UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Infosys
INFY
|
+$767M |
| 2 |
Amazon
AMZN
|
+$288M |
| 3 |
Alphabet (Google) Class A
GOOGL
|
+$287M |
| 4 |
NVIDIA
NVDA
|
+$259M |
| 5 |
Alphabet (Google) Class C
GOOG
|
+$249M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$347M |
| 2 |
TWTR
Twitter, Inc.
TWTR
|
+$316M |
| 3 |
Citigroup
C
|
+$269M |
| 4 |
Charter Communications
CHTR
|
+$229M |
| 5 |
NetEase
NTES
|
+$211M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 25.35% |
| 2 | Consumer Discretionary | 13.14% |
| 3 | Financials | 12.19% |
| 4 | Healthcare | 12.04% |
| 5 | Communication Services | 9.9% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1676
Fulgent Genetics
FLGT
$527M
| $2.04M | ﹤0.01% |
21,063
-137
| -0.6% | -$14.1K |
|
|
ATCO
1677
DELISTED
Atlas Corp.
ATCO
| $2.02M | ﹤0.01% |
148,286
+32,100
| +28% | +$411K |
|
|
ZUO
1678
DELISTED
Zuora, Inc.
ZUO
| $2.02M | ﹤0.01% |
136,239
+9,309
| +7% | +$139K |
|
1679
Granite Construction
GVA
$5.62B
| $2.01M | ﹤0.01% |
50,026
+5,969
| +14% | +$207K |
|
1680
Capitol Federal Financial
CFFN
$1.1B
| $2.01M | ﹤0.01% |
151,984
-9,759
| -6% | -$129K |
|
|
LPRO
1681
DELISTED
Open Lending Corp
LPRO
| $2.01M | ﹤0.01% |
56,749
+10,610
| +23% | +$400K |
|
1682
Piper Sandler
PIPR
$5.29B
| $2M | ﹤0.01% |
73,104
| – | – |
|
|
FBC
1683
DELISTED
Flagstar Bancorp, Inc. New
FBC
| $2M | ﹤0.01% |
44,424
+866
| +2% | +$39.1K |
|
1684
TTEC Holdings
TTEC
$124M
| $2M | ﹤0.01% |
19,941
+2,532
| +15% | +$215K |
|
1685
Axos Financial
AX
$5.68B
| $2M | ﹤0.01% |
42,539
| – | – |
|
1686
GeoPark
GPRK
$612M
| $1.99M | ﹤0.01% |
124,555
-8,800
| -7% | -$130K |
|
|
SWCH
1687
DELISTED
Switch, Inc. Class A Common Stock
SWCH
| $1.99M | ﹤0.01% |
122,136
+2,100
| +2% | +$35K |
|
1688
Winnebago Industries
WGO
$909M
| $1.99M | ﹤0.01% |
25,888
-1,622
| -6% | -$117K |
|
1689
Cavco Industries
CVCO
$4.55B
| $1.98M | ﹤0.01% |
8,779
| – | – |
|
1690
JELD-WEN Holding
JELD
$164M
| $1.98M | ﹤0.01% |
71,497
-3,572
| -5% | -$99.2K |
|
1691
Renasant Corp
RNST
$3.91B
| $1.98M | ﹤0.01% |
47,756
+1,000
| +2% | +$39.7K |
|
|
GLUU
1692
DELISTED
Glu Mobile Inc.
GLUU
| $1.97M | ﹤0.01% |
157,521
-946,251
| -86% | -$10.5M |
|
|
PRA
1693
DELISTED
ProAssurance
PRA
| $1.96M | ﹤0.01% |
73,324
+6,643
| +10% | +$154K |
|
1694
Vicor
VICR
$10.2B
| $1.96M | ﹤0.01% |
23,037
| – | – |
|
1695
Methode Electronics
MEI
$592M
| $1.96M | ﹤0.01% |
46,575
| – | – |
|
1696
FB Financial Corp
FBK
$3.04B
| $1.94M | ﹤0.01% |
43,639
| – | – |
|
1697
CBIZ
CBZ
$2.96B
| $1.93M | ﹤0.01% |
59,177
-4,431
| -7% | -$131K |
|
|
CMRC
1698
Commerce.com Inc Series 1
CMRC
$184M
| $1.93M | ﹤0.01% |
33,362
+21,901
| +191% | +$1.46M |
|
|
CVA
1699
DELISTED
Covanta Holding Corporation
CVA
| $1.93M | ﹤0.01% |
139,013
+7,939
| +6% | +$113K |
|
1700
Apogee Enterprises
APOG
$908M
| $1.92M | ﹤0.01% |
46,899
-640
| -1% | -$24.2K |
|
Similar funds
UBS AM's Q1 2021 Portfolio in Review
As of Q1 2021, UBS AM held 2,645 positions worth $226B, up 6% from $213B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Trading was light in Q1 2021: portfolio turnover was 4.9%. UBS AM opened 86 new positions and exited 44, leaving the 2,645-position portfolio largely intact.
By sector, the portfolio is most concentrated in Technology at 25% of assets, up from 25% a quarter earlier, followed by Consumer Discretionary and Financials.
- UBS AM's largest Q1 2021 buy was Seagen Inc. Common Stock: 966,114 shares worth $134M.
- UBS AM added most to Infosys in Q1 2021, an estimated $767M increase.
- UBS AM's biggest Q1 2021 reduction was Alibaba, cutting an estimated $347M.
- UBS AM fully exited Lumen in Q1 2021, selling an estimated $45.5M.
- UBS AM's ten largest holdings make up 22% of its $226B portfolio in Q1 2021.
- UBS AM opened 86 new positions and closed 44 in Q1 2021.
- UBS AM's portfolio value rose 6% quarter-over-quarter to $226B.
Based on UBS AM's 13F filing for Q1 2021, filed 14 May 2021.