UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Regeneron Pharmaceuticals
REGN
|
+$188M |
| 2 |
Yelp
YELP
|
+$182M |
| 3 |
General Motors
GM
|
+$141M |
| 4 |
American Express
AXP
|
+$138M |
| 5 |
Comcast
CMCSA
|
+$116M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
eBay
EBAY
|
+$331M |
| 2 |
Crown Castle
CCI
|
+$303M |
| 3 |
Cardinal Health
CAH
|
+$204M |
| 4 |
Gilead Sciences
GILD
|
+$157M |
| 5 |
Apple
AAPL
|
+$150M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 14.6% |
| 2 | Healthcare | 13.9% |
| 3 | Technology | 13.4% |
| 4 | Industrials | 10.1% |
| 5 | Consumer Discretionary | 9.2% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1701
Plexus
PLXS
$7.23B
| $546K | ﹤0.01% |
12,617
-600
| -5% | -$23.8K |
|
1702
Helen of Troy
HELE
$693M
| $545K | ﹤0.01% |
10,999
-18,251
| -62% | -$856K |
|
|
NPBC
1703
DELISTED
NATL PENN BANCSHARES INC
NPBC
| $545K | ﹤0.01% |
48,095
-19,400
| -29% | -$207K |
|
1704
Grupo Aeroportuario del Sureste
ASR
$8.3B
| $544K | ﹤0.01% |
4,361
+1,100
| +34% | +$136K |
|
1705
WisdomTree
WT
$3.22B
| $544K | ﹤0.01% |
30,697
+200
| +0.7% | +$2.85K |
|
|
PNK
1706
DELISTED
Pinnacle Entertainment Inc.
PNK
| $543K | ﹤0.01% |
20,898
-10,500
| -33% | -$256K |
|
1707
Blackbaud
BLKB
$2.08B
| $542K | ﹤0.01% |
14,399
-200
| -1% | -$7.44K |
|
|
ADVS
1708
DELISTED
Advent Software Inc
ADVS
| $542K | ﹤0.01% |
15,499
+5,400
| +53% | +$182K |
|
1709
Monro
MNRO
$398M
| $541K | ﹤0.01% |
9,599
+600
| +7% | +$29.6K |
|
1710
Northwest Bancshares
NWBI
$2.28B
| $541K | ﹤0.01% |
36,597
-15,000
| -29% | -$213K |
|
1711
Semtech
SMTC
$13B
| $541K | ﹤0.01% |
21,398
-100
| -0.5% | -$2.95K |
|
|
WAGE
1712
DELISTED
WageWorks, Inc.
WAGE
| $541K | ﹤0.01% |
9,099
-3,700
| -29% | -$204K |
|
1713
ICICI Bank
IBN
$108B
| $539K | ﹤0.01% |
79,750
-536,800
| -87% | -$3.43M |
|
|
MGLN
1714
DELISTED
Magellan Health Services, Inc.
MGLN
| $539K | ﹤0.01% |
8,999
+200
| +2% | +$11.9K |
|
|
PCH
1715
DELISTED
PotlatchDeltic
PCH
| $538K | ﹤0.01% |
12,899
-800
| -6% | -$32.4K |
|
|
HIBB
1716
DELISTED
Hibbett, Inc. Common Stock
HIBB
| $538K | ﹤0.01% |
7,999
| – | – |
|
1717
Adtran
ADTN
$616M
| $537K | ﹤0.01% |
19,898
+200
| +1% | +$5.03K |
|
|
ESI
1718
DELISTED
ITT EDUCATIONAL SERVICES INC
ESI
| $537K | ﹤0.01% |
15,999
+3,399
| +27% | +$122K |
|
1719
Simpson Manufacturing
SSD
$8.16B
| $533K | ﹤0.01% |
14,499
+1,100
| +8% | +$38.3K |
|
|
SJI
1720
DELISTED
South Jersey Industries, Inc.
SJI
| $532K | ﹤0.01% |
18,998
+600
| +3% | +$17.2K |
|
|
CYS
1721
DELISTED
CYS Investments Inc.
CYS
| $528K | ﹤0.01% |
71,195
+4,300
| +6% | +$34.5K |
|
|
EFOR
1722
Everforth Inc
EFOR
$1.32B
| $527K | ﹤0.01% |
15,098
-300
| -2% | -$10K |
|
1723
Franklin Electric
FELE
$4.84B
| $527K | ﹤0.01% |
11,799
-500
| -4% | -$20.4K |
|
1724
Mativ Holdings
MATV
$711M
| $525K | ﹤0.01% |
10,199
-3,600
| -26% | -$199K |
|
|
EGOV
1725
DELISTED
NIC Inc
EGOV
| $525K | ﹤0.01% |
21,120
-400
| -2% | -$9.43K |
|
Similar funds
UBS AM's Q4 2013 Portfolio in Review
As of Q4 2013, UBS AM held 2,637 positions worth $87.5B, up 8.1% from $80.9B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS AM's Q4 2013 filing shows 130 new, 1,010 increased, 1,128 reduced and 103 closed positions. Its largest new stake was Trip.com Group: 2,309,000 shares worth $57.3M. The largest sale was eBay, an estimated $331M.
By sector, the portfolio is most concentrated in Financials at 15% of assets, up from 14% a quarter earlier, followed by Healthcare and Technology.
- UBS AM's largest Q4 2013 buy was Trip.com Group: 2,309,000 shares worth $57.3M.
- UBS AM added most to Regeneron Pharmaceuticals in Q4 2013, an estimated $188M increase.
- UBS AM's biggest Q4 2013 reduction was eBay, cutting an estimated $331M.
- UBS AM fully exited DELL INC in Q4 2013, selling an estimated $62.9M.
- UBS AM's ten largest holdings make up 14% of its $87.5B portfolio in Q4 2013.
- UBS AM opened 130 new positions and closed 103 in Q4 2013.
- UBS AM's portfolio value rose 8.1% quarter-over-quarter to $87.5B.
Based on UBS AM's 13F filing for Q4 2013, filed 31 Jan 2014.