UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alphabet (Google) Class A
GOOGL
|
+$1.23B |
| 2 |
Alphabet (Google) Class C
GOOG
|
+$963M |
| 3 |
Synchrony
SYF
|
+$204M |
| 4 |
Perrigo
PRGO
|
+$151M |
| 5 |
Cooper Companies
COO
|
+$147M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$763M |
| 2 |
Visa
V
|
+$227M |
| 3 |
ExxonMobil
XOM
|
+$181M |
| 4 |
GE Aerospace
GE
|
+$176M |
| 5 |
LNKD
LinkedIn Corporation
LNKD
|
+$151M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 16.88% |
| 2 | Financials | 14.42% |
| 3 | Technology | 14.04% |
| 4 | Consumer Discretionary | 10.24% |
| 5 | Communication Services | 8.81% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1676
TherapeuticsMD
TXMD
$24M
| $1.02M | ﹤0.01% |
1,975
+541
| +38% | +$200K |
|
|
OVTI
1677
DELISTED
OMNIVISION TECHNOLOGIES INC
OVTI
| $1.02M | ﹤0.01% |
35,165
+11
| +0% | +$316 |
|
|
GTY
1678
Getty Realty Corp
GTY
$2.07B
| $1.02M | ﹤0.01% |
59,360
+1,493
| +3% | +$25K |
|
|
NTUS
1679
DELISTED
Natus Medical Inc
NTUS
| $1.01M | ﹤0.01% |
20,999
| – | – |
|
1680
Chemours
CC
$2.37B
| $1.01M | ﹤0.01% |
187,921
+9,509
| +5% | +$60.8K |
|
1681
Genpact
G
$5.76B
| $1M | ﹤0.01% |
40,141
+2,309
| +6% | +$57.1K |
|
|
TIVO
1682
DELISTED
Tivo Inc
TIVO
| $1M | ﹤0.01% |
59,997
-15,396
| -20% | -$173K |
|
1683
Carpenter Technology
CRS
$28.4B
| $996K | ﹤0.01% |
32,898
+400
| +1% | +$13.2K |
|
|
EEQ
1684
DELISTED
Enbridge Energy Management Llc
EEQ
| $993K | ﹤0.01% |
59,836
-5
| -0% | -$91 |
|
|
FNGN
1685
DELISTED
Financial Engines, Inc.
FNGN
| $993K | ﹤0.01% |
29,499
+1,200
| +4% | +$39.8K |
|
1686
Rambus
RMBS
$11B
| $988K | ﹤0.01% |
85,226
-124
| -0.1% | -$1.43K |
|
|
SAFM
1687
DELISTED
Sanderson Farms Inc
SAFM
| $988K | ﹤0.01% |
12,744
+574
| +5% | +$41.3K |
|
|
ESGR
1688
DELISTED
Enstar Group
ESGR
| $987K | ﹤0.01% |
6,578
+536
| +9% | +$82.6K |
|
|
SWFT
1689
DELISTED
Swift Transportation Company
SWFT
| $986K | ﹤0.01% |
71,328
+2,449
| +4% | +$37.3K |
|
|
BID
1690
DELISTED
Sotheby's
BID
| $984K | ﹤0.01% |
38,198
+1,100
| +3% | +$33.3K |
|
1691
KB Home
KBH
$3.59B
| $980K | ﹤0.01% |
79,472
+2,709
| +4% | +$36.5K |
|
1692
Smith & Wesson
SWBI
$637M
| $978K | ﹤0.01% |
57,887
-1,301
| -2% | -$19.1K |
|
|
RSPP
1693
DELISTED
RSP Permian, Inc.
RSPP
| $971K | ﹤0.01% |
39,816
+18,816
| +90% | +$500K |
|
|
VG
1694
DELISTED
Vonage Holdings Corporation
VG
| $967K | ﹤0.01% |
168,371
+30,276
| +22% | +$188K |
|
|
IMGN
1695
DELISTED
Immunogen Inc
IMGN
| $962K | ﹤0.01% |
70,897
+2,200
| +3% | +$27.1K |
|
|
SAFE
1696
Safehold
SAFE
$1.15B
| $961K | ﹤0.01% |
16,833
-144
| -0.8% | -$8.81K |
|
1697
ASE Group
ASX
$82.2B
| $957K | ﹤0.01% |
168,712
-1
| -0% | -$6 |
|
1698
Churchill Downs
CHDN
$6.12B
| $957K | ﹤0.01% |
40,596
+1,458
| +4% | +$34.6K |
|
|
UBA
1699
DELISTED
Urstadt Biddle Properties Inc. Class A
UBA
| $957K | ﹤0.01% |
49,740
+9,082
| +22% | +$179K |
|
|
SCS
1700
DELISTED
Steelcase
SCS
| $956K | ﹤0.01% |
64,150
+1,453
| +2% | +$27.4K |
|
Similar funds
UBS AM's Q4 2015 Portfolio in Review
As of Q4 2015, UBS AM held 2,799 positions worth $87.7B, down 3.2% from $90.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS AM withdrew a net $9.78B in Q4 2015, closing 103 positions and reducing 997 holdings. Its most notable exit was COMCAST CORP SPL A (NEW), an estimated $67.4M position sold in full.
By sector, the portfolio is most concentrated in Healthcare at 17% of assets, up from 16% a quarter earlier, followed by Financials and Technology.
Against the trend, UBS AM opened a new position in Alphabet (Google) Class A worth $1.29B.
- UBS AM's largest Q4 2015 buy was Alphabet (Google) Class A: 33,192,720 shares worth $1.29B.
- UBS AM added most to Synchrony in Q4 2015, an estimated $204M increase.
- UBS AM's biggest Q4 2015 reduction was Apple, cutting an estimated $763M.
- UBS AM fully exited COMCAST CORP SPL A (NEW) in Q4 2015, selling an estimated $67.4M.
- UBS AM's ten largest holdings make up 14% of its $87.7B portfolio in Q4 2015.
- UBS AM opened 130 new positions and closed 103 in Q4 2015.
- UBS AM's portfolio value fell 3.2% quarter-over-quarter to $87.7B.
Based on UBS AM's 13F filing for Q4 2015, filed 12 Feb 2016.