UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$2.79B |
| 2 |
Meta Platforms (Facebook)
META
|
+$412M |
| 3 |
TAL Education Group
TAL
|
+$200M |
| 4 |
PPD
PPD, Inc. Common Stock
PPD
|
+$184M |
| 5 |
Intuit
INTU
|
+$182M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$1.43B |
| 2 |
NetEase
NTES
|
+$245M |
| 3 |
Goldman Sachs
GS
|
+$161M |
| 4 |
PPLI
People Inc
PPLI
|
+$114M |
| 5 |
Baidu
BIDU
|
+$110M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 24.43% |
| 2 | Consumer Discretionary | 14.2% |
| 3 | Healthcare | 13.11% |
| 4 | Financials | 11.12% |
| 5 | Communication Services | 9.64% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1601
Monro
MNRO
$380M
| $1.59M | ﹤0.01% |
39,266
+5,989
| +18% | +$306K |
|
1602
Addus HomeCare
ADUS
$2.23B
| $1.59M | ﹤0.01% |
16,853
+4,118
| +32% | +$386K |
|
|
WDR
1603
DELISTED
Waddell & Reed Financial, Inc.
WDR
| $1.59M | ﹤0.01% |
107,083
-14,018
| -12% | -$214K |
|
|
CUB
1604
DELISTED
Cubic Corporation
CUB
| $1.58M | ﹤0.01% |
27,232
+1,775
| +7% | +$83.5K |
|
|
ALX
1605
Alexander's
ALX
$1.37B
| $1.58M | ﹤0.01% |
6,454
+736
| +13% | +$187K |
|
1606
Cardlytics
CDLX
$21.5M
| $1.58M | ﹤0.01% |
2,241
+72
| +3% | +$52.3K |
|
1607
Mueller Industries
MLI
$15.3B
| $1.58M | ﹤0.01% |
232,896
+5,684
| +3% | +$40.6K |
|
1608
WesBanco
WSBC
$4B
| $1.57M | ﹤0.01% |
73,725
-5,270
| -7% | -$112K |
|
|
SFBS
1609
ServisFirst Bancshares
SFBS
$4.86B
| $1.57M | ﹤0.01% |
46,088
-3,337
| -7% | -$120K |
|
1610
Acushnet Holdings
GOLF
$5.46B
| $1.57M | ﹤0.01% |
46,572
+2,485
| +6% | +$87.6K |
|
1611
First Majestic Silver
AG
$9.06B
| $1.56M | ﹤0.01% |
164,940
+9,400
| +6% | +$109K |
|
1612
Cinemark Holdings
CNK
$4.26B
| $1.56M | ﹤0.01% |
156,115
+19,538
| +14% | +$244K |
|
|
BPYU
1613
DELISTED
Brookfield Property REIT Inc. Class A Common Stock
BPYU
| $1.56M | ﹤0.01% |
127,395
-10,098
| -7% | -$116K |
|
|
RESI
1614
DELISTED
Front Yard Residential Corporation Common Stock
RESI
| $1.56M | ﹤0.01% |
178,087
+133,800
| +302% | +$1.22M |
|
1615
Itaú Unibanco
ITUB
$87.4B
| $1.55M | ﹤0.01% |
534,636
-230,750
| -30% | -$784K |
|
|
LGF.B
1616
DELISTED
Lions Gate Entertainment Corp. Class B Non-Voting Shares
LGF.B
| $1.55M | ﹤0.01% |
177,287
+45,548
| +35% | +$364K |
|
1617
Cal-Maine
CALM
$3.91B
| $1.54M | ﹤0.01% |
40,179
+10,935
| +37% | +$463K |
|
|
ARNC
1618
DELISTED
Arconic Corporation
ARNC
| $1.54M | ﹤0.01% |
80,871
-27,548
| -25% | -$527K |
|
|
NOAH
1619
Noah Holdings
NOAH
$608M
| $1.54M | ﹤0.01% |
59,000
-10,531
| -15% | -$310K |
|
1620
Veracyte
VCYT
$3.81B
| $1.54M | ﹤0.01% |
47,287
+5,031
| +12% | +$160K |
|
1621
Kodiak Sciences
KOD
$2.84B
| $1.53M | ﹤0.01% |
25,766
+250
| +1% | +$12.5K |
|
|
SWN
1622
DELISTED
Southwestern Energy Company
SWN
| $1.52M | ﹤0.01% |
648,932
+81,103
| +14% | +$216K |
|
|
HOUS
1623
DELISTED
Anywhere Real Estate
HOUS
| $1.52M | ﹤0.01% |
161,490
-4,532
| -3% | -$43.5K |
|
|
MFA
1624
MFA Financial
MFA
$916M
| $1.52M | ﹤0.01% |
142,099
+2,515
| +2% | +$27.1K |
|
|
PRFT
1625
DELISTED
Perficient Inc
PRFT
| $1.52M | ﹤0.01% |
35,630
+3,430
| +11% | +$138K |
|
Similar funds
UBS AM's Q3 2020 Portfolio in Review
As of Q3 2020, UBS AM held 2,541 positions worth $186B, up 14% from $164B the previous quarter. Its ten largest holdings account for 26% of the portfolio.
UBS AM's Q3 2020 filing shows 79 new, 1,449 increased, 718 reduced and 56 closed positions. Its largest new stake was State Street Technology Select Sector SPDR ETF: 1,973,762 shares worth $115M. The largest sale was Alibaba, an estimated $1.43B.
By sector, the portfolio is most concentrated in Technology at 24% of assets, up from 23% a quarter earlier, followed by Consumer Discretionary and Healthcare.
- UBS AM's largest Q3 2020 buy was State Street Technology Select Sector SPDR ETF: 1,973,762 shares worth $115M.
- UBS AM added most to Microsoft in Q3 2020, an estimated $2.79B increase.
- UBS AM's biggest Q3 2020 reduction was Alibaba, cutting an estimated $1.43B.
- UBS AM fully exited LogMein, Inc. in Q3 2020, selling an estimated $27.8M.
- UBS AM's ten largest holdings make up 26% of its $186B portfolio in Q3 2020.
- UBS AM opened 79 new positions and closed 56 in Q3 2020.
- UBS AM's portfolio value rose 14% quarter-over-quarter to $186B.
Based on UBS AM's 13F filing for Q3 2020, filed 13 Nov 2020.