UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$438M |
| 2 |
Lockheed Martin
LMT
|
+$402M |
| 3 |
TAL Education Group
TAL
|
+$294M |
| 4 |
Microsoft
MSFT
|
+$269M |
| 5 |
Wells Fargo
WFC
|
+$235M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Mastercard
MA
|
+$384M |
| 2 |
Adobe
ADBE
|
+$372M |
| 3 |
Veeva Systems
VEEV
|
+$342M |
| 4 |
Thermo Fisher Scientific
TMO
|
+$289M |
| 5 |
Global Payments
GPN
|
+$287M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 25.1% |
| 2 | Consumer Discretionary | 13.57% |
| 3 | Healthcare | 12.46% |
| 4 | Financials | 11.55% |
| 5 | Communication Services | 9.78% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
HES
151
DELISTED
Hess
HES
| $289M | 0.14% |
5,470,087
-2,949,675
| -35% | -$134M |
|
152
Aon
AON
$76B
| $288M | 0.14% |
1,364,377
+22,744
| +2% | +$4.64M |
|
153
Cognizant
CTSH
$26B
| $285M | 0.13% |
3,477,821
+414,737
| +14% | +$31.6M |
|
154
FedEx
FDX
$75.4B
| $284M | 0.13% |
1,093,345
+135,244
| +14% | +$37.5M |
|
155
Intercontinental Exchange
ICE
$84.4B
| $281M | 0.13% |
2,437,718
+174,706
| +8% | +$18.1M |
|
156
Boston Scientific
BSX
$71.5B
| $278M | 0.13% |
7,746,495
+780,919
| +11% | +$28.1M |
|
157
Trimble
TRMB
$13.9B
| $276M | 0.13% |
4,136,477
-1,248,454
| -23% | -$71.7M |
|
158
CSX Corp
CSX
$93.1B
| $274M | 0.13% |
9,073,467
-631,512
| -7% | -$18.1M |
|
159
Roper Technologies
ROP
$39.8B
| $274M | 0.13% |
635,380
+150,591
| +31% | +$61.8M |
|
160
Duke Energy
DUK
$97.3B
| $273M | 0.13% |
2,977,149
+85,988
| +3% | +$7.95M |
|
161
Dominion Energy
D
$59.3B
| $272M | 0.13% |
3,623,221
+255,132
| +8% | +$20.3M |
|
162
Trane Technologies
TT
$106B
| $270M | 0.13% |
1,861,840
-1,195,070
| -39% | -$165M |
|
163
Universal Display
OLED
$4.19B
| $268M | 0.13% |
1,166,460
-226,195
| -16% | -$48.3M |
|
164
Fortinet
FTNT
$117B
| $265M | 0.12% |
8,933,650
+4,564,270
| +104% | +$115M |
|
|
FISV
165
Fiserv Inc
FISV
$27.9B
| $265M | 0.12% |
2,324,798
+115,238
| +5% | +$12.4M |
|
|
XLNX
166
DELISTED
Xilinx Inc
XLNX
| $263M | 0.12% |
1,853,110
+201,070
| +12% | +$26.1M |
|
167
KLA
KLAC
$259B
| $262M | 0.12% |
10,115,140
+1,281,720
| +15% | +$29.9M |
|
|
PPD
168
DELISTED
PPD, Inc. Common Stock
PPD
| $259M | 0.12% |
7,554,170
+772,535
| +11% | +$27M |
|
|
169
Global Payments
GPN
$22.8B
| $258M | 0.12% |
1,197,419
-1,536,513
| -56% | -$287M |
|
170
lululemon athletica
LULU
$14.6B
| $254M | 0.12% |
730,051
+64,660
| +10% | +$22.5M |
|
171
Kimberly-Clark
KMB
$36.5B
| $254M | 0.12% |
1,882,364
-55,965
| -3% | -$7.84M |
|
172
US Bancorp
USB
$99.6B
| $251M | 0.12% |
5,396,126
+123,778
| +2% | +$5.24M |
|
173
Emerson Electric
EMR
$88.3B
| $246M | 0.12% |
3,058,573
+649,823
| +27% | +$48.3M |
|
174
Generac Holdings
GNRC
$12.5B
| $245M | 0.11% |
1,078,091
+810,716
| +303% | +$174M |
|
175
Norfolk Southern
NSC
$75.1B
| $244M | 0.11% |
1,027,485
-94,230
| -8% | -$21.4M |
|
Similar funds
UBS AM's Q4 2020 Portfolio in Review
As of Q4 2020, UBS AM held 2,632 positions worth $213B, up 15% from $186B the previous quarter. Its ten largest holdings account for 23% of the portfolio.
UBS AM's Q4 2020 filing shows 139 new, 1,393 increased, 625 reduced and 83 closed positions. Its largest new stake was Maravai LifeSciences: 3,763,012 shares worth $106M. The largest sale was Mastercard, an estimated $384M.
By sector, the portfolio is most concentrated in Technology at 25% of assets, up from 24% a quarter earlier, followed by Consumer Discretionary and Healthcare.
- UBS AM's largest Q4 2020 buy was Maravai LifeSciences: 3,763,012 shares worth $106M.
- UBS AM added most to Apple in Q4 2020, an estimated $438M increase.
- UBS AM's biggest Q4 2020 reduction was Mastercard, cutting an estimated $384M.
- UBS AM fully exited State Street Technology Select Sector SPDR ETF in Q4 2020, selling an estimated $115M.
- UBS AM's ten largest holdings make up 23% of its $213B portfolio in Q4 2020.
- UBS AM opened 139 new positions and closed 83 in Q4 2020.
- UBS AM's portfolio value rose 15% quarter-over-quarter to $213B.
Based on UBS AM's 13F filing for Q4 2020, filed 17 Feb 2021.