UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$2.79B |
| 2 |
Meta Platforms (Facebook)
META
|
+$412M |
| 3 |
TAL Education Group
TAL
|
+$200M |
| 4 |
PPD
PPD, Inc. Common Stock
PPD
|
+$184M |
| 5 |
Intuit
INTU
|
+$182M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$1.43B |
| 2 |
NetEase
NTES
|
+$245M |
| 3 |
Goldman Sachs
GS
|
+$161M |
| 4 |
PPLI
People Inc
PPLI
|
+$114M |
| 5 |
Baidu
BIDU
|
+$110M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 24.43% |
| 2 | Consumer Discretionary | 14.2% |
| 3 | Healthcare | 13.11% |
| 4 | Financials | 11.12% |
| 5 | Communication Services | 9.64% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1626
Gibraltar Industries
ROCK
$1.48B
| $1.5M | ﹤0.01% |
22,962
-4,558
| -17% | -$269K |
|
1627
Central Garden & Pet Co Class A
CENTA
$2.39B
| $1.49M | ﹤0.01% |
51,575
-6,825
| -12% | -$196K |
|
|
CSII
1628
DELISTED
Cardiovascular Systems, Inc.
CSII
| $1.49M | ﹤0.01% |
37,894
+6,551
| +21% | +$212K |
|
|
ARI
1629
Apollo Commercial Real Estate
ARI
$881M
| $1.49M | ﹤0.01% |
165,054
+4,587
| +3% | +$42.2K |
|
|
FSP
1630
Franklin Street Properties
FSP
$45.8M
| $1.49M | ﹤0.01% |
405,775
+36,527
| +10% | +$171K |
|
1631
Terex
TEX
$7.72B
| $1.48M | ﹤0.01% |
76,587
+18,694
| +32% | +$365K |
|
|
SYKE
1632
DELISTED
SYKES Enterprises Inc
SYKE
| $1.48M | ﹤0.01% |
43,272
+2,918
| +7% | +$90.2K |
|
1633
Pitney Bowes
PBI
$2.37B
| $1.48M | ﹤0.01% |
278,466
-1,979
| -0.7% | -$9.13K |
|
1634
Vicor
VICR
$10.2B
| $1.48M | ﹤0.01% |
19,022
+1,070
| +6% | +$85.1K |
|
|
MGLN
1635
DELISTED
Magellan Health Services, Inc.
MGLN
| $1.48M | ﹤0.01% |
19,484
| – | – |
|
|
GOOS
1636
Canada Goose Holdings
GOOS
$848M
| $1.47M | ﹤0.01% |
45,797
+1,900
| +4% | +$46.8K |
|
1637
Chesapeake Utilities
CPK
$3.21B
| $1.46M | ﹤0.01% |
17,344
-1,466
| -8% | -$121K |
|
1638
Walker & Dunlop
WD
$1.48B
| $1.46M | ﹤0.01% |
27,517
-293
| -1% | -$15.4K |
|
1639
Aurinia Pharmaceuticals
AUPH
$2.08B
| $1.46M | ﹤0.01% |
99,259
+19,900
| +25% | +$288K |
|
1640
Capitol Federal Financial
CFFN
$1.1B
| $1.45M | ﹤0.01% |
156,604
-14,769
| -9% | -$144K |
|
1641
Universal Corp
UVV
$1.2B
| $1.45M | ﹤0.01% |
34,527
+77
| +0.2% | +$3.3K |
|
|
UCB
1642
United Community Banks
UCB
$4.29B
| $1.44M | ﹤0.01% |
85,305
-1,949
| -2% | -$35.1K |
|
1643
Northwest Bancshares
NWBI
$2.29B
| $1.44M | ﹤0.01% |
156,443
+2,377
| +2% | +$23.5K |
|
1644
JELD-WEN Holding
JELD
$165M
| $1.44M | ﹤0.01% |
63,683
-2,477
| -4% | -$50.7K |
|
|
SWCH
1645
DELISTED
Switch, Inc. Class A Common Stock
SWCH
| $1.44M | ﹤0.01% |
92,073
-585
| -0.6% | -$9.96K |
|
1646
Gentherm
THRM
$1.25B
| $1.43M | ﹤0.01% |
35,022
+4,920
| +16% | +$206K |
|
|
NOVA
1647
DELISTED
Sunnova Energy
NOVA
| $1.43M | ﹤0.01% |
47,100
+26,700
| +131% | +$633K |
|
|
ALTR
1648
DELISTED
Altair Engineering Inc
ALTR
| $1.43M | ﹤0.01% |
34,068
+500
| +1% | +$20.1K |
|
|
FMBI
1649
DELISTED
First Midwest Bancorp Inc/IL
FMBI
| $1.42M | ﹤0.01% |
131,928
-801
| -0.6% | -$9.87K |
|
|
LTHM
1650
DELISTED
Livent Corporation
LTHM
| $1.42M | ﹤0.01% |
158,514
| – | – |
|
Similar funds
UBS AM's Q3 2020 Portfolio in Review
As of Q3 2020, UBS AM held 2,541 positions worth $186B, up 14% from $164B the previous quarter. Its ten largest holdings account for 26% of the portfolio.
UBS AM's Q3 2020 filing shows 79 new, 1,449 increased, 718 reduced and 56 closed positions. Its largest new stake was State Street Technology Select Sector SPDR ETF: 1,973,762 shares worth $115M. The largest sale was Alibaba, an estimated $1.43B.
By sector, the portfolio is most concentrated in Technology at 24% of assets, up from 23% a quarter earlier, followed by Consumer Discretionary and Healthcare.
- UBS AM's largest Q3 2020 buy was State Street Technology Select Sector SPDR ETF: 1,973,762 shares worth $115M.
- UBS AM added most to Microsoft in Q3 2020, an estimated $2.79B increase.
- UBS AM's biggest Q3 2020 reduction was Alibaba, cutting an estimated $1.43B.
- UBS AM fully exited LogMein, Inc. in Q3 2020, selling an estimated $27.8M.
- UBS AM's ten largest holdings make up 26% of its $186B portfolio in Q3 2020.
- UBS AM opened 79 new positions and closed 56 in Q3 2020.
- UBS AM's portfolio value rose 14% quarter-over-quarter to $186B.
Based on UBS AM's 13F filing for Q3 2020, filed 13 Nov 2020.