UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$948M |
| 2 |
Snowflake
SNOW
|
+$542M |
| 3 |
Sea Limited
SE
|
+$501M |
| 4 |
Procter & Gamble
PG
|
+$491M |
| 5 |
Snap
SNAP
|
+$403M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Infosys
INFY
|
+$434M |
| 2 |
Vanguard Short-Term Treasury ETF
VGSH
|
+$350M |
| 3 |
Lowe's Companies
LOW
|
+$215M |
| 4 |
Applied Materials
AMAT
|
+$186M |
| 5 |
MXIM
Maxim Integrated Products
MXIM
|
+$183M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 26.21% |
| 2 | Healthcare | 13.25% |
| 3 | Financials | 13.07% |
| 4 | Consumer Discretionary | 12.28% |
| 5 | Communication Services | 10.68% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
MNTV
1651
DELISTED
Momentive Global Inc. Common Stock
MNTV
| $2.72M | ﹤0.01% |
138,755
+7,241
| +6% | +$147K |
|
1652
Forward Air
FWRD
$634M
| $2.72M | ﹤0.01% |
32,743
+8,192
| +33% | +$716K |
|
|
NOAH
1653
Noah Holdings
NOAH
$605M
| $2.71M | ﹤0.01% |
72,972
+4,212
| +6% | +$167K |
|
1654
HUB Group
HUBG
$2.9B
| $2.7M | ﹤0.01% |
78,530
+9,510
| +14% | +$320K |
|
|
LAZR
1655
DELISTED
Luminar Technologies
LAZR
| $2.68M | ﹤0.01% |
11,459
+678
| +6% | +$179K |
|
1656
Harmony Gold Mining
HMY
$12.4B
| $2.68M | ﹤0.01% |
850,175
+72,700
| +9% | +$267K |
|
1657
Trinity Industries
TRN
$2.3B
| $2.67M | ﹤0.01% |
98,420
+13,061
| +15% | +$361K |
|
|
IBTX
1658
DELISTED
Independent Bank Group, Inc.
IBTX
| $2.67M | ﹤0.01% |
37,516
+1,996
| +6% | +$139K |
|
1659
Coca-Cola Consolidated
COKE
$12.4B
| $2.61M | ﹤0.01% |
66,310
+7,310
| +12% | +$291K |
|
1660
Jack in the Box
JACK
$340M
| $2.6M | ﹤0.01% |
26,738
+201
| +0.8% | +$21K |
|
1661
Telephone and Data Systems
TDS
$3.84B
| $2.6M | ﹤0.01% |
133,253
+16,841
| +14% | +$350K |
|
|
TSE
1662
DELISTED
Trinseo
TSE
| $2.6M | ﹤0.01% |
48,122
-3,800
| -7% | -$198K |
|
|
RAVN
1663
DELISTED
Raven Industries Inc
RAVN
| $2.6M | ﹤0.01% |
45,051
-2,587
| -5% | -$150K |
|
1664
Domo
DOMO
$189M
| $2.59M | ﹤0.01% |
30,635
+4,719
| +18% | +$404K |
|
1665
Greif
GEF
$4.97B
| $2.57M | ﹤0.01% |
39,853
+5,408
| +16% | +$335K |
|
|
AJRD
1666
DELISTED
Aerojet Rocketdyne Holdings
AJRD
| $2.57M | ﹤0.01% |
59,093
-18
| -0% | -$803 |
|
|
TWOU
1667
DELISTED
2U Inc
TWOU
| $2.57M | ﹤0.01% |
2,552
+76
| +3% | +$89.1K |
|
|
MAXR
1668
DELISTED
Maxar Technologies Inc. Common Stock
MAXR
| $2.57M | ﹤0.01% |
90,714
-11,053
| -11% | -$355K |
|
1669
QuantumScape Corp
QS
$3.81B
| $2.57M | ﹤0.01% |
104,676
+52,419
| +100% | +$1.2M |
|
1670
JELD-WEN Holding
JELD
$162M
| $2.57M | ﹤0.01% |
102,515
+24,306
| +31% | +$648K |
|
1671
Chesapeake Utilities
CPK
$3.18B
| $2.56M | ﹤0.01% |
21,323
+4,560
| +27% | +$572K |
|
1672
CarGurus
CARG
$3.35B
| $2.54M | ﹤0.01% |
80,881
-1,047
| -1% | -$30.5K |
|
1673
Albany International
AIN
$1.73B
| $2.54M | ﹤0.01% |
33,024
+112
| +0.3% | +$9K |
|
1674
Edgewell Personal Care
EPC
$1.29B
| $2.53M | ﹤0.01% |
69,832
+7,955
| +13% | +$327K |
|
1675
Grocery Outlet
GO
$972M
| $2.53M | ﹤0.01% |
117,440
+1,128
| +1% | +$32.4K |
|
Similar funds
UBS AM's Q3 2021 Portfolio in Review
As of Q3 2021, UBS AM held 2,809 positions worth $241B, up 3.2% from $234B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
UBS AM deployed $8.13B of net new capital in Q3 2021, opening 56 new positions and adding to 1,358 existing holdings. Its largest new stake was State Street SPDR Portfolio Intermediate Term Treasury ETF: 6,053,315 shares worth $196M.
By sector, the portfolio is most concentrated in Technology at 26% of assets, up from 26% a quarter earlier, followed by Healthcare and Financials.
On the sell side, the largest reduction was Infosys, an estimated $434M trimmed.
- UBS AM's largest Q3 2021 buy was State Street SPDR Portfolio Intermediate Term Treasury ETF: 6,053,315 shares worth $196M.
- UBS AM added most to Microsoft in Q3 2021, an estimated $948M increase.
- UBS AM's biggest Q3 2021 reduction was Infosys, cutting an estimated $434M.
- UBS AM fully exited Vanguard Short-Term Treasury ETF in Q3 2021, selling an estimated $350M.
- UBS AM's ten largest holdings make up 22% of its $241B portfolio in Q3 2021.
- UBS AM opened 56 new positions and closed 62 in Q3 2021.
- UBS AM's portfolio value rose 3.2% quarter-over-quarter to $241B.
Based on UBS AM's 13F filing for Q3 2021, filed 15 Nov 2021.