UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
PayPal
PYPL
|
+$161M |
| 2 |
WRK
WestRock Company
WRK
|
+$141M |
| 3 |
Kraft Heinz
KHC
|
+$132M |
| 4 |
TripAdvisor
TRIP
|
+$117M |
| 5 |
BXLT
BAXALTA INC COM STK (DE)
BXLT
|
+$116M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alphabet (Google) Class C
GOOG
|
+$1.82B |
| 2 |
Apple
AAPL
|
+$423M |
| 3 |
eBay
EBAY
|
+$213M |
| 4 |
Regeneron Pharmaceuticals
REGN
|
+$178M |
| 5 |
Booking.com
BKNG
|
+$173M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 16.43% |
| 2 | Financials | 14.86% |
| 3 | Technology | 14.39% |
| 4 | Consumer Discretionary | 9.86% |
| 5 | Industrials | 8.33% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1626
Neogen
NEOG
$2.5B
| $1.09M | ﹤0.01% |
64,600
+14,475
| +29% | +$285K |
|
1627
Marriott Vacations Worldwide
VAC
$4.25B
| $1.09M | ﹤0.01% |
15,945
+3,900
| +32% | +$306K |
|
1628
MillerKnoll
MLKN
$1.67B
| $1.08M | ﹤0.01% |
37,598
+10,600
| +39% | +$298K |
|
1629
Viavi Solutions
VIAV
$9.66B
| $1.08M | ﹤0.01% |
202,000
-68,426
| -25% | -$401K |
|
|
SALE
1630
DELISTED
RetailMeNot, Inc. Series 1
SALE
| $1.08M | ﹤0.01% |
131,445
+47,966
| +57% | +$558K |
|
|
PMT
1631
PennyMac Mortgage Investment
PMT
$842M
| $1.08M | ﹤0.01% |
69,837
+12,974
| +23% | +$213K |
|
1632
Yelp
YELP
$1.41B
| $1.08M | ﹤0.01% |
49,772
-25,000
| -33% | -$693K |
|
1633
HNI Corp
HNI
$3.59B
| $1.08M | ﹤0.01% |
25,099
+5,200
| +26% | +$248K |
|
|
ESND
1634
DELISTED
Essendant Inc.
ESND
| $1.07M | ﹤0.01% |
33,096
+8,697
| +36% | +$308K |
|
|
BREW
1635
DELISTED
Craft Brew Alliance, Inc.
BREW
| $1.07M | ﹤0.01% |
134,407
-28
| -0% | -$253 |
|
1636
BGC Group
BGC
$4.89B
| $1.06M | ﹤0.01% |
200,934
+96,755
| +93% | +$562K |
|
|
DWRE
1637
DELISTED
DEMANDWARE INC COM STK (DE)
DWRE
| $1.06M | ﹤0.01% |
20,499
+4,400
| +27% | +$272K |
|
|
APOL
1638
DELISTED
Apollo Education Group Inc Class A
APOL
| $1.05M | ﹤0.01% |
95,396
+24,799
| +35% | +$304K |
|
1639
ICU Medical
ICUI
$4.61B
| $1.05M | ﹤0.01% |
9,613
+3,013
| +46% | +$322K |
|
1640
3D Systems Corp
DDD
$613M
| $1.05M | ﹤0.01% |
90,875
+4,009
| +5% | +$55.6K |
|
1641
Penumbra
PEN
$12.8B
| $1.05M | ﹤0.01% |
+26,171
| New | +$1.06M |
|
1642
Pinnacle Financial Partners Inc
PNFP
$15.8B
| $1.05M | ﹤0.01% |
21,211
+4,900
| +30% | +$248K |
|
|
KNGT
1643
DELISTED
KNIGHT TRANSPORTATION INC
KNGT
| $1.05M | ﹤0.01% |
43,659
+12,480
| +40% | +$300K |
|
|
CDR
1644
DELISTED
Cedar Realty Trust, Inc
CDR
| $1.04M | ﹤0.01% |
25,478
+3,682
| +17% | +$158K |
|
|
AHT
1645
Ashford Hospitality Trust
AHT
$21M
| $1.04M | ﹤0.01% |
173
+26
| +18% | +$207K |
|
1646
KB Home
KBH
$3.59B
| $1.04M | ﹤0.01% |
76,763
+25,565
| +50% | +$390K |
|
|
SAFE
1647
Safehold
SAFE
$1.15B
| $1.04M | ﹤0.01% |
16,977
+3,491
| +26% | +$219K |
|
|
EEQ
1648
DELISTED
Enbridge Energy Management Llc
EEQ
| $1.03M | ﹤0.01% |
59,841
+16,077
| +37% | +$330K |
|
|
SWFT
1649
DELISTED
Swift Transportation Company
SWFT
| $1.03M | ﹤0.01% |
68,879
+22,882
| +50% | +$482K |
|
1650
Unifirst Corp
UNF
$5.25B
| $1.03M | ﹤0.01% |
9,675
+2,205
| +30% | +$246K |
|
Similar funds
UBS AM's Q3 2015 Portfolio in Review
As of Q3 2015, UBS AM held 2,756 positions worth $90.7B, down 13% from $104B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS AM withdrew a net $7.76B in Q3 2015, closing 90 positions and reducing 746 holdings. Its most notable exit was Alphabet (Google) Class C, an estimated $1.82B position sold in full.
By sector, the portfolio is most concentrated in Healthcare at 16% of assets, down from 17% a quarter earlier, followed by Financials and Technology.
Against the trend, UBS AM opened a new position in PayPal worth $139M.
- UBS AM's largest Q3 2015 buy was PayPal: 4,485,916 shares worth $139M.
- UBS AM added most to TripAdvisor in Q3 2015, an estimated $117M increase.
- UBS AM's biggest Q3 2015 reduction was Apple, cutting an estimated $423M.
- UBS AM fully exited Alphabet (Google) Class C in Q3 2015, selling an estimated $1.82B.
- UBS AM's ten largest holdings make up 14% of its $90.7B portfolio in Q3 2015.
- UBS AM opened 55 new positions and closed 90 in Q3 2015.
- UBS AM's portfolio value fell 13% quarter-over-quarter to $90.7B.
Based on UBS AM's 13F filing for Q3 2015, filed 29 Oct 2015.