UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Adobe
ADBE
|
+$190M |
| 2 |
Alibaba
BABA
|
+$147M |
| 3 |
Walt Disney
DIS
|
+$138M |
| 4 |
Analog Devices
ADI
|
+$130M |
| 5 |
Merck
MRK
|
+$127M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Infosys
INFY
|
+$180M |
| 2 |
PepsiCo
PEP
|
+$150M |
| 3 |
Lincoln National
LNC
|
+$139M |
| 4 |
Accenture
ACN
|
+$117M |
| 5 |
McDonald's
MCD
|
+$96.4M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 15.64% |
| 2 | Financials | 14.72% |
| 3 | Healthcare | 13.96% |
| 4 | Consumer Discretionary | 10.11% |
| 5 | Communication Services | 9.66% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1701
Cogent Communications
CCOI
$663M
| $714K | ﹤0.01% |
16,592
| – | – |
|
|
CORE
1702
DELISTED
Core Mark Holding Co., Inc.
CORE
| $713K | ﹤0.01% |
22,863
+4,177
| +22% | +$146K |
|
|
PNK
1703
DELISTED
Pinnacle Entertainment Inc.
PNK
| $713K | ﹤0.01% |
36,526
+17,585
| +93% | +$290K |
|
|
VGR
1704
DELISTED
Vector Group Ltd.
VGR
| $713K | ﹤0.01% |
55,934
+1,957
| +4% | +$26.3K |
|
1705
Rambus
RMBS
$10B
| $710K | ﹤0.01% |
54,002
+13,261
| +33% | +$174K |
|
1706
Omeros
OMER
$909M
| $704K | ﹤0.01% |
46,539
+17,885
| +62% | +$196K |
|
1707
Mueller Industries
MLI
$14.7B
| $703K | ﹤0.01% |
82,164
+3,448
| +4% | +$33.5K |
|
|
ALEX
1708
DELISTED
Alexander & Baldwin
ALEX
| $703K | ﹤0.01% |
15,793
+2,000
| +15% | +$88.6K |
|
|
LQ
1709
DELISTED
La Quinta Holdings Inc.
LQ
| $700K | ﹤0.01% |
51,764
+21,263
| +70% | +$297K |
|
1710
ORIX
IX
$43.7B
| $699K | ﹤0.01% |
47,015
-4,445
| -9% | -$68.9K |
|
1711
TransAlta
TAC
$3.9B
| $699K | ﹤0.01% |
119,149
| – | – |
|
|
VG
1712
DELISTED
Vonage Holdings Corporation
VG
| $695K | ﹤0.01% |
109,911
+27,825
| +34% | +$185K |
|
1713
Vanguard FTSE All-World ex-US ETF
VEU
$68B
| $694K | ﹤0.01% |
14,511
+9,941
| +218% | +$463K |
|
1714
Herc Holdings
HRI
$5.48B
| $693K | ﹤0.01% |
14,174
-14,216
| -50% | -$669K |
|
1715
Valvoline
VVV
$4.95B
| $689K | ﹤0.01% |
28,083
-26,737
| -49% | -$612K |
|
1716
Sturm, Ruger & Co
RGR
$616M
| $684K | ﹤0.01% |
12,774
+7,875
| +161% | +$404K |
|
1717
BOK Financial
BOKF
$8.74B
| $683K | ﹤0.01% |
8,724
+1,000
| +13% | +$81.5K |
|
|
BGC
1718
DELISTED
General Cable Corporation
BGC
| $682K | ﹤0.01% |
37,988
-4,398
| -10% | -$78.9K |
|
|
CDR
1719
DELISTED
Cedar Realty Trust, Inc
CDR
| $670K | ﹤0.01% |
20,223
+3,442
| +21% | +$132K |
|
1720
Green Dot
GDOT
$754M
| $666K | ﹤0.01% |
19,975
+5,076
| +34% | +$144K |
|
|
ESGR
1721
DELISTED
Enstar Group
ESGR
| $665K | ﹤0.01% |
3,478
-10
| -0.3% | -$1.93K |
|
|
JUNO
1722
DELISTED
Juno Therapeutics, Inc.
JUNO
| $663K | ﹤0.01% |
29,900
+12,947
| +76% | +$278K |
|
|
ENIA
1723
DELISTED
Enel Amricas S.A. American Depositary Shares (Each representing 50 shares of Common Stock)
ENIA
| $663K | ﹤0.01% |
63,840
| – | – |
|
1724
Scansource
SCSC
$1.16B
| $662K | ﹤0.01% |
16,876
| – | – |
|
1725
Precigen
PGEN
$2.36B
| $661K | ﹤0.01% |
33,333
+4,516
| +16% | +$101K |
|
Similar funds
UBS AM's Q1 2017 Portfolio in Review
As of Q1 2017, UBS AM held 2,656 positions worth $98.1B, up 10% from $89.2B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS AM's Q1 2017 filing shows 150 new, 1,473 increased, 485 reduced and 208 closed positions. Its largest new stake was iShares Russell Mid-Cap Value ETF: 766,320 shares worth $63.6M. The largest sale was Infosys, an estimated $180M.
By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 15% a quarter earlier, followed by Financials and Healthcare.
- UBS AM's largest Q1 2017 buy was iShares Russell Mid-Cap Value ETF: 766,320 shares worth $63.6M.
- UBS AM added most to Adobe in Q1 2017, an estimated $190M increase.
- UBS AM's biggest Q1 2017 reduction was Infosys, cutting an estimated $180M.
- UBS AM fully exited Spectra Energy Corp Wi in Q1 2017, selling an estimated $74.1M.
- UBS AM's ten largest holdings make up 15% of its $98.1B portfolio in Q1 2017.
- UBS AM opened 150 new positions and closed 208 in Q1 2017.
- UBS AM's portfolio value rose 10% quarter-over-quarter to $98.1B.
Based on UBS AM's 13F filing for Q1 2017, filed 4 May 2017.