UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$235M |
| 2 |
Microsoft
MSFT
|
+$176M |
| 3 |
Cognizant
CTSH
|
+$150M |
| 4 |
Chubb
CB
|
+$107M |
| 5 |
Under Armour
UAA
|
+$100M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Thermo Fisher Scientific
TMO
|
+$221M |
| 2 |
Workday
WDAY
|
+$133M |
| 3 |
Pfizer
PFE
|
+$122M |
| 4 |
Apple
AAPL
|
+$122M |
| 5 |
Nike
NKE
|
+$116M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 15.48% |
| 2 | Technology | 14.7% |
| 3 | Financials | 13.4% |
| 4 | Consumer Discretionary | 10.5% |
| 5 | Communication Services | 9.43% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
ARIA
1651
DELISTED
Ariad Pharmaceuticals Inc
ARIA
| $836K | ﹤0.01% |
130,696
-13,978
| -10% | -$78.3K |
|
1652
Korn Ferry
KFY
$4.28B
| $828K | ﹤0.01% |
29,297
-7,623
| -21% | -$218K |
|
|
TCF
1653
DELISTED
TCF Financial Corporation Common Stock
TCF
| $826K | ﹤0.01% |
23,158
+1,848
| +9% | +$61.6K |
|
|
DWA
1654
DELISTED
DREAMWORKS ANIMATION SKG INC CL-A
DWA
| $823K | ﹤0.01% |
32,997
-12,800
| -28% | -$315K |
|
1655
Meritage Homes
MTH
$4.86B
| $821K | ﹤0.01% |
45,048
-1,000
| -2% | -$15.9K |
|
|
TIER
1656
DELISTED
TIER REIT, Inc.
TIER
| $821K | ﹤0.01% |
61,066
-13,962
| -19% | -$197K |
|
1657
St. Joe Company
JOE
$3.83B
| $817K | ﹤0.01% |
47,640
-13,100
| -22% | -$207K |
|
1658
Wipro
WIT
$20B
| $817K | ﹤0.01% |
346,309
-2,668,091
| -89% | -$5.82M |
|
1659
Delek US
DK
$3.58B
| $816K | ﹤0.01% |
53,589
+5,703
| +12% | +$92K |
|
|
BID
1660
DELISTED
Sotheby's
BID
| $815K | ﹤0.01% |
30,498
-7,700
| -20% | -$185K |
|
|
STAY
1661
DELISTED
Extended Stay America, Inc. Paired Share Unit
STAY
| $814K | ﹤0.01% |
49,932
+100
| +0.2% | +$1.39K |
|
|
KS
1662
DELISTED
KapStone Paper and Pack Corp.
KS
| $813K | ﹤0.01% |
58,761
-15,003
| -20% | -$203K |
|
|
RICE
1663
DELISTED
Rice Energy Inc.
RICE
| $811K | ﹤0.01% |
58,144
-10,314
| -15% | -$107K |
|
1664
J&J Snack Foods
JJSF
$1.71B
| $810K | ﹤0.01% |
7,476
-700
| -9% | -$75.6K |
|
|
FMBI
1665
DELISTED
First Midwest Bancorp Inc/IL
FMBI
| $809K | ﹤0.01% |
44,900
-12,800
| -22% | -$220K |
|
1666
WisdomTree
WT
$3.22B
| $806K | ﹤0.01% |
70,497
-19,347
| -22% | -$232K |
|
|
EDE
1667
DELISTED
Empire District Electric
EDE
| $803K | ﹤0.01% |
24,298
-9,700
| -29% | -$302K |
|
1668
Protolabs
PRLB
$2.13B
| $802K | ﹤0.01% |
10,400
-3,100
| -23% | -$200K |
|
|
PNNT
1669
Pennant Park Investment Corp
PNNT
$241M
| $801K | ﹤0.01% |
132,257
+7,345
| +6% | +$41.9K |
|
1670
Werner Enterprises
WERN
$2.25B
| $796K | ﹤0.01% |
29,317
+6,719
| +30% | +$170K |
|
1671
LiveRamp
RAMP
$2.3B
| $795K | ﹤0.01% |
37,097
-14,100
| -28% | -$281K |
|
1672
Ironwood Pharmaceuticals
IRWD
$714M
| $794K | ﹤0.01% |
86,615
-29,134
| -25% | -$240K |
|
1673
Provident Financial Services
PFS
$3.19B
| $792K | ﹤0.01% |
39,221
+8,523
| +28% | +$162K |
|
|
HAWK
1674
DELISTED
Blackhawk Network Holdings, Inc. Common Stock
HAWK
| $791K | ﹤0.01% |
23,070
-14,116
| -38% | -$514K |
|
1675
American States Water
AWR
$3.46B
| $789K | ﹤0.01% |
20,051
-11,946
| -37% | -$506K |
|
Similar funds
UBS AM's Q1 2016 Portfolio in Review
As of Q1 2016, UBS AM held 2,740 positions worth $86.2B, down 1.7% from $87.7B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS AM's Q1 2016 filing shows 51 new, 583 increased, 1,774 reduced and 113 closed positions. Its largest new stake was NXP Semiconductors: 1,291,575 shares worth $105M. The largest sale was Thermo Fisher Scientific, an estimated $221M.
By sector, the portfolio is most concentrated in Healthcare at 15% of assets, down from 17% a quarter earlier, followed by Technology and Financials.
- UBS AM's largest Q1 2016 buy was NXP Semiconductors: 1,291,575 shares worth $105M.
- UBS AM added most to Alibaba in Q1 2016, an estimated $235M increase.
- UBS AM's biggest Q1 2016 reduction was Thermo Fisher Scientific, cutting an estimated $221M.
- UBS AM fully exited CHUBB CORPORATION in Q1 2016, selling an estimated $97.5M.
- UBS AM's ten largest holdings make up 15% of its $86.2B portfolio in Q1 2016.
- UBS AM opened 51 new positions and closed 113 in Q1 2016.
- UBS AM's portfolio value fell 1.7% quarter-over-quarter to $86.2B.
Based on UBS AM's 13F filing for Q1 2016, filed 12 May 2016.