UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$2.79B |
| 2 |
Meta Platforms (Facebook)
META
|
+$412M |
| 3 |
TAL Education Group
TAL
|
+$200M |
| 4 |
PPD
PPD, Inc. Common Stock
PPD
|
+$184M |
| 5 |
Intuit
INTU
|
+$182M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$1.43B |
| 2 |
NetEase
NTES
|
+$245M |
| 3 |
Goldman Sachs
GS
|
+$161M |
| 4 |
PPLI
People Inc
PPLI
|
+$114M |
| 5 |
Baidu
BIDU
|
+$110M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 24.43% |
| 2 | Consumer Discretionary | 14.2% |
| 3 | Healthcare | 13.11% |
| 4 | Financials | 11.12% |
| 5 | Communication Services | 9.64% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1701
HNI Corp
HNI
$3.59B
| $1.29M | ﹤0.01% |
41,054
+4,248
| +12% | +$131K |
|
1702
Delek US
DK
$3.58B
| $1.29M | ﹤0.01% |
115,732
+19,254
| +20% | +$296K |
|
|
ODP
1703
DELISTED
ODP
ODP
| $1.28M | ﹤0.01% |
66,059
-9,548
| -13% | -$204K |
|
1704
Cerus
CERS
$474M
| $1.28M | ﹤0.01% |
204,894
+13,828
| +7% | +$91.8K |
|
1705
Cushman & Wakefield Ltd
CWK
$3.25B
| $1.28M | ﹤0.01% |
121,611
-11,387
| -9% | -$128K |
|
|
TWNK
1706
DELISTED
Hostess Brands, Inc. Class A Common Stock
TWNK
| $1.27M | ﹤0.01% |
103,002
-14,404
| -12% | -$181K |
|
|
CSGS
1707
DELISTED
CSG Systems International
CSGS
| $1.27M | ﹤0.01% |
30,977
-267
| -0.9% | -$11.1K |
|
1708
First Interstate BancSystem
FIBK
$3.58B
| $1.27M | ﹤0.01% |
39,780
| – | – |
|
|
AXNX
1709
DELISTED
Axonics, Inc. Common Stock
AXNX
| $1.26M | ﹤0.01% |
24,710
+5,936
| +32% | +$248K |
|
1710
NMI Holdings
NMIH
$3.36B
| $1.26M | ﹤0.01% |
70,515
+3,273
| +5% | +$53.4K |
|
1711
PJT Partners
PJT
$4.38B
| $1.25M | ﹤0.01% |
20,674
+440
| +2% | +$24.7K |
|
|
CHX
1712
DELISTED
ChampionX
CHX
| $1.24M | ﹤0.01% |
155,593
+13,432
| +9% | +$129K |
|
1713
Compugen
CGEN
$228M
| $1.24M | ﹤0.01% |
76,450
+18,800
| +33% | +$308K |
|
1714
Mesa Laboratories
MLAB
$574M
| $1.24M | ﹤0.01% |
4,872
+205
| +4% | +$48.7K |
|
1715
Repay Holdings
RPAY
$327M
| $1.24M | ﹤0.01% |
52,811
+22,091
| +72% | +$536K |
|
1716
Medifast
MED
$141M
| $1.23M | ﹤0.01% |
7,502
-290
| -4% | -$47.7K |
|
1717
Nelnet
NNI
$4.7B
| $1.23M | ﹤0.01% |
20,422
-2,490
| -11% | -$152K |
|
1718
Enpro
NPO
$7.05B
| $1.23M | ﹤0.01% |
21,788
+5,486
| +34% | +$296K |
|
1719
Fortuna Silver Mines
FSM
$3.07B
| $1.23M | ﹤0.01% |
193,710
+22,300
| +13% | +$143K |
|
1720
Pacific Biosciences
PACB
$370M
| $1.22M | ﹤0.01% |
124,083
+5,813
| +5% | +$33.5K |
|
|
SNBR
1721
DELISTED
Sleep Number
SNBR
| $1.22M | ﹤0.01% |
25,025
+2,893
| +13% | +$136K |
|
1722
Middlesex Water
MSEX
$1.1B
| $1.22M | ﹤0.01% |
19,607
+3,394
| +21% | +$220K |
|
|
PRO
1723
DELISTED
PROS Holdings
PRO
| $1.22M | ﹤0.01% |
38,102
-736
| -2% | -$27.7K |
|
1724
Hope Bancorp
HOPE
$1.79B
| $1.22M | ﹤0.01% |
160,367
+6,019
| +4% | +$50.3K |
|
|
GCP
1725
DELISTED
GCP Applied Technologies Inc.
GCP
| $1.22M | ﹤0.01% |
58,051
+4,579
| +9% | +$106K |
|
Similar funds
UBS AM's Q3 2020 Portfolio in Review
As of Q3 2020, UBS AM held 2,541 positions worth $186B, up 14% from $164B the previous quarter. Its ten largest holdings account for 26% of the portfolio.
UBS AM's Q3 2020 filing shows 79 new, 1,449 increased, 718 reduced and 56 closed positions. Its largest new stake was State Street Technology Select Sector SPDR ETF: 1,973,762 shares worth $115M. The largest sale was Alibaba, an estimated $1.43B.
By sector, the portfolio is most concentrated in Technology at 24% of assets, up from 23% a quarter earlier, followed by Consumer Discretionary and Healthcare.
- UBS AM's largest Q3 2020 buy was State Street Technology Select Sector SPDR ETF: 1,973,762 shares worth $115M.
- UBS AM added most to Microsoft in Q3 2020, an estimated $2.79B increase.
- UBS AM's biggest Q3 2020 reduction was Alibaba, cutting an estimated $1.43B.
- UBS AM fully exited LogMein, Inc. in Q3 2020, selling an estimated $27.8M.
- UBS AM's ten largest holdings make up 26% of its $186B portfolio in Q3 2020.
- UBS AM opened 79 new positions and closed 56 in Q3 2020.
- UBS AM's portfolio value rose 14% quarter-over-quarter to $186B.
Based on UBS AM's 13F filing for Q3 2020, filed 13 Nov 2020.