UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
PayPal
PYPL
|
+$161M |
| 2 |
WRK
WestRock Company
WRK
|
+$141M |
| 3 |
Kraft Heinz
KHC
|
+$132M |
| 4 |
TripAdvisor
TRIP
|
+$117M |
| 5 |
BXLT
BAXALTA INC COM STK (DE)
BXLT
|
+$116M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alphabet (Google) Class C
GOOG
|
+$1.82B |
| 2 |
Apple
AAPL
|
+$423M |
| 3 |
eBay
EBAY
|
+$213M |
| 4 |
Regeneron Pharmaceuticals
REGN
|
+$178M |
| 5 |
Booking.com
BKNG
|
+$173M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 16.43% |
| 2 | Financials | 14.86% |
| 3 | Technology | 14.39% |
| 4 | Consumer Discretionary | 9.86% |
| 5 | Industrials | 8.33% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
GTY
1701
Getty Realty Corp
GTY
$2.07B
| $902K | ﹤0.01% |
57,867
+14,786
| +34% | +$237K |
|
|
BLD
1702
DELISTED
TopBuild
BLD
| $901K | ﹤0.01% |
+29,075
| New | +$900K |
|
|
RWT
1703
Redwood Trust
RWT
$594M
| $897K | ﹤0.01% |
64,764
+15,367
| +31% | +$231K |
|
1704
International Bancshares
IBOC
$4.57B
| $896K | ﹤0.01% |
35,805
+9,207
| +35% | +$241K |
|
1705
Northwest Natural Holdings
NWN
$2.12B
| $894K | ﹤0.01% |
19,503
+6,404
| +49% | +$281K |
|
|
KYTH
1706
DELISTED
KYTHERA BIOPHARMACEUTICALS, INC COM
KYTH
| $894K | ﹤0.01% |
11,922
+5,322
| +81% | +$398K |
|
1707
Genpact
G
$5.76B
| $893K | ﹤0.01% |
37,832
+9,200
| +32% | +$207K |
|
|
ATW
1708
DELISTED
Atwood Oceanics
ATW
| $890K | ﹤0.01% |
60,061
+15,820
| +36% | +$308K |
|
|
PNNT
1709
Pennant Park Investment Corp
PNNT
$241M
| $889K | ﹤0.01% |
137,388
-2,471
| -2% | -$19K |
|
|
GWB
1710
DELISTED
Great Western Bancorp, Inc.
GWB
| $886K | ﹤0.01% |
34,891
+18,491
| +113% | +$465K |
|
1711
Pilgrim's Pride
PPC
$6.54B
| $885K | ﹤0.01% |
42,601
-79,118
| -65% | -$1.7M |
|
|
FNSR
1712
DELISTED
Finisar Corp
FNSR
| $884K | ﹤0.01% |
79,410
+30,813
| +63% | +$483K |
|
1713
Dine Brands
DIN
$452M
| $880K | ﹤0.01% |
9,600
+2,200
| +30% | +$215K |
|
|
KING
1714
DELISTED
KING DIGITAL ENTMT PLC ORD SHS (IRL)
KING
| $879K | ﹤0.01% |
+64,923
| New | +$934K |
|
1715
Petrobras
PBR
$116B
| $877K | ﹤0.01% |
201,645
-192,600
| -49% | -$1.18M |
|
|
RICE
1716
DELISTED
Rice Energy Inc.
RICE
| $877K | ﹤0.01% |
54,300
| – | – |
|
1717
Churchill Downs
CHDN
$6.12B
| $873K | ﹤0.01% |
39,138
+10,452
| +36% | +$232K |
|
|
OUTR
1718
DELISTED
OUTERWALL INC
OUTR
| $871K | ﹤0.01% |
15,289
+1,400
| +10% | +$96.1K |
|
|
SPWR
1719
DELISTED
SunPower Corporation Common Stock
SPWR
| $866K | ﹤0.01% |
65,963
+6,108
| +10% | +$98.5K |
|
1720
FIVE9
FIVN
$2.54B
| $864K | ﹤0.01% |
233,454
-2,765
| -1% | -$12.5K |
|
1721
MBIA
MBI
$260M
| $864K | ﹤0.01% |
141,994
+38,188
| +37% | +$245K |
|
1722
Comscore
SCOR
$109M
| $863K | ﹤0.01% |
935
+235
| +34% | +$254K |
|
1723
Kaiser Aluminum
KALU
$3.02B
| $859K | ﹤0.01% |
10,699
| – | – |
|
|
DCH
1724
Dauch Corp
DCH
$1.51B
| $855K | ﹤0.01% |
42,894
+8,997
| +27% | +$182K |
|
|
TLN
1725
DELISTED
Talen Energy Corporation
TLN
| $852K | ﹤0.01% |
84,387
+7,700
| +10% | +$113K |
|
Similar funds
UBS AM's Q3 2015 Portfolio in Review
As of Q3 2015, UBS AM held 2,756 positions worth $90.7B, down 13% from $104B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS AM withdrew a net $7.76B in Q3 2015, closing 90 positions and reducing 746 holdings. Its most notable exit was Alphabet (Google) Class C, an estimated $1.82B position sold in full.
By sector, the portfolio is most concentrated in Healthcare at 16% of assets, down from 17% a quarter earlier, followed by Financials and Technology.
Against the trend, UBS AM opened a new position in PayPal worth $139M.
- UBS AM's largest Q3 2015 buy was PayPal: 4,485,916 shares worth $139M.
- UBS AM added most to TripAdvisor in Q3 2015, an estimated $117M increase.
- UBS AM's biggest Q3 2015 reduction was Apple, cutting an estimated $423M.
- UBS AM fully exited Alphabet (Google) Class C in Q3 2015, selling an estimated $1.82B.
- UBS AM's ten largest holdings make up 14% of its $90.7B portfolio in Q3 2015.
- UBS AM opened 55 new positions and closed 90 in Q3 2015.
- UBS AM's portfolio value fell 13% quarter-over-quarter to $90.7B.
Based on UBS AM's 13F filing for Q3 2015, filed 29 Oct 2015.