UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
DuPont de Nemours
DD
|
+$190M |
| 2 |
Honeywell
HON
|
+$189M |
| 3 |
Oracle
ORCL
|
+$149M |
| 4 |
JPMorgan Chase
JPM
|
+$125M |
| 5 |
Alibaba
BABA
|
+$116M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
DD
Du Pont De Nemours E I
DD
|
+$193M |
| 2 |
RAI
Reynolds American Inc
RAI
|
+$158M |
| 3 |
Allstate
ALL
|
+$122M |
| 4 |
Alphabet (Google) Class A
GOOGL
|
+$108M |
| 5 |
General Dynamics
GD
|
+$101M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 15.94% |
| 2 | Financials | 15.35% |
| 3 | Healthcare | 13.71% |
| 4 | Consumer Discretionary | 10.59% |
| 5 | Communication Services | 9.46% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1651
Simmons First National
SFNC
$3.44B
| $1.03M | ﹤0.01% |
35,540
+4,594
| +15% | +$122K |
|
1652
Cooper-Standard Automotive
CPS
$530M
| $1.02M | ﹤0.01% |
8,833
+97
| +1% | +$10.1K |
|
1653
Descartes Systems
DSGX
$6.56B
| $1.02M | ﹤0.01% |
37,611
| – | – |
|
1654
Methode Electronics
MEI
$491M
| $1.02M | ﹤0.01% |
24,157
+6,658
| +38% | +$264K |
|
1655
Greif
GEF
$4.92B
| $1.02M | ﹤0.01% |
17,466
+186
| +1% | +$10.6K |
|
1656
Towne Bank
TOWN
$3.47B
| $1.02M | ﹤0.01% |
30,512
+1,902
| +7% | +$59.2K |
|
1657
Rush Enterprises Class A
RUSHA
$6.33B
| $1.02M | ﹤0.01% |
49,664
+12,442
| +33% | +$223K |
|
1658
Mueller Industries
MLI
$14.6B
| $1.02M | ﹤0.01% |
116,568
+34,404
| +42% | +$264K |
|
|
AHT
1659
Ashford Hospitality Trust
AHT
$21.1M
| $1.02M | ﹤0.01% |
154
-6
| -4% | -$37K |
|
1660
Pricesmart
PSMT
$6.05B
| $1.02M | ﹤0.01% |
11,381
+1,242
| +12% | +$104K |
|
1661
Amkor Technology
AMKR
$12.4B
| $1.01M | ﹤0.01% |
96,087
+15,603
| +19% | +$149K |
|
1662
Dillards
DDS
$9.46B
| $1.01M | ﹤0.01% |
18,003
+110
| +0.6% | +$6.78K |
|
|
KW
1663
DELISTED
Kennedy-Wilson Holdings
KW
| $1.01M | ﹤0.01% |
54,376
+502
| +0.9% | +$9.68K |
|
1664
Franklin Electric
FELE
$4.68B
| $1.01M | ﹤0.01% |
22,419
+211
| +1% | +$8.57K |
|
|
ARCH
1665
DELISTED
Arch Resources, Inc.
ARCH
| $1M | ﹤0.01% |
14,000
+913
| +7% | +$68.3K |
|
1666
First Merchants
FRME
$2.71B
| $1M | ﹤0.01% |
23,372
+3,464
| +17% | +$138K |
|
|
SFBS
1667
ServisFirst Bancshares
SFBS
$4.9B
| $999K | ﹤0.01% |
25,708
+1,058
| +4% | +$37.6K |
|
|
INVX
1668
Innovex International
INVX
$1.98B
| $999K | ﹤0.01% |
22,620
+2,668
| +13% | +$116K |
|
|
MLNX
1669
DELISTED
Mellanox Technologies, Ltd.
MLNX
| $995K | ﹤0.01% |
21,094
+83
| +0.4% | +$3.77K |
|
|
TIME
1670
DELISTED
Time Inc.
TIME
| $991K | ﹤0.01% |
73,426
+445
| +0.6% | +$5.97K |
|
|
DMC
1671
Del Monte Corp
DMC
$1.42B
| $989K | ﹤0.01% |
21,754
+2,194
| +11% | +$107K |
|
|
JCP
1672
DELISTED
J.C. Penney Company, Inc.
JCP
| $988K | ﹤0.01% |
259,221
+5,079
| +2% | +$22.5K |
|
1673
Universal Corp
UVV
$1.31B
| $984K | ﹤0.01% |
17,168
+162
| +1% | +$9.68K |
|
|
CORE
1674
DELISTED
Core Mark Holding Co., Inc.
CORE
| $983K | ﹤0.01% |
30,582
+1,149
| +4% | +$36K |
|
1675
Enerpac Tool Group
EPAC
$1.87B
| $981K | ﹤0.01% |
38,335
+893
| +2% | +$21.8K |
|
Similar funds
UBS AM's Q3 2017 Portfolio in Review
As of Q3 2017, UBS AM held 2,601 positions worth $110B, up 6.2% from $103B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS AM's Q3 2017 filing shows 79 new, 1,541 increased, 476 reduced and 68 closed positions. Its largest new stake was Ingersoll Rand: 2,780,577 shares worth $76.5M. The largest sale was Du Pont De Nemours E I, an estimated $193M.
By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 16% a quarter earlier, followed by Financials and Healthcare.
- UBS AM's largest Q3 2017 buy was Ingersoll Rand: 2,780,577 shares worth $76.5M.
- UBS AM added most to DuPont de Nemours in Q3 2017, an estimated $190M increase.
- UBS AM's biggest Q3 2017 reduction was Allstate, cutting an estimated $122M.
- UBS AM fully exited Du Pont De Nemours E I in Q3 2017, selling an estimated $193M.
- UBS AM's ten largest holdings make up 16% of its $110B portfolio in Q3 2017.
- UBS AM opened 79 new positions and closed 68 in Q3 2017.
- UBS AM's portfolio value rose 6.2% quarter-over-quarter to $110B.
Based on UBS AM's 13F filing for Q3 2017, filed 13 Nov 2017.