UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$361M |
| 2 |
Microsoft
MSFT
|
+$311M |
| 3 |
TAL Education Group
TAL
|
+$292M |
| 4 |
Salesforce
CRM
|
+$248M |
| 5 |
Apple
AAPL
|
+$234M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Broadcom
AVGO
|
+$530M |
| 2 |
Meta Platforms (Facebook)
META
|
+$215M |
| 3 |
Eli Lilly
LLY
|
+$150M |
| 4 |
AET
Aetna Inc
AET
|
+$110M |
| 5 |
LyondellBasell Industries
LYB
|
+$105M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 16.95% |
| 2 | Financials | 15.78% |
| 3 | Healthcare | 12.11% |
| 4 | Consumer Discretionary | 11.64% |
| 5 | Communication Services | 8.96% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
INFN
1701
DELISTED
Infinera Corporation Common Stock
INFN
| $1.11M | ﹤0.01% |
102,472
+29,257
| +40% | +$259K |
|
|
OCLR
1702
DELISTED
Oclaro Inc.
OCLR
| $1.11M | ﹤0.01% |
116,221
+20,970
| +22% | +$157K |
|
|
LTXB
1703
DELISTED
LegacyTexas Financial Group Inc
LTXB
| $1.11M | ﹤0.01% |
25,829
+1,433
| +6% | +$62.8K |
|
|
HK
1704
DELISTED
Halcon Resources Corporation
HK
| $1.1M | ﹤0.01% |
225,184
+120,387
| +115% | +$814K |
|
1705
EXL Service
EXLS
$5.29B
| $1.09M | ﹤0.01% |
97,825
+5,505
| +6% | +$65.7K |
|
1706
Fox Factory Holding Corp
FOXF
$886M
| $1.08M | ﹤0.01% |
31,060
+11,283
| +57% | +$428K |
|
1707
Artisan Partners
APAM
$3.02B
| $1.08M | ﹤0.01% |
32,531
+4,200
| +15% | +$152K |
|
|
PMT
1708
PennyMac Mortgage Investment
PMT
$842M
| $1.08M | ﹤0.01% |
59,841
+3,402
| +6% | +$57K |
|
1709
Harmony Gold Mining
HMY
$12.3B
| $1.08M | ﹤0.01% |
451,014
-664,898
| -60% | -$1.32M |
|
1710
Inogen
INGN
$164M
| $1.08M | ﹤0.01% |
8,767
-248
| -3% | -$30.3K |
|
1711
Independent Bank
INDB
$3.97B
| $1.08M | ﹤0.01% |
15,046
+864
| +6% | +$62.1K |
|
1712
ESCO Technologies
ESE
$7.92B
| $1.07M | ﹤0.01% |
18,330
+3,000
| +20% | +$184K |
|
1713
Malibu Boats
MBUU
$567M
| $1.07M | ﹤0.01% |
32,251
-1,025
| -3% | -$33.4K |
|
1714
Coeur Mining
CDE
$17.9B
| $1.07M | ﹤0.01% |
133,459
+14,357
| +12% | +$115K |
|
|
FNSR
1715
DELISTED
Finisar Corp
FNSR
| $1.06M | ﹤0.01% |
67,244
| – | – |
|
|
RRD
1716
DELISTED
RR Donnelley & Sons Co.
RRD
| $1.06M | ﹤0.01% |
121,590
+48,912
| +67% | +$405K |
|
|
BFS
1717
Saul Centers
BFS
$841M
| $1.06M | ﹤0.01% |
20,822
+3,324
| +19% | +$176K |
|
1718
Kulicke & Soffa
KLIC
$4.78B
| $1.06M | ﹤0.01% |
42,387
| – | – |
|
1719
Hecla Mining
HL
$11.3B
| $1.06M | ﹤0.01% |
288,658
+46,700
| +19% | +$181K |
|
1720
Eldorado Gold
EGO
$9.89B
| $1.06M | ﹤0.01% |
252,373
-8,087
| -3% | -$47.4K |
|
1721
Papa John's
PZZA
$806M
| $1.06M | ﹤0.01% |
18,440
| – | – |
|
1722
Corcept Therapeutics
CORT
$12B
| $1.05M | ﹤0.01% |
64,099
+6,850
| +12% | +$127K |
|
1723
Progress Software
PRGS
$1.76B
| $1.05M | ﹤0.01% |
27,353
+1,734
| +7% | +$79.5K |
|
1724
Matthews International
MATW
$739M
| $1.05M | ﹤0.01% |
20,744
| – | – |
|
|
LGF.A
1725
DELISTED
Lions Gate Entertainment Corp. Class A Voting Shares
LGF.A
| $1.05M | ﹤0.01% |
40,525
-38,153
| -48% | -$1.16M |
|
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UBS AM's Q1 2018 Portfolio in Review
As of Q1 2018, UBS AM held 2,716 positions worth $127B, up 7.4% from $118B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
UBS AM deployed $8.54B of net new capital in Q1 2018, opening 143 new positions and adding to 1,776 existing holdings. Its largest new stake was Nutrien: 1,905,754 shares worth $90M.
By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Broadcom, an estimated $530M trimmed.
- UBS AM's largest Q1 2018 buy was Nutrien: 1,905,754 shares worth $90M.
- UBS AM added most to Alibaba in Q1 2018, an estimated $361M increase.
- UBS AM's biggest Q1 2018 reduction was Broadcom, cutting an estimated $530M.
- UBS AM fully exited Agrium in Q1 2018, selling an estimated $37.4M.
- UBS AM's ten largest holdings make up 17% of its $127B portfolio in Q1 2018.
- UBS AM opened 143 new positions and closed 63 in Q1 2018.
- UBS AM's portfolio value rose 7.4% quarter-over-quarter to $127B.
Based on UBS AM's 13F filing for Q1 2018, filed 14 May 2018.