UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Infosys
INFY
|
+$767M |
| 2 |
Amazon
AMZN
|
+$288M |
| 3 |
Alphabet (Google) Class A
GOOGL
|
+$287M |
| 4 |
NVIDIA
NVDA
|
+$259M |
| 5 |
Alphabet (Google) Class C
GOOG
|
+$249M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$347M |
| 2 |
TWTR
Twitter, Inc.
TWTR
|
+$316M |
| 3 |
Citigroup
C
|
+$269M |
| 4 |
Charter Communications
CHTR
|
+$229M |
| 5 |
NetEase
NTES
|
+$211M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 25.35% |
| 2 | Consumer Discretionary | 13.14% |
| 3 | Financials | 12.19% |
| 4 | Healthcare | 12.04% |
| 5 | Communication Services | 9.9% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1701
CarGurus
CARG
$3.47B
| $1.91M | ﹤0.01% |
80,286
+1,200
| +2% | +$34.8K |
|
|
ARGO
1702
DELISTED
Argo Group International Holdings, Ltd.
ARGO
| $1.91M | ﹤0.01% |
37,907
| – | – |
|
|
SYKE
1703
DELISTED
SYKES Enterprises Inc
SYKE
| $1.91M | ﹤0.01% |
43,272
| – | – |
|
|
MIK
1704
DELISTED
Michaels Stores, Inc
MIK
| $1.9M | ﹤0.01% |
86,730
-19,607
| -18% | -$346K |
|
1705
Matador Resources
MTDR
$6.09B
| $1.9M | ﹤0.01% |
80,834
+738
| +0.9% | +$14.7K |
|
|
SRNE
1706
DELISTED
Sorrento Therapeutics, Inc.
SRNE
| $1.89M | ﹤0.01% |
228,899
+8,883
| +4% | +$93.8K |
|
1707
Pediatrix Medical
MD
$2.2B
| $1.88M | ﹤0.01% |
73,904
-9,184
| -11% | -$235K |
|
1708
Cushman & Wakefield Ltd
CWK
$3.25B
| $1.88M | ﹤0.01% |
115,095
-6,516
| -5% | -$102K |
|
1709
Cactus
WHD
$5.44B
| $1.88M | ﹤0.01% |
61,333
| – | – |
|
1710
Laureate Education
LAUR
$5.28B
| $1.88M | ﹤0.01% |
138,120
-5,324
| -4% | -$74.9K |
|
1711
Greif
GEF
$5.04B
| $1.88M | ﹤0.01% |
32,907
-3,380
| -9% | -$174K |
|
|
NOVA
1712
DELISTED
Sunnova Energy
NOVA
| $1.87M | ﹤0.01% |
45,852
-24,700
| -35% | -$1.1M |
|
1713
Patterson-UTI
PTEN
$3.76B
| $1.87M | ﹤0.01% |
262,200
+10,779
| +4% | +$76K |
|
1714
Goosehead Insurance
GSHD
$2.32B
| $1.87M | ﹤0.01% |
17,439
+1,044
| +6% | +$141K |
|
1715
NETSCOUT
NTCT
$2.79B
| $1.86M | ﹤0.01% |
65,993
| – | – |
|
1716
Enpro
NPO
$7.05B
| $1.86M | ﹤0.01% |
21,788
| – | – |
|
1717
Alamo Group
ALG
$2.05B
| $1.85M | ﹤0.01% |
11,870
-1,014
| -8% | -$154K |
|
1718
Mueller Industries
MLI
$15.2B
| $1.85M | ﹤0.01% |
179,296
-6,148
| -3% | -$60.4K |
|
|
RAVN
1719
DELISTED
Raven Industries Inc
RAVN
| $1.85M | ﹤0.01% |
48,141
+7,339
| +18% | +$274K |
|
|
ADAM
1720
Adamas Trust
ADAM
$883M
| $1.84M | ﹤0.01% |
102,922
-6,583
| -6% | -$108K |
|
1721
First Commonwealth Financial
FCF
$2.17B
| $1.84M | ﹤0.01% |
127,987
-7,710
| -6% | -$103K |
|
1722
Towne Bank
TOWN
$3.42B
| $1.84M | ﹤0.01% |
60,386
+1,169
| +2% | +$32.5K |
|
1723
The Greenbrier Companies
GBX
$1.46B
| $1.83M | ﹤0.01% |
38,800
-3,076
| -7% | -$131K |
|
1724
Itaú Unibanco
ITUB
$87.5B
| $1.83M | ﹤0.01% |
507,562
-19,790
| -4% | -$74.7K |
|
|
CUB
1725
DELISTED
Cubic Corporation
CUB
| $1.83M | ﹤0.01% |
24,563
+2,046
| +9% | +$140K |
|
Similar funds
UBS AM's Q1 2021 Portfolio in Review
As of Q1 2021, UBS AM held 2,645 positions worth $226B, up 6% from $213B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Trading was light in Q1 2021: portfolio turnover was 4.9%. UBS AM opened 86 new positions and exited 44, leaving the 2,645-position portfolio largely intact.
By sector, the portfolio is most concentrated in Technology at 25% of assets, up from 25% a quarter earlier, followed by Consumer Discretionary and Financials.
- UBS AM's largest Q1 2021 buy was Seagen Inc. Common Stock: 966,114 shares worth $134M.
- UBS AM added most to Infosys in Q1 2021, an estimated $767M increase.
- UBS AM's biggest Q1 2021 reduction was Alibaba, cutting an estimated $347M.
- UBS AM fully exited Lumen in Q1 2021, selling an estimated $45.5M.
- UBS AM's ten largest holdings make up 22% of its $226B portfolio in Q1 2021.
- UBS AM opened 86 new positions and closed 44 in Q1 2021.
- UBS AM's portfolio value rose 6% quarter-over-quarter to $226B.
Based on UBS AM's 13F filing for Q1 2021, filed 14 May 2021.