. The largest sale was Celgene Corp, an estimated $228M.
By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 16% a quarter earlier, followed by Financials and Healthcare.
- UBS AM's largest Q4 2017 buy was Sogou Inc. American Depositary Shares, each representing one Class A Ordinary Share: 2,522,917 shares worth $29.2M.
- UBS AM added most to NetEase in Q4 2017, an estimated $383M increase.
- UBS AM's biggest Q4 2017 reduction was Celgene Corp, cutting an estimated $228M.
- UBS AM fully exited CR Bard Inc. in Q4 2017, selling an estimated $67.9M.
- UBS AM's ten largest holdings make up 16% of its $118B portfolio in Q4 2017.
- UBS AM opened 135 new positions and closed 93 in Q4 2017.
- UBS AM's portfolio value rose 7.5% quarter-over-quarter to $118B.
Based on UBS AM's 13F filing for Q4 2017, filed 9 Feb 2018.