UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
NetEase
NTES
|
+$383M |
| 2 |
DXC Technology
DXC
|
+$191M |
| 3 |
American Express
AXP
|
+$187M |
| 4 |
Johnson & Johnson
JNJ
|
+$185M |
| 5 |
TAL Education Group
TAL
|
+$183M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
CELG
Celgene Corp
CELG
|
+$228M |
| 2 |
Trane Technologies
TT
|
+$133M |
| 3 |
Booking.com
BKNG
|
+$131M |
| 4 |
MON
Monsanto Co
MON
|
+$113M |
| 5 |
EOG Resources
EOG
|
+$105M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 16.35% |
| 2 | Financials | 15.6% |
| 3 | Healthcare | 12.81% |
| 4 | Consumer Discretionary | 10.96% |
| 5 | Communication Services | 9.59% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
BFS
1676
Saul Centers
BFS
$842M
| $1.08M | ﹤0.01% |
17,498
+679
| +4% | +$42.5K |
|
|
TIVO
1677
DELISTED
Tivo Inc
TIVO
| $1.08M | ﹤0.01% |
69,165
| – | – |
|
1678
Herc Holdings
HRI
$5.48B
| $1.08M | ﹤0.01% |
17,207
+600
| +4% | +$33K |
|
1679
Inogen
INGN
$182M
| $1.07M | ﹤0.01% |
9,015
+252
| +3% | +$27.7K |
|
1680
Ameris Bancorp
ABCB
$5.92B
| $1.07M | ﹤0.01% |
22,239
+2,362
| +12% | +$114K |
|
1681
Winnebago Industries
WGO
$885M
| $1.07M | ﹤0.01% |
19,272
+5,581
| +41% | +$280K |
|
|
SFBS
1682
ServisFirst Bancshares
SFBS
$4.92B
| $1.07M | ﹤0.01% |
25,708
| – | – |
|
|
CZR
1683
DELISTED
Caesars Entertainment Corporation
CZR
| $1.06M | ﹤0.01% |
84,007
+25,345
| +43% | +$322K |
|
|
SPPI
1684
DELISTED
Spectrum Pharmaceuticals Inc
SPPI
| $1.06M | ﹤0.01% |
56,078
+15,746
| +39% | +$285K |
|
1685
Renasant Corp
RNST
$4.02B
| $1.06M | ﹤0.01% |
25,980
+1,057
| +4% | +$44.1K |
|
1686
Franklin Electric
FELE
$4.73B
| $1.06M | ﹤0.01% |
23,086
+667
| +3% | +$30.1K |
|
|
ESGR
1687
DELISTED
Enstar Group
ESGR
| $1.06M | ﹤0.01% |
5,273
| – | – |
|
1688
Greif
GEF
$4.93B
| $1.06M | ﹤0.01% |
17,466
| – | – |
|
|
P
1689
Everpure Inc
P
$26.6B
| $1.05M | ﹤0.01% |
66,448
+23,572
| +55% | +$393K |
|
|
IMMU
1690
DELISTED
Immunomedics Inc
IMMU
| $1.05M | ﹤0.01% |
65,149
+29,238
| +81% | +$345K |
|
|
CJ
1691
DELISTED
C&J Energy Services, Inc.
CJ
| $1.05M | ﹤0.01% |
+31,368
| New | +$945K |
|
1692
MiMedx Group
MDXG
$622M
| $1.05M | ﹤0.01% |
82,979
+32,718
| +65% | +$399K |
|
|
EBIX
1693
DELISTED
Ebix Inc
EBIX
| $1.04M | ﹤0.01% |
13,175
+377
| +3% | +$27.4K |
|
1694
DNOW Inc
DNOW
$2.6B
| $1.04M | ﹤0.01% |
94,113
+9,673
| +11% | +$111K |
|
|
DMC
1695
Del Monte Corp
DMC
$1.41B
| $1.04M | ﹤0.01% |
21,754
| – | – |
|
|
NVRO
1696
DELISTED
NEVRO CORP.
NVRO
| $1.03M | ﹤0.01% |
14,990
-829
| -5% | -$66.3K |
|
1697
Papa John's
PZZA
$1.02B
| $1.03M | ﹤0.01% |
18,440
+1,734
| +10% | +$108K |
|
1698
Corcept Therapeutics
CORT
$12.2B
| $1.03M | ﹤0.01% |
57,249
+17,566
| +44% | +$318K |
|
1699
Dorman Products
DORM
$3.82B
| $1.03M | ﹤0.01% |
16,893
+1,286
| +8% | +$87.2K |
|
1700
Kulicke & Soffa
KLIC
$4.72B
| $1.03M | ﹤0.01% |
42,387
+1,762
| +4% | +$42K |
|
Similar funds
UBS AM's Q4 2017 Portfolio in Review
As of Q4 2017, UBS AM held 2,665 positions worth $118B, up 7.5% from $110B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS AM's Q4 2017 filing shows 135 new, 1,412 increased, 606 reduced and 93 closed positions. Its largest new stake was Sogou Inc. American Depositary Shares, each representing one Class A Ordinary Share: 2,522,917 shares worth $29.2M. The largest sale was Celgene Corp, an estimated $228M.
By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 16% a quarter earlier, followed by Financials and Healthcare.
- UBS AM's largest Q4 2017 buy was Sogou Inc. American Depositary Shares, each representing one Class A Ordinary Share: 2,522,917 shares worth $29.2M.
- UBS AM added most to NetEase in Q4 2017, an estimated $383M increase.
- UBS AM's biggest Q4 2017 reduction was Celgene Corp, cutting an estimated $228M.
- UBS AM fully exited CR Bard Inc. in Q4 2017, selling an estimated $67.9M.
- UBS AM's ten largest holdings make up 16% of its $118B portfolio in Q4 2017.
- UBS AM opened 135 new positions and closed 93 in Q4 2017.
- UBS AM's portfolio value rose 7.5% quarter-over-quarter to $118B.
Based on UBS AM's 13F filing for Q4 2017, filed 9 Feb 2018.