UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$438M |
| 2 |
Lockheed Martin
LMT
|
+$402M |
| 3 |
TAL Education Group
TAL
|
+$294M |
| 4 |
Microsoft
MSFT
|
+$269M |
| 5 |
Wells Fargo
WFC
|
+$235M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Mastercard
MA
|
+$384M |
| 2 |
Adobe
ADBE
|
+$372M |
| 3 |
Veeva Systems
VEEV
|
+$342M |
| 4 |
Thermo Fisher Scientific
TMO
|
+$289M |
| 5 |
Global Payments
GPN
|
+$287M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 25.1% |
| 2 | Consumer Discretionary | 13.57% |
| 3 | Healthcare | 12.46% |
| 4 | Financials | 11.55% |
| 5 | Communication Services | 9.78% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1626
Kaiser Aluminum
KALU
$3.12B
| $2.04M | ﹤0.01% |
20,587
| – | – |
|
1627
Hope Bancorp
HOPE
$1.79B
| $2.02M | ﹤0.01% |
185,495
+25,128
| +16% | +$234K |
|
|
PMT
1628
PennyMac Mortgage Investment
PMT
$820M
| $2.02M | ﹤0.01% |
115,049
+5,861
| +5% | +$99.3K |
|
1629
Capitol Federal Financial
CFFN
$1.08B
| $2.02M | ﹤0.01% |
161,743
+5,139
| +3% | +$61.3K |
|
1630
Mueller Water Products
MWA
$4.1B
| $2.02M | ﹤0.01% |
163,001
-15,884
| -9% | -$183K |
|
1631
Parsons
PSN
$5.05B
| $2.01M | ﹤0.01% |
55,200
+23,900
| +76% | +$803K |
|
1632
Bausch Health
BHC
$2.34B
| $2.01M | ﹤0.01% |
+96,594
| New | +$1.8M |
|
|
PRO
1633
DELISTED
PROS Holdings
PRO
| $2M | ﹤0.01% |
39,424
+1,322
| +3% | +$52.3K |
|
|
SNBR
1634
DELISTED
Sleep Number
SNBR
| $2M | ﹤0.01% |
24,428
-597
| -2% | -$41.4K |
|
1635
Heron Therapeutics
HRTX
$62.5M
| $2M | ﹤0.01% |
94,398
| – | – |
|
1636
United Parks & Resorts
PRKS
$1.97B
| $1.99M | ﹤0.01% |
63,050
+1,731
| +3% | +$45.1K |
|
|
ARI
1637
Apollo Commercial Real Estate
ARI
$880M
| $1.98M | ﹤0.01% |
177,492
+12,438
| +8% | +$128K |
|
1638
Northwest Bancshares
NWBI
$2.27B
| $1.98M | ﹤0.01% |
155,309
-1,134
| -0.7% | -$12.9K |
|
1639
Addus HomeCare
ADUS
$2.19B
| $1.97M | ﹤0.01% |
16,853
| – | – |
|
|
ALTR
1640
DELISTED
Altair Engineering Inc
ALTR
| $1.97M | ﹤0.01% |
33,845
-223
| -0.7% | -$11.2K |
|
|
HOUS
1641
DELISTED
Anywhere Real Estate
HOUS
| $1.97M | ﹤0.01% |
149,988
-11,502
| -7% | -$137K |
|
|
SWCH
1642
DELISTED
Switch, Inc. Class A Common Stock
SWCH
| $1.96M | ﹤0.01% |
120,036
+27,963
| +30% | +$437K |
|
1643
Albany International
AIN
$1.75B
| $1.96M | ﹤0.01% |
26,755
-5,475
| -17% | -$345K |
|
1644
Belden
BDC
$5.38B
| $1.95M | ﹤0.01% |
46,590
-10,459
| -18% | -$386K |
|
1645
Cohen & Steers
CNS
$4.3B
| $1.95M | ﹤0.01% |
26,229
+1,020
| +4% | +$67.3K |
|
|
BEAT
1646
DELISTED
BioTelemetry, Inc.
BEAT
| $1.95M | ﹤0.01% |
27,025
-3,526
| -12% | -$185K |
|
1647
Rocket Pharmaceuticals
RCKT
$391M
| $1.95M | ﹤0.01% |
35,471
| – | – |
|
1648
NMI Holdings
NMIH
$3.33B
| $1.94M | ﹤0.01% |
85,860
+15,345
| +22% | +$350K |
|
1649
Cimpress
CMPR
$2.3B
| $1.94M | ﹤0.01% |
22,106
| – | – |
|
|
BBBY
1650
Bed Bath & Beyond
BBBY
$423M
| $1.94M | ﹤0.01% |
44,443
+13,046
| +42% | +$772K |
|
Similar funds
UBS AM's Q4 2020 Portfolio in Review
As of Q4 2020, UBS AM held 2,632 positions worth $213B, up 15% from $186B the previous quarter. Its ten largest holdings account for 23% of the portfolio.
UBS AM's Q4 2020 filing shows 139 new, 1,393 increased, 625 reduced and 83 closed positions. Its largest new stake was Maravai LifeSciences: 3,763,012 shares worth $106M. The largest sale was Mastercard, an estimated $384M.
By sector, the portfolio is most concentrated in Technology at 25% of assets, up from 24% a quarter earlier, followed by Consumer Discretionary and Healthcare.
- UBS AM's largest Q4 2020 buy was Maravai LifeSciences: 3,763,012 shares worth $106M.
- UBS AM added most to Apple in Q4 2020, an estimated $438M increase.
- UBS AM's biggest Q4 2020 reduction was Mastercard, cutting an estimated $384M.
- UBS AM fully exited State Street Technology Select Sector SPDR ETF in Q4 2020, selling an estimated $115M.
- UBS AM's ten largest holdings make up 23% of its $213B portfolio in Q4 2020.
- UBS AM opened 139 new positions and closed 83 in Q4 2020.
- UBS AM's portfolio value rose 15% quarter-over-quarter to $213B.
Based on UBS AM's 13F filing for Q4 2020, filed 17 Feb 2021.