UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Regeneron Pharmaceuticals
REGN
|
+$188M |
| 2 |
Yelp
YELP
|
+$182M |
| 3 |
General Motors
GM
|
+$141M |
| 4 |
American Express
AXP
|
+$138M |
| 5 |
Comcast
CMCSA
|
+$116M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
eBay
EBAY
|
+$331M |
| 2 |
Crown Castle
CCI
|
+$303M |
| 3 |
Cardinal Health
CAH
|
+$204M |
| 4 |
Gilead Sciences
GILD
|
+$157M |
| 5 |
Apple
AAPL
|
+$150M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 14.6% |
| 2 | Healthcare | 13.9% |
| 3 | Technology | 13.4% |
| 4 | Industrials | 10.1% |
| 5 | Consumer Discretionary | 9.2% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1626
TriMas Corp
TRS
$1.45B
| $654K | ﹤0.01% |
20,581
+4,142
| +25% | +$126K |
|
1627
MidCap Financial Investment
MFIC
$800M
| $651K | ﹤0.01% |
25,565
+1,200
| +5% | +$30.9K |
|
|
UHT
1628
Universal Health Realty Income Trust
UHT
$585M
| $647K | ﹤0.01% |
16,155
+600
| +4% | +$25.4K |
|
|
CDR
1629
DELISTED
Cedar Realty Trust, Inc
CDR
| $647K | ﹤0.01% |
15,660
-2,803
| -15% | -$106K |
|
|
MDP
1630
DELISTED
Meredith Corporation
MDP
| $647K | ﹤0.01% |
12,499
+300
| +2% | +$15.3K |
|
|
BFS
1631
Saul Centers
BFS
$829M
| $646K | ﹤0.01% |
13,532
| – | – |
|
1632
CVB Financial
CVBF
$4B
| $645K | ﹤0.01% |
37,796
-15,500
| -29% | -$236K |
|
1633
Bank OZK
OZK
$5.63B
| $645K | ﹤0.01% |
22,798
+200
| +0.9% | +$5.18K |
|
1634
Applied Industrial Technologies
AIT
$13.3B
| $643K | ﹤0.01% |
13,099
-4,000
| -23% | -$195K |
|
|
HPY
1635
DELISTED
HEARTLAND PAYMENT SYSTEMS, INC. COM STK
HPY
| $639K | ﹤0.01% |
12,831
-12,482
| -49% | -$541K |
|
1636
News Corp Class B
NWS
$18.3B
| $638K | ﹤0.01% |
35,764
| – | – |
|
1637
Rithm Capital
RITM
$5.55B
| $637K | ﹤0.01% |
47,659
-300
| -0.6% | -$3.87K |
|
|
SWFT
1638
DELISTED
Swift Transportation Company
SWFT
| $637K | ﹤0.01% |
28,697
-12,600
| -31% | -$275K |
|
|
MBFI
1639
DELISTED
MB Financial Corp
MBFI
| $635K | ﹤0.01% |
19,798
-200
| -1% | -$6.08K |
|
|
CYBX
1640
DELISTED
CYBERONICS INC
CYBX
| $635K | ﹤0.01% |
9,699
+400
| +4% | +$24.3K |
|
|
ALEX
1641
DELISTED
Alexander & Baldwin
ALEX
| $634K | ﹤0.01% |
15,199
+500
| +3% | +$19.2K |
|
1642
Prestige Consumer Healthcare
PBH
$2.58B
| $634K | ﹤0.01% |
17,698
-200
| -1% | -$6.64K |
|
1643
Vanguard Morningstar Mid-Cap ETF
VO
$108B
| $633K | ﹤0.01% |
23,012
| – | – |
|
|
B
1644
DELISTED
Barnes Group Inc.
B
| $632K | ﹤0.01% |
16,499
-900
| -5% | -$32.8K |
|
|
TAL
1645
DELISTED
TAL INTERNATIONAL GROUP, INC.
TAL
| $631K | ﹤0.01% |
10,999
-11,913
| -52% | -$613K |
|
1646
Entegris
ENTG
$21.8B
| $630K | ﹤0.01% |
54,295
-3,100
| -5% | -$32.7K |
|
1647
Equinor
EQNR
$93.7B
| $628K | ﹤0.01% |
26,023
-21,801
| -46% | -$503K |
|
|
EFII
1648
DELISTED
Electronics for Imaging
EFII
| $627K | ﹤0.01% |
16,198
-1,600
| -9% | -$58.2K |
|
1649
Capitol Federal Financial
CFFN
$1.11B
| $626K | ﹤0.01% |
51,696
-34,900
| -40% | -$431K |
|
|
IRF
1650
DELISTED
INTL RECTIFIER CORP
IRF
| $623K | ﹤0.01% |
23,897
-500
| -2% | -$12.2K |
|
Similar funds
UBS AM's Q4 2013 Portfolio in Review
As of Q4 2013, UBS AM held 2,637 positions worth $87.5B, up 8.1% from $80.9B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS AM's Q4 2013 filing shows 130 new, 1,010 increased, 1,128 reduced and 103 closed positions. Its largest new stake was Trip.com Group: 2,309,000 shares worth $57.3M. The largest sale was eBay, an estimated $331M.
By sector, the portfolio is most concentrated in Financials at 15% of assets, up from 14% a quarter earlier, followed by Healthcare and Technology.
- UBS AM's largest Q4 2013 buy was Trip.com Group: 2,309,000 shares worth $57.3M.
- UBS AM added most to Regeneron Pharmaceuticals in Q4 2013, an estimated $188M increase.
- UBS AM's biggest Q4 2013 reduction was eBay, cutting an estimated $331M.
- UBS AM fully exited DELL INC in Q4 2013, selling an estimated $62.9M.
- UBS AM's ten largest holdings make up 14% of its $87.5B portfolio in Q4 2013.
- UBS AM opened 130 new positions and closed 103 in Q4 2013.
- UBS AM's portfolio value rose 8.1% quarter-over-quarter to $87.5B.
Based on UBS AM's 13F filing for Q4 2013, filed 31 Jan 2014.