UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$495M |
| 2 |
Microsoft
MSFT
|
+$480M |
| 3 |
Global Payments
GPN
|
+$400M |
| 4 |
Mastercard
MA
|
+$274M |
| 5 |
Comcast
CMCSA
|
+$254M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TSS
Total System Services, Inc.
TSS
|
+$225M |
| 2 |
WP
Worldpay, Inc.
WP
|
+$190M |
| 3 |
Apple
AAPL
|
+$167M |
| 4 |
RHT
Red Hat Inc
RHT
|
+$166M |
| 5 |
APC
Anadarko Petroleum
APC
|
+$108M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 18.77% |
| 2 | Financials | 14.07% |
| 3 | Healthcare | 13.13% |
| 4 | Consumer Discretionary | 12.1% |
| 5 | Communication Services | 8.54% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
GCP
1701
DELISTED
GCP Applied Technologies Inc.
GCP
| $1.54M | ﹤0.01% |
79,757
+8,490
| +12% | +$171K |
|
|
MTOR
1702
DELISTED
MERITOR, Inc.
MTOR
| $1.52M | ﹤0.01% |
82,128
-8,445
| -9% | -$171K |
|
1703
CBIZ
CBZ
$2.96B
| $1.52M | ﹤0.01% |
64,533
+6,507
| +11% | +$146K |
|
1704
Peabody Energy
BTU
$2.9B
| $1.52M | ﹤0.01% |
102,997
+23,782
| +30% | +$464K |
|
1705
Hannon Armstrong Sustainable Infrastructure Capital
HASI
$5.2B
| $1.51M | ﹤0.01% |
51,865
+12,187
| +31% | +$340K |
|
1706
Conduent
CNDT
$264M
| $1.51M | ﹤0.01% |
242,290
-32,428
| -12% | -$251K |
|
1707
McGrath RentCorp
MGRC
$2.92B
| $1.5M | ﹤0.01% |
21,610
+5,016
| +30% | +$329K |
|
1708
La-Z-Boy
LZB
$1.69B
| $1.5M | ﹤0.01% |
44,730
+9,706
| +28% | +$310K |
|
1709
Enphase Energy
ENPH
$5.53B
| $1.5M | ﹤0.01% |
67,554
+735
| +1% | +$18.8K |
|
1710
InterDigital
IDCC
$8.89B
| $1.5M | ﹤0.01% |
28,564
+3,919
| +16% | +$221K |
|
|
ALDR
1711
DELISTED
Alder Biopharmaceuticals
ALDR
| $1.5M | ﹤0.01% |
79,429
-677,488
| -90% | -$7.75M |
|
1712
United Parks & Resorts
PRKS
$2.12B
| $1.49M | ﹤0.01% |
56,676
-5,059
| -8% | -$154K |
|
1713
Iovance Biotherapeutics
IOVA
$2.87B
| $1.49M | ﹤0.01% |
81,609
+19,254
| +31% | +$426K |
|
1714
M/I Homes
MHO
$3.84B
| $1.48M | ﹤0.01% |
39,425
+6,175
| +19% | +$212K |
|
1715
Eagle Bancorp
EGBN
$845M
| $1.48M | ﹤0.01% |
33,203
+5,569
| +20% | +$243K |
|
|
BIG
1716
DELISTED
Big Lots, Inc.
BIG
| $1.48M | ﹤0.01% |
60,455
+8,801
| +17% | +$210K |
|
1717
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.56B
| $1.48M | ﹤0.01% |
25,932
-1,303
| -5% | -$74.9K |
|
1718
Fortis
FTS
$28.7B
| $1.47M | ﹤0.01% |
34,841
+3,809
| +12% | +$155K |
|
|
BMCH
1719
DELISTED
BMC Stock Holdings, Inc
BMCH
| $1.47M | ﹤0.01% |
56,306
+9,784
| +21% | +$233K |
|
|
CVGW
1720
DELISTED
Calavo Growers
CVGW
| $1.47M | ﹤0.01% |
15,474
+3,445
| +29% | +$316K |
|
1721
Champion Homes
SKY
$5.14B
| $1.47M | ﹤0.01% |
48,904
+8,990
| +23% | +$260K |
|
1722
Atkore
ATKR
$3.16B
| $1.47M | ﹤0.01% |
48,286
+5,558
| +13% | +$156K |
|
1723
Shenandoah Telecom
SHEN
$746M
| $1.46M | ﹤0.01% |
46,078
+10,279
| +29% | +$360K |
|
|
HTLF
1724
DELISTED
Heartland Financial USA, Inc.
HTLF
| $1.46M | ﹤0.01% |
32,686
+7,849
| +32% | +$350K |
|
|
GCI
1725
DELISTED
Gannett Co., Inc
GCI
| $1.46M | ﹤0.01% |
135,936
+6,838
| +5% | +$67.8K |
|
Similar funds
UBS AM's Q3 2019 Portfolio in Review
As of Q3 2019, UBS AM held 2,935 positions worth $148B, up 5.8% from $140B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
UBS AM deployed $6.46B of net new capital in Q3 2019, opening 79 new positions and adding to 1,853 existing holdings. Its largest new stake was 10x Genomics: 184,683 shares worth $9.31M.
By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 18% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Apple, an estimated $167M trimmed.
- UBS AM's largest Q3 2019 buy was 10x Genomics: 184,683 shares worth $9.31M.
- UBS AM added most to Alibaba in Q3 2019, an estimated $495M increase.
- UBS AM's biggest Q3 2019 reduction was Apple, cutting an estimated $167M.
- UBS AM fully exited Total System Services, Inc. in Q3 2019, selling an estimated $225M.
- UBS AM's ten largest holdings make up 19% of its $148B portfolio in Q3 2019.
- UBS AM opened 79 new positions and closed 50 in Q3 2019.
- UBS AM's portfolio value rose 5.8% quarter-over-quarter to $148B.
Based on UBS AM's 13F filing for Q3 2019, filed 14 Nov 2019.