UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$2.79B |
| 2 |
Meta Platforms (Facebook)
META
|
+$412M |
| 3 |
TAL Education Group
TAL
|
+$200M |
| 4 |
PPD
PPD, Inc. Common Stock
PPD
|
+$184M |
| 5 |
Intuit
INTU
|
+$182M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$1.43B |
| 2 |
NetEase
NTES
|
+$245M |
| 3 |
Goldman Sachs
GS
|
+$161M |
| 4 |
PPLI
People Inc
PPLI
|
+$114M |
| 5 |
Baidu
BIDU
|
+$110M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 24.43% |
| 2 | Consumer Discretionary | 14.2% |
| 3 | Healthcare | 13.11% |
| 4 | Financials | 11.12% |
| 5 | Communication Services | 9.64% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1651
Cheesecake Factory
CAKE
$5.33B
| $1.41M | ﹤0.01% |
50,658
+3,698
| +8% | +$97K |
|
1652
Cohen & Steers
CNS
$4.3B
| $1.41M | ﹤0.01% |
25,209
-383
| -1% | -$23.6K |
|
1653
Onto Innovation
ONTO
$15.3B
| $1.4M | ﹤0.01% |
47,140
-304
| -0.6% | -$10.1K |
|
1654
Kontoor Brands
KTB
$4.26B
| $1.4M | ﹤0.01% |
58,008
+452
| +0.8% | +$9.46K |
|
1655
Heron Therapeutics
HRTX
$92.9M
| $1.4M | ﹤0.01% |
94,398
+4,274
| +5% | +$66.7K |
|
1656
Otter Tail
OTTR
$3.94B
| $1.4M | ﹤0.01% |
38,601
| – | – |
|
|
BEAT
1657
DELISTED
BioTelemetry, Inc.
BEAT
| $1.39M | ﹤0.01% |
30,551
+2,171
| +8% | +$90.8K |
|
1658
Alamo Group
ALG
$2.05B
| $1.39M | ﹤0.01% |
12,884
+3,094
| +32% | +$329K |
|
1659
Laureate Education
LAUR
$5.28B
| $1.39M | ﹤0.01% |
104,784
+2,730
| +3% | +$32.8K |
|
1660
Horace Mann Educators
HMN
$2.11B
| $1.39M | ﹤0.01% |
41,577
+2,146
| +5% | +$79.9K |
|
1661
CryoPort
CYRX
$762M
| $1.39M | ﹤0.01% |
29,273
-2,633
| -8% | -$107K |
|
1662
Upbound Group
UPBD
$1.16B
| $1.39M | ﹤0.01% |
46,357
-3,733
| -7% | -$110K |
|
1663
Winnebago Industries
WGO
$909M
| $1.38M | ﹤0.01% |
26,761
+27
| +0.1% | +$1.55K |
|
1664
Red Rock Resorts
RRR
$3.62B
| $1.38M | ﹤0.01% |
80,638
+10,143
| +14% | +$148K |
|
1665
Kadant
KAI
$3.99B
| $1.38M | ﹤0.01% |
12,559
-56,611
| -82% | -$6.42M |
|
1666
Knowles
KN
$3.34B
| $1.37M | ﹤0.01% |
92,193
+710
| +0.8% | +$10.8K |
|
|
VRN
1667
DELISTED
Veren
VRN
| $1.37M | ﹤0.01% |
1,138,157
+131,690
| +13% | +$214K |
|
1668
Tennant Co
TNC
$1.26B
| $1.37M | ﹤0.01% |
22,678
+2,820
| +14% | +$186K |
|
|
EGOV
1669
DELISTED
NIC Inc
EGOV
| $1.37M | ﹤0.01% |
69,442
-1,944
| -3% | -$42K |
|
1670
CoreCivic
CXW
$3.19B
| $1.37M | ﹤0.01% |
170,766
-5,522
| -3% | -$50.2K |
|
|
SC
1671
DELISTED
SANTANDER CONSUMER USA HOLDINGS INC
SC
| $1.36M | ﹤0.01% |
74,845
-1,744
| -2% | -$31K |
|
|
COOP
1672
DELISTED
Mr. Cooper
COOP
| $1.36M | ﹤0.01% |
60,943
+7,369
| +14% | +$127K |
|
1673
Gray Television
GTN
$552M
| $1.35M | ﹤0.01% |
98,237
+4,675
| +5% | +$68.3K |
|
1674
Pediatrix Medical
MD
$2.2B
| $1.35M | ﹤0.01% |
83,088
-31,578
| -28% | -$587K |
|
|
SRNE
1675
DELISTED
Sorrento Therapeutics, Inc.
SRNE
| $1.35M | ﹤0.01% |
121,026
+5,543
| +5% | +$50.7K |
|
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UBS AM's Q3 2020 Portfolio in Review
As of Q3 2020, UBS AM held 2,541 positions worth $186B, up 14% from $164B the previous quarter. Its ten largest holdings account for 26% of the portfolio.
UBS AM's Q3 2020 filing shows 79 new, 1,449 increased, 718 reduced and 56 closed positions. Its largest new stake was State Street Technology Select Sector SPDR ETF: 1,973,762 shares worth $115M. The largest sale was Alibaba, an estimated $1.43B.
By sector, the portfolio is most concentrated in Technology at 24% of assets, up from 23% a quarter earlier, followed by Consumer Discretionary and Healthcare.
- UBS AM's largest Q3 2020 buy was State Street Technology Select Sector SPDR ETF: 1,973,762 shares worth $115M.
- UBS AM added most to Microsoft in Q3 2020, an estimated $2.79B increase.
- UBS AM's biggest Q3 2020 reduction was Alibaba, cutting an estimated $1.43B.
- UBS AM fully exited LogMein, Inc. in Q3 2020, selling an estimated $27.8M.
- UBS AM's ten largest holdings make up 26% of its $186B portfolio in Q3 2020.
- UBS AM opened 79 new positions and closed 56 in Q3 2020.
- UBS AM's portfolio value rose 14% quarter-over-quarter to $186B.
Based on UBS AM's 13F filing for Q3 2020, filed 13 Nov 2020.